13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 612 holding rows worth $321,604,000.
- Accession
- 0001493152-16-014832
- Filer
- CIK 1549230
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 614 entries on the cover page, a total value of $321,604,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,605,000 with VALUE read as thousands by filing date, 13F file number 028-16782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,413 | $161,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,898 | $160,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 18,072 | $160,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,153 | $159,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,943 | $155,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,454 | $154,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 12,489 | $154,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,939 | $152,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 18,470 | $152,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,658 | $150,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,496 | $150,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,738 | $148,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,281 | $148,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,478 | $147,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,300 | $145,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 24,543 | $145,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 23,140 | $143,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 38,017 | $142,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,451 | $142,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 17,625 | $139,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,074 | $136,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,028 | $135,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 47,859 | $133,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,137 | $133,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,304 | $132,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,201 | $132,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,316 | $131,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,231 | $130,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,333 | $130,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,392 | $129,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,837 | $128,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 10,300 | $128,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,798 | $127,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,163 | $123,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 12,103 | $123,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 32,790 | $122,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 24,858 | $121,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 40,952 | $120,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,075 | $119,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,000 | $119,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 10,000 | $117,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 14,100 | $114,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 15,370 | $113,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 14,289 | $112,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 265,165 | $111,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,917 | $110,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 10,984 | $110,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 12,611 | $108,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,714 | $108,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 40,394 | $106,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 13,450 | $103,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,116 | $103,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 14,724 | $103,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,828 | $102,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,972 | $101,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,400 | $100,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 26,316 | $99,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,984 | $99,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,684 | $98,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 23,007 | $98,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,950 | $96,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 52,432 | $95,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,719 | $94,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,044 | $92,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 13,200 | $91,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 53,851 | $90,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,917 | $88,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 20,028 | $88,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 14,414 | $87,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 15,170 | $84,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,437 | $80,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,238 | $80,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,321 | $77,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,781 | $76,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,250 | $75,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,850 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,587 | $73,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 20,901 | $70,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,044 | $70,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,999 | $70,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,432 | $69,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 36,318 | $69,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,724 | $69,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 10,411 | $69,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,115 | $68,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 41,268 | $68,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,658 | $68,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,923 | $68,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,130 | $64,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,000 | $64,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,102 | $63,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 15,480 | $60,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 13,153 | $60,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,347 | $58,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,401 | $57,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 21,764 | $56,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 15,689 | $56,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,163 | $56,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,107 | $53,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 18,040 | $50,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,345 | $49,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 41,740 | $48,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,171 | $46,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 234,873 | $46,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 15,408 | $45,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 15,498 | $39,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 12,104 | $37,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 34,300 | $32,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 60,638 | $31,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 10,146 | $31,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 26,880 | $31,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 326,262 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-16-014832 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007926 | added | 2017-07-18 | acceptance time not in the bulk data set |