13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,681 holding rows worth $4,209,218,092.
- Accession
- 0001493152-23-040792
- Filer
- CIK 1549230
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,681 entries on the cover page, a total value of $4,209,218,092 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,209,218,092 with VALUE read as dollars as filed, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 392,900 | $167,956,892 | dollars as filed | put |
| ISHARES TR | 464287457 | COM | 920,000 | $74,492,400 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 350,588 | $58,365,890 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 499,963 | $46,811,536 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,392,739 | $43,411,553 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 105,500 | $37,797,485 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 210,300 | $37,168,422 | dollars as filed | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 315,861 | $35,445,921 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,949,625 | $33,767,505 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 299,600 | $30,373,448 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 438,997 | $28,482,125 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 2,517,568 | $28,297,464 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 224,600 | $27,226,012 | dollars as filed | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 704,322 | $25,531,673 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 10,754,000 | $25,361,965 | dollars as filed | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 51,200 | $25,171,456 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 185,542 | $24,280,026 | dollars as filed | |
| SPY | 78462F103 | SHS | 53,876 | $23,030,912 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 11,500,000 | $22,724,863 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 9,794,000 | $21,853,842 | dollars as filed | principal |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,665,930 | $21,300,781 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 202,642 | $20,861,994 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 7,087,000 | $20,701,836 | dollars as filed | principal |
| Indivior PLC | G4766E116 | Common Stock | 946,208 | $20,534,626 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 7,500,000 | $20,400,000 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 62,590 | $19,762,793 | dollars as filed | |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 7,390,000 | $19,250,305 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 896,200 | $17,995,696 | dollars as filed | call |
| SYNOPSYS INC COM | 871607107 | Stock | 39,200 | $17,991,624 | dollars as filed | put |
| SEAGEN INC | 81181C104 | COM | 83,800 | $17,778,170 | dollars as filed | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,086,700 | $17,245,929 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 47,800 | $17,125,306 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 402,800 | $16,824,956 | dollars as filed | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 146,300 | $16,555,308 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 211,064 | $16,538,975 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 36,170 | $16,516,669 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 35,856 | $16,456,828 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 91,000 | $16,083,340 | dollars as filed | call |
| HUMANA INC COM | 444859102 | Stock | 32,800 | $15,957,856 | dollars as filed | put |
| Abbott Laboratories | 002824100 | COM | 163,803 | $15,864,321 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 848,800 | $15,736,752 | dollars as filed | put |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 110,687 | $14,865,264 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 386,856 | $14,599,945 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 286,867 | $14,076,564 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 188,900 | $13,925,708 | dollars as filed | put |
| KBR INC COM | 48242W106 | Stock | 232,980 | $13,731,841 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 51,133 | $13,546,154 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 110,000 | $13,334,200 | dollars as filed | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 148,825 | $13,168,036 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 127,580 | $12,995,299 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 138,600 | $12,977,118 | dollars as filed | call |
| Adobe Inc | 00724F101 | COM | 25,059 | $12,777,584 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 142,000 | $12,593,980 | dollars as filed | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 574,185 | $12,545,942 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 462,000 | $12,460,140 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 170,600 | $12,457,212 | dollars as filed | put |
| AUTOZONE INC COM | 053332102 | Stock | 4,817 | $12,235,132 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 12,000,000 | $11,843,400 | dollars as filed | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 83,928 | $11,782,652 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 92,443 | $11,751,354 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 4,121,524 | $11,663,913 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 173,398 | $11,645,410 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 12,085,000 | $11,630,483 | dollars as filed | principal |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 742,938 | $11,515,539 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 617,602 | $11,505,925 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 182,730 | $11,312,814 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 45,665 | $11,245,006 | dollars as filed | |
| LIVENT CORP | 53814LAB4 | BOND | 5,146,000 | $11,207,473 | dollars as filed | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,258,480 | $10,646,741 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 1,162,905 | $10,628,952 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 122,162 | $10,596,332 | dollars as filed | |
| SPY | 78462F103 | SHS | 24,600 | $10,516,008 | dollars as filed | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 113,100 | $10,421,034 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 139,800 | $10,208,196 | dollars as filed | call |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 946,349 | $10,182,715 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 47,000 | $9,971,050 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 20,414 | $9,931,819 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 3,198,708 | $9,915,995 | dollars as filed | |
