13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-18, with 7,323 holding rows worth $35,965,545,000 by the sum of the rows.
- Accession
- 0001488542-19-000011
- Filer
- CIK 1488542
- Filed
- 2019-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 7,931 entries on the cover page, a total value of $33,125,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,965,545,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $33,125,412,000, 8% less than the sum of the rows, $35,965,545,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIDEN HOLDINGS LTD | G5753U902 | CALL | 72 | $5,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U952 | PUT | 75 | $5,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S304 | COM NEW | 789 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A903 | CALL | 19 | $5,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374902 | CALL | 10 | $5,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,263 | $5,000 | thousands by filing date | |
| FORTRESS TRANS INFRST INVS L | 34960P951 | PUT | 3 | $5,000 | thousands by filing date | put |
| SPRAGUE RES LP | 849343908 | CALL | 3 | $5,000 | thousands by filing date | call |
| PHILLIPS 66 PARTNERS LP | 718549957 | PUT | 1 | $5,000 | thousands by filing date | put |
| LEGACY RESVS INC COM | 524706108 | Stock | 11,589 | $5,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W957 | PUT | 5 | $5,000 | thousands by filing date | put |
| RIGNET INC | 766582950 | PUT | 6 | $5,000 | thousands by filing date | put |
| CELLULAR BIOMEDICINE GROUP I | 15117P952 | COM NEW | 3 | $5,000 | thousands by filing date | put |
| GRIDSUM HLDG INC | 398132950 | PUT | 20 | $5,000 | thousands by filing date | put |
| ADVANCED DISP SVCS INC DEL | 00790X901 | CALL | 2 | $5,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TR | 461730959 | PUT | 1 | $5,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M955 | PUT | 1 | $5,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W908 | CALL | 9 | $5,000 | thousands by filing date | call |
| ORGANOVO HLDGS INC | 68620A904 | COM | 57 | $5,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U905 | CALL | 9 | $5,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415909 | CALL | 20 | $5,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914908 | CALL | 90 | $5,000 | thousands by filing date | call |
| TIER REIT INC | 88650V908 | CALL | 2 | $5,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N958 | PUT | 27 | $5,000 | thousands by filing date | put |
| INNOVATE BIOPHARMACEUTICLS I | 45782F905 | CALL | 30 | $5,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS IN | 61022P900 | CALL | 3 | $5,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U901 | CALL | 31 | $5,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U904 | CALL | 20 | $5,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 78 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 109 | $4,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 267 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 388 | $4,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 327 | $4,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 165 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 195 | $4,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 138 | $4,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 93 | $4,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 524 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 127 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,118 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 828 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 192 | $4,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 72 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 440 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 571 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 366 | $4,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,082 | $4,000 | thousands by filing date | |
| BCE INC | 05534B950 | COMMON STOCK | 1 | $4,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 337 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 579 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 84 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117950 | COM | 1 | $4,000 | thousands by filing date | put |
| ROLLINS INC | 775711954 | COM | 1 | $4,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F905 | COM | 9 | $4,000 | thousands by filing date | call |
| VUZIX CORP | 92921W900 | COM NEW | 15 | $4,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q955 | SHS | 6 | $4,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H900 | COM | 1 | $4,000 | thousands by filing date | call |
| HARROW INC | 415858909 | COM | 10 | $4,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 1 | $4,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC | 24823R905 | COM | 2 | $4,000 | thousands by filing date | call |
| PRUDENTIAL PLC | 74435K904 | ADR | 1 | $4,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P904 | SHS | 4 | $4,000 | thousands by filing date | call |
| NOMAD FOODS LTD | G6564A955 | USD ORD SHS | 2 | $4,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232902 | COM | 3 | $4,000 | thousands by filing date | call |
| COLUMBIA FINL INC | 197641953 | COM | 3 | $4,000 | thousands by filing date | put |
| GRIFOLS S A | 398438908 | SP ADR REP B NVT | 2 | $4,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L904 | COM CL A | 3 | $4,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 120 | $4,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X908 | CALL | 23 | $4,000 | thousands by filing date | call |
| UDR INC | 902653954 | PUT | 1 | $4,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E953 | PUT | 3 | $4,000 | thousands by filing date | put |
| ESCALADE INC | 296056904 | CALL | 4 | $4,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP | 747619904 | CALL | 3 | $4,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084954 | PUT | 4 | $4,000 | thousands by filing date | put |
| CARETRUST REIT INC | 14174T907 | CALL | 2 | $4,000 | thousands by filing date | call |
| KORN FERRY | 500643900 | CALL | 1 | $4,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,009 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,500 | $4,000 | thousands by filing date | |
| JBG SMITH PPTYS | 46590V950 | PUT | 1 | $4,000 | thousands by filing date | put |
| MASTERCRAFT BOAT HLDGS INC | 57637H953 | PUT | 2 | $4,000 | thousands by filing date | put |
