13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-18, with 7,323 holding rows worth $35,965,545,000 by the sum of the rows.
- Accession
- 0001488542-19-000011
- Filer
- CIK 1488542
- Filed
- 2019-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 7,931 entries on the cover page, a total value of $33,125,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,965,545,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $33,125,412,000, 8% less than the sum of the rows, $35,965,545,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEOPHOTONICS CORP | 64051T900 | COM | 3 | $1,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC | 90238J903 | COM | 8 | $1,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J958 | PUT | 10 | $1,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031908 | CALL | 1 | $1,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031958 | PUT | 1 | $1,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T957 | PUT | 5 | $1,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A906 | CALL | 2 | $1,000 | thousands by filing date | call |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 779 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691953 | PUT | 3 | $1,000 | thousands by filing date | put |
| CHINA DISTANCE ED HLDGS LTD | 16944W954 | PUT | 2 | $1,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP INC N | 81734P907 | CALL | 12 | $1,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V906 | CALL | 293 | $1,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788906 | CALL | 1 | $1,000 | thousands by filing date | call |
| RENREN INC | 759892901 | CALL | 8 | $1,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W954 | PUT | 1 | $1,000 | thousands by filing date | put |
| VICAL INC | 925602953 | PUT | 11 | $1,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODS CO DEL | 68572N904 | CALL | 35 | $1,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416959 | PUT | 1 | $1,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J950 | PUT | 19 | $1,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W954 | PUT | 18 | $1,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q955 | PUT | 10 | $1,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W902 | CALL | 33 | $1,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L957 | PUT | 3 | $1,000 | thousands by filing date | put |
| AAC HLDGS INC | 000307908 | CALL | 10 | $1,000 | thousands by filing date | call |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 250 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T905 | CALL | 2 | $1,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785952 | PUT | 59 | $1,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPLIGEN CORP COM | 759916109 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARUS CORP NEW | 18270P109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 10,834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,460 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 6,243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFI INC | 904677200 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KCAP FINANCIAL INC | 48668E101 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V514 | MSCI CHINA A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CIGNA GROUP | 125523900 | CALL | 1,375 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 474 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y907 | CALL | 152 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONAGRA BRANDS INC | 205887902 | CALL | 1,924 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONAGRA BRANDS INC | 205887952 | PUT | 2,475 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A902 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC | 031652950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| URANIUM ENERGY CORP | 916896953 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THE CIGNA GROUP | 125523950 | COM | 1,621 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y957 | COM | 444 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E956 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A903 | SPONSORED ADS A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN MIDSTREAM PARTNERS L | 958669903 | COM UNIT LP INT | 181 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN MIDSTREAM PARTNERS L | 958669953 | COM UNIT LP INT | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 668 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC | 28414H953 | COM | 701 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLM CORP | 78442P906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD | 874060905 | SPONSORED ADS | 636 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD | 874060955 | SPONSORED ADS | 371 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926903 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926953 | COM NEW | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRIGHT HORIZONS FAM SOL IN D | 109194950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237906 | COM SHS BEN INT | 64 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505905 | COM | 122 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505955 | COM | 213 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC | 76118Y904 | COM | 515 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLD FIELDS LTD | 38059T956 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMPCO-PITTSBURG CORP | 032037903 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LG DISPLAY CO LTD | 50186V952 | SPONS ADR REP | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P909 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409951 | SP ADR N-V PFD | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IOVANCE BIOTHERAPEUTICS INC | 462260950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772909 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B952 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SMART SAND INC | 83191H957 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C908 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237956 | PUT | 53 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C950 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC | 76118Y954 | PUT | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCOSA INC | 039653900 | CALL | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCOSA INC | 039653950 | PUT | 172 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KADANT INC | 48282T904 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OXFORD SQUARE CAP CORP | 69181V957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J103 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILACRON HLDGS CORP | 59870L106 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMY INC | 68906L105 | COM | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STAR GROUP LP | 85512C905 | UNIT LTD PARTNR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PICO HLDGS INC | 693366205 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNERWORKINGS INC | 45773Y105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBBEY INC | 529898108 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SERVICES CORP | 723664908 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P901 | COM | 322 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P951 | COM | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIMAREX ENERGY CO | 171798951 | COM | 415 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIMAREX ENERGY CO | 171798901 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENCANA CORP | 292505904 | COM | 1,189 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENCANA CORP | 292505954 | COM | 603 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY PROPERTY TRUST CMN STK | 531172954 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187906 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANCESCAS HOLDINGS CORP | 351793954 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 79 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PIER 1 IMPORTS COMMON STOCK | 720279908 | Cmn | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIER 1 IMPORTS COMMON STOCK | 720279958 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MOLY INC COMMON STOCK | 370373952 | Cmn | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL SR LIVING CORP | 140475954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174901 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516905 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425900 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREDS INC | 356108950 | CL A | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABRAXAS PETE CORP | 003830956 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A952 | COM PAR $.001 | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293950 | UNIT LTD PART | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370905 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511957 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNACOR INC | 871561956 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KCAP FINL INC | 48668E901 | COM | 80 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q905 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHFIELD BANCORP INC DEL | 66611T958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C959 | PUT | 80 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 522 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K954 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VEON LTD | 91822M956 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOVNANIAN ENTERPRISES INC | 442487901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PREFERRED BK LOS ANGELES CA | 740367904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMPLOYERS HOLDINGS INC | 292218904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78468R953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WATERSTONE FINL INC MD | 94188P951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARINE PRODS CORP | 568427908 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERES THERAPEUTICS INC | 81750R902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 289 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 412 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 417 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 585 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082956 | PUT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863124 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSIG TECHNOLOGIES INC | 09073N901 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 1,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESIDIO INC | 74102M103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS | 00856G909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORPORATIO | G39342903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U959 | COM UNIT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC | 90238J953 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC | 603380956 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K900 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J908 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE AUTO FINL CORP | 855707955 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 474 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC | 494577909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MDC PARTNERS INC | 552697954 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARK ENERGY INC | 846511903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HC2 HLDGS INC | 404139957 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERCEPTRON INC | 71361F900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EYEPOINT PHARMACEUTICALS INC | 30233G950 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ON DECK CAP INC | 682163900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G909 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCYNEXIS INC | 811292901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCYNEXIS INC | 811292951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V956 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U904 | CALL | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425950 | PUT | 55 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y902 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LP | 59560V959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONTINENTAL BLDG PRODS INC | 211171953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H952 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A909 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 84 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICAL INC | 925602903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482954 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COUSINS PPTYS INC | 222795956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R954 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 3,404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F955 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SMART & FINAL STORES INC | 83190B901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U951 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q955 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AEROHIVE NETWORKS INC | 007786906 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AAC HLDGS INC | 000307958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNAP CORP | 45885A959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828908 | CALL | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A958 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L909 | CALL | 183 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U904 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENTREE RES LTD | 29384J953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| US ECOLOGY INC | 91732J952 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000011 | this filing | 2019-04-18 | acceptance time not in the bulk data set |