| Yotta Acquisition Corp | 98741Y111 | Warrant | 925,000 | $9,823,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EF HUTTON ACQUISITION CORP I | 28201D117 | *W EXP 11/18/202 | 915,750 | $9,716,108 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 582,339 | $9,573,653 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 115,215 | $9,317,437 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 253,752 | $9,312,698 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 21,327 | $9,274,046 | dollars as filed | |
| VS TRUST | 92891H101 | CMN | 330,700 | $9,219,916 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100,000 | $9,039,000 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 69,900 | $8,998,926 | dollars as filed | call |
| Honeywell Technologies | 438516106 | COM | 47,382 | $8,753,351 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 10,493 | $8,715,276 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100,200 | $8,707,380 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 67,400 | $8,677,076 | dollars as filed | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 138,188 | $8,660,242 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 22,149 | $8,627,478 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1,085,600 | $8,619,664 | dollars as filed | call |
| HARMONIC INC | 413160102 | COM | 894,217 | $8,611,310 | dollars as filed | |
| GEO CORRECTIONS HOLDINGS INC | 36166WAB9 | NOTE 6.500% 2/2 | 7,121,000 | $8,603,058 | dollars as filed | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 384,279 | $8,527,151 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 311,713 | $8,459,891 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 241,804 | $8,455,886 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 800,000 | $8,448,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 530,707 | $8,427,627 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 10,100 | $8,388,858 | dollars as filed | put |
| Relativity Acquisition Corp | 75944B114 | Warrant | 670,000 | $8,227,600 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 69,911 | $8,088,004 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 438,585 | $8,030,491 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 158,456 | $8,025,796 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 47,273 | $8,008,046 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 94,617 | $7,994,190 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 135,600 | $7,992,264 | dollars as filed | call |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 730,000 | $7,949,700 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 5,416,000 | $7,926,858 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 6,937,000 | $7,889,762 | dollars as filed | principal |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 750,000 | $7,882,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 48,568 | $7,871,416 | dollars as filed | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 703,375 | $7,789,878 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 382,486 | $7,680,319 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 250,372 | $7,658,879 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 41,823 | $7,639,807 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 7,373,000 | $7,635,847 | dollars as filed | principal |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 700,000 | $7,469,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 2,251,692 | $7,453,101 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 98,283 | $7,395,796 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200,000 | $7,370,000 | dollars as filed | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 404,172 | $7,355,930 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,891,000 | $7,323,637 | dollars as filed | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 212,338 | $7,130,310 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 42,000 | $7,114,800 | dollars as filed | put |
| M & T BK CORP COM | 55261F104 | Stock | 55,464 | $7,013,423 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 29,100 | $7,000,878 | dollars as filed | call |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 244,513 | $6,990,627 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 6,751,000 | $6,943,032 | dollars as filed | principal |
| BANCORP INC DEL | 05969A105 | COM | 201,136 | $6,939,192 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 7,359,000 | $6,907,525 | dollars as filed | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 82,212 | $6,904,986 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,889,000 | $6,893,877 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 643,125 | $6,862,144 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 421,524 | $6,832,904 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,642 | $6,797,355 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,000 | $6,794,970 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 6,266,000 | $6,775,113 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 6,781,000 | $6,756,843 | dollars as filed | principal |
| WinVest Acquisition Corp | 97655B117 | Warrant | 618,728 | $6,750,322 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FRONTDOOR INC COM | 35905A109 | Stock | 217,100 | $6,641,089 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 26,400 | $6,605,808 | dollars as filed | put |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 600,000 | $6,582,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 525,000 | $6,499,500 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 150,000 | $6,436,500 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 38,544 | $6,396,762 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 11,813 | $6,345,117 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 594,000 | $6,320,160 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 5,560,000 | $6,317,550 | dollars as filed | principal |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 594,000 | $6,314,220 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 140,436 | $6,312,446 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 580,000 | $6,275,600 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PARSONS CORP DEL | 70202LAB8 | BOND | 4,917,000 | $6,263,029 | dollars as filed | principal |
| Boston Scientific Corporation | 101137107 | COM | 118,516 | $6,257,645 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 110,738 | $6,214,617 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 357,307 | $6,202,850 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 116,350 | $6,152,588 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 735,737 | $6,106,617 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 72,500 | $6,089,275 | dollars as filed | call |