| GREIF INC | 397624957 | PUT | 1 | $4,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 315 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P548 | FUND | 100 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 6,887 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,399 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G951 | COM | 38 | $4,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781955 | COM | 13 | $4,000 | thousands by filing date | put |
| CHICO'S FAS INC | 168615902 | COM | 10 | $4,000 | thousands by filing date | call |
| NEW GOLD INC | 644535956 | COM | 58 | $4,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270903 | Cmn | 2 | $4,000 | thousands by filing date | call |
| UNIT CORP CMN STOCK | 909218959 | Cmn | 3 | $4,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D950 | COM | 21 | $4,000 | thousands by filing date | put |
| LEXINGTON REALTY TRUST | 529043901 | COM | 5 | $4,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A951 | COM NEW | 2 | $4,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563909 | COM | 1 | $4,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307902 | COM | 5 | $4,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 499 | $4,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340958 | PUT | 1 | $4,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,160 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377900 | COM | 5 | $4,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R900 | CALL | 3 | $4,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 519 | $4,000 | thousands by filing date | |
| MASONITE INTL CORP | 575385909 | COM | 1 | $4,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC | 03835T900 | CALL | 20 | $4,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P901 | CALL | 5 | $4,000 | thousands by filing date | call |
| MIMECAST LTD | G14838909 | ORD SHS | 1 | $4,000 | thousands by filing date | call |
| VEONEER INC | 92336X909 | COM | 2 | $4,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 957 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P900 | CALL | 7 | $4,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D957 | PUT | 1 | $4,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC | 69423U955 | COM | 46 | $4,000 | thousands by filing date | put |
| ADURO BIOTECH INC | 00739L901 | CALL | 11 | $4,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163950 | PUT | 8 | $4,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HLDGS I | 81761R959 | PUT | 1 | $4,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 3 | $4,000 | thousands by filing date | put |
| SHILOH INDS INC | 824543952 | PUT | 9 | $4,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328900 | COM | 39 | $4,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRIS I | 05614L950 | PUT | 114 | $4,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635907 | CALL | 7 | $4,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 4,078 | $4,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V958 | PUT | 12 | $4,000 | thousands by filing date | put |
| MULTI COLOR CORP | 625383954 | PUT | 20 | $4,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 28 | $4,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J903 | CALL | 11 | $4,000 | thousands by filing date | call |
| LEGACY RESVS INC | 524706908 | CALL | 94 | $4,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P909 | CALL | 13 | $4,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W904 | CALL | 38 | $4,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 26 | $3,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 300 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,000 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 33 | $3,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 85 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,100 | $3,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 70 | $3,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 243 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,246 | $3,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 380 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 37 | $3,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 102 | $3,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 38 | $3,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 235 | $3,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 37 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 140 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 45 | $3,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 40 | $3,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 48 | $3,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 100 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 80 | $3,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 262 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 74 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 356 | $3,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 167 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 553 | $3,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 42 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 486 | $3,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 157 | $3,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,625 | $3,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 100 | $3,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 733 | $3,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 652 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 500 | $3,000 | thousands by filing date | |
| STEVEN MADDEN LTD | 556269908 | COM NEW | 1 | $3,000 | thousands by filing date | call |
| MAMMOTH ENERGY SVCS INC | 56155L958 | COM | 2 | $3,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LT | 66510M904 | COM NEW | 51 | $3,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC | 76169C900 | COM | 1 | $3,000 | thousands by filing date | call |
| KIMCO REALTY CORP | 49446R909 | COM | 2 | $3,000 | thousands by filing date | call |
| B2GOLD CORP | 11777Q909 | COM | 11 | $3,000 | thousands by filing date | call |
| FORMFACTOR INC | 346375908 | COM | 2 | $3,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772959 | COM | 10 | $3,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B902 | COM NEW | 7 | $3,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 2 | $3,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405952 | COM | 4 | $3,000 | thousands by filing date | put |
| ESSENTIAL PPTYS RLTY TR INC | 29670E907 | COM | 2 | $3,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 344 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 271 | $3,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V953 | PUT | 1 | $3,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092901 | CALL | 1 | $3,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F957 | PUT | 5 | $3,000 | thousands by filing date | put |
