13F-HR/A filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2017-07-18, with 84 holding rows worth $139,513,000.
- Accession
- 0001493152-17-007926
- Filer
- CIK 1549230
- Filed
- 2017-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type new holdings, 125 entries on the cover page, a total value of $139,513,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,509,000 with VALUE read as thousands by filing date, 13F file number 028-16782. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 157,300 | $34,023,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 119,200 | $25,783,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 134,700 | $15,991,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 56,400 | $3,863,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 30,800 | $3,825,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,900 | $3,714,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 32,600 | $3,028,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 20,100 | $1,697,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20,900 | $1,686,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 20,000 | $1,665,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,000 | $1,608,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 33,500 | $1,600,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,000 | $1,462,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 12,800 | $1,399,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 16,500 | $1,373,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 12,800 | $1,338,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,300 | $1,329,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 8,300 | $1,318,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 36,900 | $1,252,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 41,400 | $1,182,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $1,172,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 11,100 | $1,015,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 13,500 | $963,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,200 | $933,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,400 | $841,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 8,000 | $802,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11,700 | $793,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 19,500 | $770,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 65,200 | $735,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 10,200 | $712,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,800 | $698,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25,000 | $663,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 8,000 | $633,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 11,100 | $625,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,000 | $586,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,000 | $584,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,300 | $579,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 15,700 | $562,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 17,700 | $561,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 4,400 | $557,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 5,600 | $552,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 14,200 | $551,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 6,800 | $541,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,600 | $533,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,400 | $533,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,400 | $520,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 6,400 | $506,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 16,900 | $454,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 11,400 | $421,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 10,400 | $409,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,100 | $408,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 4,200 | $400,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 5,900 | $399,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,200 | $392,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 6,000 | $383,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 8,100 | $382,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,000 | $380,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,000 | $380,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 25,100 | $370,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 1,800 | $367,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 15,700 | $362,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,000 | $353,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,200 | $352,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,700 | $334,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 3,000 | $309,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 5,500 | $301,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,400 | $294,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,500 | $293,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,300 | $289,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 3,700 | $289,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 4,400 | $282,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,000 | $279,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $273,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,000 | $269,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 7,100 | $267,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 4,600 | $266,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 12,500 | $265,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,000 | $262,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,400 | $249,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 800 | $231,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,300 | $231,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,000 | $223,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 2,500 | $218,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,200 | $217,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-16-014832 | base | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007926 | this filing | 2017-07-18 | acceptance time not in the bulk data set |