| GREEN PLAINS INC | 393222104 | COM | 201,582 | $6,067,618 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 29,000 | $6,059,840 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 110,293 | $6,038,369 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 99,600 | $6,032,772 | dollars as filed | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 110,191 | $6,014,225 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 185,804 | $6,010,759 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 187,386 | $5,986,983 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 13,698 | $5,958,493 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 63,677 | $5,941,064 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 863,283 | $5,913,489 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 8,111 | $5,890,695 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 320,000 | $5,872,000 | dollars as filed | put |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 58,211 | $5,843,220 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 193,018 | $5,842,655 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 541,596 | $5,835,697 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 98,800 | $5,822,284 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 156,024 | $5,804,093 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 143,278 | $5,802,759 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 125,689 | $5,800,547 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 530,000 | $5,789,720 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 22,964 | $5,777,742 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 599,028 | $5,678,785 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,173,000 | $5,648,372 | dollars as filed | principal |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 903,970 | $5,640,773 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 146,800 | $5,635,652 | dollars as filed | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 276,515 | $5,546,891 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 27,185 | $5,535,682 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 18,209 | $5,502,031 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 488,500 | $5,500,510 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,274,519 | $5,480,432 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 5,740,000 | $5,454,794 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 21,796 | $5,453,795 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 367,542 | $5,395,517 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 208,508 | $5,362,826 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 32,594 | $5,360,083 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 625,000 | $5,350,000 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,203 | $5,328,900 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 497,100 | $5,318,970 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 645,400 | $5,298,734 | dollars as filed | put |
| OVINTIV INC | 69047Q102 | COM | 111,039 | $5,282,125 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 50,900 | $5,257,461 | dollars as filed | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 165,129 | $5,241,194 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 21,740 | $5,230,209 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 277,705 | $5,223,631 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 377,339 | $5,199,731 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 37,035 | $5,186,752 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 470,000 | $5,146,500 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 470,000 | $5,146,500 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 452,417 | $5,130,409 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51,057 | $5,113,869 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,289,000 | $5,103,290 | dollars as filed | principal |
| AT&T Inc | 00206R102 | COM | 335,810 | $5,043,866 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 230,862 | $5,023,557 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 467,808 | $4,993,850 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 125,390 | $4,974,221 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 167,238 | $4,973,658 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 317,800 | $4,932,256 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11,206 | $4,928,623 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 131,566 | $4,911,359 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 4,192,000 | $4,890,282 | dollars as filed | principal |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 450,000 | $4,855,545 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 933,280 | $4,853,056 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 40,722 | $4,819,041 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 108,430 | $4,798,028 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 124,496 | $4,781,702 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 427,111 | $4,770,830 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,943 | $4,770,566 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 75,413 | $4,751,773 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 69,900 | $4,733,628 | dollars as filed | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 298,000 | $4,732,240 | dollars as filed | call |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,408,729 | $4,705,155 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 66,000 | $4,690,620 | dollars as filed | call |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 127,042 | $4,659,901 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,034,400 | $4,634,112 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 438,093 | $4,628,453 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 438,093 | $4,623,371 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 429,845 | $4,564,954 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 163,752 | $4,550,668 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 200,000 | $4,550,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 98,083 | $4,546,147 | dollars as filed | |
| Apple Inc | 037833100 | COM | 26,362 | $4,513,438 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 328,800 | $4,511,136 | dollars as filed | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 245,447 | $4,508,861 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 214,288 | $4,489,334 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 26,400 | $4,472,160 | dollars as filed | call |