| SASOL LTD | 803866950 | PUT | 1 | $3,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G952 | PUT | 6 | $3,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C956 | PUT | 1 | $3,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448954 | PUT | 2 | $3,000 | thousands by filing date | put |
| DRDGOLD LIMITED | 26152H951 | PUT | 20 | $3,000 | thousands by filing date | put |
| MATSON INC | 57686G905 | CALL | 1 | $3,000 | thousands by filing date | call |
| XENCOR INC | 98401F905 | CALL | 1 | $3,000 | thousands by filing date | call |
| XENCOR INC | 98401F955 | PUT | 1 | $3,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 450 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 432 | $3,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558901 | CALL | 1 | $3,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R957 | PUT | 2 | $3,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,161 | $3,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 246 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,480 | $3,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 458 | $3,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L902 | COM | 32 | $3,000 | thousands by filing date | call |
| WADDELL REED FINANCIAL-A | 930059900 | COM | 2 | $3,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y902 | COM | 9 | $3,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P908 | Cmn | 50 | $3,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 8 | $3,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 6 | $3,000 | thousands by filing date | call |
| CAPITAL SR LIVING CORP | 140475904 | COM | 10 | $3,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SVCS INC | 210502900 | COM | 10 | $3,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723950 | COM | 4 | $3,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y955 | COM | 165 | $3,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362901 | COM | 15 | $3,000 | thousands by filing date | call |
| TRUECAR INC | 89785L957 | PUT | 5 | $3,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097959 | COM | 1 | $3,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T901 | SPONSORED ADS | 20 | $3,000 | thousands by filing date | call |
| MONROE CAP CORP | 610335901 | CALL | 3 | $3,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037907 | CALL | 1 | $3,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A954 | COM NEW | 4 | $3,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 400 | $3,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628952 | PUT | 1 | $3,000 | thousands by filing date | put |
| ALTAIR ENGR INC | 021369903 | COM CL A | 1 | $3,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,258 | $3,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 948 | $3,000 | thousands by filing date | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U958 | PUT | 6 | $3,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 1 | $3,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q959 | PUT | 21 | $3,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V956 | PUT | 18 | $3,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699907 | CALL | 29 | $3,000 | thousands by filing date | call |
| TEAM INC | 878155900 | CALL | 2 | $3,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K952 | PUT | 19 | $3,000 | thousands by filing date | put |
| PUXIN LTD | 74704P108 | ADS | 548 | $3,000 | thousands by filing date | |
| CADENCE BANCORPORATION | 12739A900 | CALL | 2 | $3,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P900 | CALL | 5 | $3,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W950 | PUT | 15 | $3,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L956 | COM | 12 | $3,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B909 | COM | 17 | $3,000 | thousands by filing date | call |
| ADURO BIOTECH INC | 00739L951 | PUT | 10 | $3,000 | thousands by filing date | put |
| VIVINT SOLAR INC | 92854Q956 | PUT | 7 | $3,000 | thousands by filing date | put |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 892 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633957 | PUT | 2 | $3,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q955 | PUT | 7 | $3,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A959 | PUT | 107 | $3,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K957 | PUT | 3 | $3,000 | thousands by filing date | put |
| MELINTA THERAPEUTICS INC | 58549G959 | PUT | 10 | $3,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G956 | PUT | 145 | $3,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q905 | CALL | 28 | $3,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449954 | PUT | 66 | $3,000 | thousands by filing date | put |
| PCM INC | 69323K950 | PUT | 1 | $3,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035905 | CALL | 15 | $3,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 25 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 143 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 171 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 130 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 51 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 39 | $2,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 85 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 231 | $2,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 80 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 112 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 90 | $2,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 100 | $2,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 31 | $2,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 107 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 243 | $2,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 199 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 151 | $2,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 60 | $2,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 130 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 30 | $2,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 530 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,195 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 74 | $2,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 257 | $2,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 375 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 582 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P956 | PUT | 8 | $2,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671908 | CALL | 9 | $2,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D906 | COM | 4 | $2,000 | thousands by filing date | call |
