13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,681 holding rows worth $4,209,218,092.
- Accession
- 0001493152-23-040792
- Filer
- CIK 1549230
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,681 entries on the cover page, a total value of $4,209,218,092 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,209,218,092 with VALUE read as dollars as filed, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,340 | $139,594 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 185,099 | $138,047 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,580 | $137,489 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 10,226 | $135,904 | dollars as filed | |
| EG ACQUISITION CORP | 26846A118 | WARR | 12,639 | $134,732 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 15,867 | $133,917 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,819 | $133,318 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 12,994 | $132,799 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 26,366 | $132,621 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 10,021 | $132,478 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,304 | $131,239 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 786,579 | $130,415 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 594,000 | $130,205 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 21,789 | $128,555 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 990,000 | $128,007 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,969 | $127,508 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,309 | $126,299 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 37,000 | $125,615 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 19,050 | $125,540 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 95,745 | $124,469 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 15,568 | $124,388 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 14,394 | $123,932 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 19,257 | $123,630 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 1,416,063 | $123,481 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 21,238 | $122,968 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,609 | $122,447 | dollars as filed | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 11,227 | $121,476 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 67,445 | $121,401 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 18,545 | $120,913 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 81,091 | $119,204 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 33,257 | $117,397 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 16,902 | $116,962 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 650,000 | $116,838 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 15,967 | $116,719 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 10,917 | $115,830 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ON24 INC | 68339B104 | COM | 18,254 | $115,548 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 700,000 | $115,500 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 10,984 | $115,332 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,417 | $114,361 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 96,000 | $113,760 | dollars as filed | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 10,305 | $112,531 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,027 | $112,189 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 485,000 | $112,108 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,404 | $111,775 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 11,874 | $111,734 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 10,561 | $111,313 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,294 | $111,200 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 10,158 | $110,722 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 13,430 | $110,663 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,163 | $110,047 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 925,000 | $109,705 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 81,736 | $109,526 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 10,805 | $109,239 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 10,000 | $106,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,622 | $106,326 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,242 | $105,804 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 14,580 | $105,705 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 10,000 | $105,500 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 16,009 | $103,898 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 110,000 | $103,762 | dollars as filed | principal |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 10,000 | $103,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 11,424 | $103,387 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 266,000 | $103,208 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,900 | $102,245 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 13,410 | $102,184 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 24,900 | $101,592 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 22,656 | $100,819 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,638 | $99,770 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 42,500 | $99,025 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 730,000 | $98,477 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,139 | $97,740 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 884,460 | $97,335 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 75,153 | $96,196 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 53,143 | $96,189 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 13,532 | $95,265 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 14,229 | $93,911 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 595,265 | $93,159 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 10,315 | $91,288 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 450,000 | $90,450 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,516 | $90,366 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 13,042 | $86,208 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 22,591 | $85,846 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 27,588 | $85,523 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 450,000 | $85,500 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 49,195 | $85,107 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 15,546 | $84,726 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,211 | $83,832 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 12,262 | $81,420 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 106,000 | $81,282 | dollars as filed | principal |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 621,600 | $80,808 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 78,950 | $78,942 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 23,966 | $78,608 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 15,000 | $77,850 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 10,820 | $77,796 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 643,125 | $77,175 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 18,083 | $75,406 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 34,256 | $74,678 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 12,203 | $73,462 | dollars as filed | |
| PHP VENTURES ACQUISITION-RTS | 69291C122 | COM | 450,000 | $73,260 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 117,695 | $72,500 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 311,040 | $71,539 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 29,822 | $69,485 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 60,000 | $69,289 | dollars as filed | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,730 | $68,233 | dollars as filed | |
| NOCO NOCO INC | G7243P109 | COM | 55,686 | $65,709 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 245,200 | $64,733 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,453 | $64,709 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 35,733 | $64,677 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 237,000 | $62,670 | dollars as filed | principal |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 540,000 | $62,100 | dollars as filed | |
| RF ACQUISITION CORP | 74954L120 | RIGHT 05/01/2028 | 400,000 | $62,000 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 336,600 | $60,588 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V139 | RIGHT 03/01/2028 | 438,093 | $60,238 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 12,995 | $60,037 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 53,950 | $59,885 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 11,421 | $59,503 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 125,000 | $59,438 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 67,000 | $58,413 | dollars as filed | principal |
| LANZATECH GLOBAL INC | 51655R101 | COM | 12,500 | $58,375 | dollars as filed | put |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 18,978 | $57,978 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 36,000 | $56,880 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,407 | $56,718 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 30,000 | $56,100 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 400,000 | $56,040 | dollars as filed | |
| 0 | G3034H141 | 0 | 346,875 | $55,257 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 78,000 | $54,929 | dollars as filed | principal |
| PLUTONIAN ACQUISITION CORP | 72942P112 | RIGHT 10/26/2027 | 322,805 | $52,875 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,576 | $52,563 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 250,000 | $51,000 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 60,000 | $50,436 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 335,000 | $50,250 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 60,500 | $49,507 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 802,000 | $46,516 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 258,844 | $46,074 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 203,040 | $45,582 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 560,000 | $44,800 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 590,000 | $44,250 | dollars as filed | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 60,240 | $42,108 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 168,396 | $41,257 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 338,732 | $40,919 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 10,000 | $39,400 | dollars as filed | call |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 350,000 | $36,365 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 347,800 | $36,258 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 360,200 | $36,020 | dollars as filed | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 23,000 | $35,166 | dollars as filed | principal |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 330,000 | $34,650 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 18,864 | $31,503 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 300,000 | $31,500 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C119 | RIGHT 03/30/2025 | 72,600 | $31,218 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 278,358 | $31,176 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 151,200 | $28,728 | dollars as filed | |
| CARAVELLE INTERNATIONAL GROU | G1901X108 | ORD SHS | 41,718 | $28,493 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 125,000 | $28,125 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 26,086 | $27,129 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 20,300 | $26,390 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 173,250 | $26,074 | dollars as filed | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 20,000 | $25,600 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 26,529 | $23,743 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 27,100 | $21,707 | dollars as filed | call |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 86,600 | $21,650 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 69,280 | $21,622 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 60,540 | $20,584 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 24,000 | $20,570 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 15,480 | $18,112 | dollars as filed | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 10,906 | $16,904 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 12,000 | $15,840 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 14,000 | $15,820 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 25,000 | $15,500 | dollars as filed | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 74,155 | $15,498 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 12,000 | $12,720 | dollars as filed | |
| NEXERA TECHNOLOGIES LTD | M61472110 | *W EXP 08/26/202 | 24,038 | $11,608 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 54,000 | $10,800 | dollars as filed | |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 17,530 | $8,397 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 29,773 | $7,741 | dollars as filed | |
| C3IS INC | Y18284102 | COM | 14,998 | $6,884 | dollars as filed | |
| TRIO PETROLEUM CORP COMMON STOCK | 89669L108 | Stock | 11,706 | $6,672 | dollars as filed | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 13,500 | $5,939 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 40,000 | $3,588 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 20,000 | $3,000 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 32,911 | $2,669 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 52,873 | $2,511 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-23-040792 | this filing | 2023-11-14 | acceptance time not in the bulk data set |