| IMMUNOVANT INC | 45258J102 | COM | 115,500 | $4,434,045 | dollars as filed | put |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 400,000 | $4,420,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| XPO INC COM | 983793100 | Stock | 58,722 | $4,384,185 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 411,250 | $4,359,250 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 187,116 | $4,346,705 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 39,234 | $4,338,103 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 388,437 | $4,334,957 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,010 | $4,309,431 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,855,000 | $4,300,316 | dollars as filed | principal |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 385,981 | $4,288,249 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 62,162 | $4,282,962 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 400,000 | $4,272,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RF ACQUISITION CORP | 74954L112 | *W EXP 05/01/202 | 400,000 | $4,260,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 33,862 | $4,229,025 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 4,564,000 | $4,218,848 | dollars as filed | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 21,100 | $4,218,312 | dollars as filed | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 97,154 | $4,210,654 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 133,684 | $4,197,678 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 30,300 | $4,195,035 | dollars as filed | call |
| BURTECH ACQUISITION CORP | 123013104 | COM | 396,000 | $4,189,680 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 433,039 | $4,170,166 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 29,071 | $4,153,664 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 169,354 | $4,152,560 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 99,664 | $4,140,043 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 23,600 | $4,132,124 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 33,892 | $4,108,388 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 38,743 | $4,099,009 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 365,202 | $4,086,610 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 19,157 | $4,085,805 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 80,500 | $4,071,690 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 46,837 | $4,070,135 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 80,000 | $4,039,200 | dollars as filed | call |
| WEBSTER FINL CORP | 947890109 | COM | 100,000 | $4,031,000 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 21,894 | $4,026,963 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 75,934 | $4,004,000 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N114 | *W EXP 07/31/202 | 395,412 | $3,997,615 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 44,900 | $3,982,181 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 26,700 | $3,979,902 | dollars as filed | call |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 360,258 | $3,977,248 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 509,395 | $3,942,717 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 181,200 | $3,935,664 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 14,250 | $3,907,635 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 40,894 | $3,871,435 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 101,862 | $3,864,644 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 360,000 | $3,862,800 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 15,681 | $3,857,212 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 107,572 | $3,843,548 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 170,000 | $3,833,500 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 362,500 | $3,809,875 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 45,498 | $3,797,718 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 349,977 | $3,797,250 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 41,448 | $3,782,959 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 358,560 | $3,782,808 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 358,560 | $3,782,808 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 346,875 | $3,749,753 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 397,010 | $3,747,774 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,045,212 | $3,741,859 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 378,435 | $3,731,369 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 55,612 | $3,728,228 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 9,867 | $3,725,779 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,700 | $3,721,211 | dollars as filed | call |
| TARGA RES CORP COM | 87612G101 | Stock | 43,081 | $3,692,903 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 343,426 | $3,681,527 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 38,538 | $3,679,223 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 857,911 | $3,671,859 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 9,700 | $3,662,720 | dollars as filed | call |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 453,872 | $3,653,670 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 41,017 | $3,645,591 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35,348 | $3,634,481 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 309,703 | $3,614,234 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 782,192 | $3,613,727 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 433,392 | $3,601,488 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 26,918 | $3,549,138 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 325,000 | $3,542,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,206,014 | $3,497,441 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 100,000 | $3,489,000 | dollars as filed | call |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 336,600 | $3,477,078 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,510 | $3,464,051 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 239,127 | $3,457,776 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 201,417 | $3,448,259 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 322,805 | $3,412,049 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 60,163 | $3,401,616 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 312,626 | $3,382,613 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 246,647 | $3,381,530 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 35,507 | $3,349,375 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 300,000 | $3,336,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| International Media Acquisition Corp | 459867115 | Warrant | 291,998 | $3,317,097 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 24,369 | $3,297,126 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 23,500 | $3,297,050 | dollars as filed | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 6,700 | $3,293,921 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 6,700 | $3,293,921 | dollars as filed | put |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 310,317 | $3,292,463 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 80,000 | $3,290,400 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 226,600 | $3,290,232 | dollars as filed | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 47,700 | $3,286,530 | dollars as filed | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 71,755 | $3,278,486 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 321,885 | $3,273,570 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 41,800 | $3,262,490 | dollars as filed | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 968,752 | $3,255,007 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 43,016 | $3,254,591 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 79,510 | $3,246,393 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 311,040 | $3,234,816 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 311,040 | $3,234,816 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 123,201 | $3,227,866 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,769 | $3,215,945 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 298,500 | $3,211,860 | dollars as filed | call |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 300,000 | $3,201,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 108,377 | $3,198,205 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,052 | $3,161,120 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 175,700 | $3,153,815 | dollars as filed | put |
| ARAMARK COM | 03852U106 | Stock | 90,480 | $3,139,656 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,609 | $3,134,525 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,709,000 | $3,102,843 | dollars as filed | principal |
| BLOCK INC CL A | 852234103 | Stock | 69,688 | $3,084,391 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 11,300 | $3,076,312 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 11,300 | $3,076,312 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 40,200 | $3,050,376 | dollars as filed | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 3,055,000 | $3,041,634 | dollars as filed | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,500 | $3,039,855 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 14,200 | $3,028,576 | dollars as filed | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 663,090 | $3,010,429 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 111,100 | $3,007,477 | dollars as filed | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 152,603 | $3,006,279 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 60,000 | $2,981,400 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 262,500 | $2,979,375 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 250,000 | $2,977,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 70,000 | $2,966,600 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 27,340 | $2,910,343 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K200 | UNIT 99/99/9999 | 279,900 | $2,899,764 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 20,951 | $2,892,705 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100,000 | $2,854,000 | dollars as filed | put |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 2,504,657 | $2,844,288 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 270,524 | $2,826,976 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 62,448 | $2,821,401 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 68,152 | $2,804,455 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 134,400 | $2,800,896 | dollars as filed | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 134,400 | $2,800,896 | dollars as filed | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 130,564 | $2,796,681 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 267,027 | $2,793,102 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,739,000 | $2,788,001 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 2,091,000 | $2,786,258 | dollars as filed | principal |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 140,000 | $2,786,000 | dollars as filed | call |
| General Electric Company | 369604301 | COM | 25,155 | $2,780,885 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 265,073 | $2,777,965 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 571,567 | $2,777,816 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 60,419 | $2,777,461 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 154,000 | $2,764,300 | dollars as filed | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 22,700 | $2,759,866 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 92,700 | $2,756,898 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 34,000 | $2,755,700 | dollars as filed | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 104,465 | $2,754,742 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 339,000 | $2,728,950 | dollars as filed | call |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 259,039 | $2,717,319 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 26,600 | $2,713,732 | dollars as filed | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 132,192 | $2,708,614 | dollars as filed | |
| ALICO INC | 016230104 | COM | 108,410 | $2,705,914 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 86,533 | $2,699,830 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 250,000 | $2,690,000 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 8,171 | $2,679,189 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 244,978 | $2,672,710 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Alternus Clean Energy Inc | 184493112 | Warrant | 251,460 | $2,660,447 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 42,472 | $2,654,500 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 48,759 | $2,639,325 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 250,000 | $2,637,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GPGI INC COM CL A | 20459V105 | Stock | 407,476 | $2,628,220 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 142,300 | $2,605,513 | dollars as filed | call |
| OXUS ACQUISITION CORP | G6859L105 | COM | 235,330 | $2,589,807 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 239,919 | $2,586,327 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 9,030 | $2,583,212 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 428,321 | $2,578,492 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 114,724 | $2,572,112 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 313,200 | $2,561,976 | dollars as filed | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 75,827 | $2,554,612 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 16,382 | $2,545,763 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 82,868 | $2,530,789 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,784 | $2,530,266 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362126 | Warrant | 233,783 | $2,515,505 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 98,536 | $2,507,741 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 84,300 | $2,507,082 | dollars as filed | call |
| SENTINELONE INC | 81730H109 | CL A | 148,427 | $2,502,479 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,517,000 | $2,497,934 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,846,000 | $2,487,404 | dollars as filed | principal |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 226,044 | $2,479,703 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COMERICAINC | 200340107 | COM | 59,300 | $2,463,915 | dollars as filed | put |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 225,000 | $2,452,500 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 175,000 | $2,451,750 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 64,799 | $2,442,274 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 214,869 | $2,417,276 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 4,318,000 | $2,390,920 | dollars as filed | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 114,456 | $2,378,396 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 5,801 | $2,372,377 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 239,199 | $2,353,718 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874101 | CL A | 190,318 | $2,350,427 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 66,000 | $2,346,300 | dollars as filed | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 15,352 | $2,345,325 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 26,410 | $2,342,303 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 41,785 | $2,337,035 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 189,293 | $2,305,589 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 12,311 | $2,303,019 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 174,602 | $2,283,794 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 129,688 | $2,279,915 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 49,400 | $2,270,918 | dollars as filed | call |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,026,000 | $2,270,113 | dollars as filed | principal |
| ORION S.A. | L72967109 | COM | 105,692 | $2,249,126 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 27,717 | $2,246,463 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 211,451 | $2,222,350 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 207,000 | $2,221,110 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 178,656 | $2,220,694 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 31,741 | $2,216,157 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 63,797 | $2,208,652 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 27,186 | $2,208,591 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 4,576 | $2,201,102 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 465,893 | $2,199,015 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 71,561 | $2,196,923 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 12,791 | $2,196,726 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 24,211 | $2,184,801 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 165,678 | $2,180,322 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 205,624 | $2,179,614 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 2,328,000 | $2,176,796 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 239,300 | $2,163,272 | dollars as filed | put |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 873,000 | $2,154,712 | dollars as filed | principal |
| McDonalds Corporation | 580135101 | COM | 8,173 | $2,153,095 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 3,250,000 | $2,152,183 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 87,507 | $2,124,670 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 203,040 | $2,123,798 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 200,000 | $2,122,000 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IMMUNOVANT INC | 45258J102 | COM | 55,106 | $2,115,519 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 66,200 | $2,115,090 | dollars as filed | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 76,833 | $2,079,869 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 10,300 | $2,078,128 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 71,349 | $2,076,256 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 187,755 | $2,070,938 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 89,405 | $2,064,361 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 43,546 | $2,054,065 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 12,300 | $2,047,704 | dollars as filed | call |
| S&P Global,Inc. | 78409V104 | COM | 5,600 | $2,046,296 | dollars as filed | call |
| Waste Management, Inc. | 94106L109 | COM | 13,392 | $2,041,476 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 40,280 | $2,037,362 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 54,814 | $2,036,888 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 43,905 | $2,035,436 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 36,274 | $2,030,619 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 158,500 | $2,030,385 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 26,000 | $2,029,300 | dollars as filed | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 44,700 | $2,028,933 | dollars as filed | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 40,000 | $2,023,200 | dollars as filed | call |
| HUBSPOTINC | 443573100 | STOK | 4,100 | $2,019,250 | dollars as filed | call |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 18,450 | $2,012,526 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 336,373 | $2,011,511 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 6,200 | $2,010,164 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,813 | $2,009,911 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 187,486 | $2,006,100 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,326 | $2,001,757 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 10,900 | $1,996,662 | dollars as filed | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 128,236 | $1,994,070 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-23-040792 | this filing | 2023-11-14 | acceptance time not in the bulk data set |