| PROTHENA CORP PLC | G72800908 | SHS | 2 | $2,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P902 | COM | 1 | $2,000 | thousands by filing date | call |
| NOVA LTD | M7516K903 | COM | 1 | $2,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R909 | COM | 1 | $2,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L953 | COM | 15 | $2,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 17 | $2,000 | thousands by filing date | put |
| GLADSTONE LD CORP | 376549901 | COM | 2 | $2,000 | thousands by filing date | call |
| AMBEV SA | 02319V903 | SPONSORED ADR | 5 | $2,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L905 | COM STK CL A | 2 | $2,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO | 82900L952 | COM | 1 | $2,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 63 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 408 | $2,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 265 | $2,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V901 | CALL | 1 | $2,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T959 | PUT | 1 | $2,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551950 | PUT | 2 | $2,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K953 | PUT | 1 | $2,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190906 | CALL | 1 | $2,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795956 | PUT | 2 | $2,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048959 | PUT | 1 | $2,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 2 | $2,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566957 | PUT | 2 | $2,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680957 | PUT | 1 | $2,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690909 | CALL | 1 | $2,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D951 | PUT | 1 | $2,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 241 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 75 | $2,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 144 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 48 | $2,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T954 | PUT | 1 | $2,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASI | 20441A952 | PUT | 2 | $2,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,350 | $2,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 120 | $2,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746959 | COM | 14 | $2,000 | thousands by filing date | put |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 1 | $2,000 | thousands by filing date | put |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 1 | $2,000 | thousands by filing date | call |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 23 | $2,000 | thousands by filing date | call |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 2 | $2,000 | thousands by filing date | put |
| AKORN INC | 009728956 | Cmn | 8 | $2,000 | thousands by filing date | put |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 9 | $2,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511907 | COM | 11 | $2,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906905 | COM | 5 | $2,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N908 | COM | 14 | $2,000 | thousands by filing date | call |
| NATUS MEDICAL INC DEL | 639050953 | COM | 1 | $2,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370955 | COM | 10 | $2,000 | thousands by filing date | put |
| AMERICAN EQTY INVT LIFE HLD | 025676906 | COM | 1 | $2,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 48 | $2,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P958 | COM | 39 | $2,000 | thousands by filing date | put |
| REEDS INC | 758338907 | COM | 10 | $2,000 | thousands by filing date | call |
| PENNANTPARK INVT CORP | 708062904 | COM | 3 | $2,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 922 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487951 | PUT | 15 | $2,000 | thousands by filing date | put |
| SESEN BIO INC | 817763905 | CALL | 23 | $2,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 192 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 10,040 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,207 | $2,000 | thousands by filing date | |
| RECRO PHARMA INC | 75629F959 | PUT | 4 | $2,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS CORP | 284849905 | COM NEW | 8 | $2,000 | thousands by filing date | call |
| COMSCORE INC | 20564W905 | CALL | 1 | $2,000 | thousands by filing date | call |
| CURIS INC | 231269950 | PUT | 13 | $2,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 541 | $2,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 665 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605904 | CALL | 38 | $2,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 5,300 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S A | 29274F904 | CALL | 3 | $2,000 | thousands by filing date | call |
| BEST INC | 08653C906 | SPONSORED ADS | 4 | $2,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L950 | PUT | 14 | $2,000 | thousands by filing date | put |
| COREPOINT LODGING INC | 21872L954 | PUT | 2 | $2,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 7 | $2,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P901 | CALL | 12 | $2,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851901 | CALL | 1 | $2,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L906 | COM | 11 | $2,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H951 | PUT | 12 | $2,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y908 | CALL | 11 | $2,000 | thousands by filing date | call |
| THE9 LTD | 88337K903 | CALL | 11 | $2,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K958 | PUT | 10 | $2,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268W950 | COM | 4 | $2,000 | thousands by filing date | put |
| AROTECH CORP | 042682953 | PUT | 7 | $2,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y952 | PUT | 17 | $2,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V958 | PUT | 1 | $2,000 | thousands by filing date | put |
| CENTRIC BRANDS INC | 15644G904 | CALL | 5 | $2,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC | 25614T900 | CALL | 17 | $2,000 | thousands by filing date | call |
| LEGACY RESVS INC | 524706958 | PUT | 48 | $2,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K902 | CALL | 1 | $2,000 | thousands by filing date | call |
| XPERI CORP | 98421B950 | PUT | 1 | $2,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P957 | PUT | 1 | $2,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 228 | $1,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 59 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 31 | $1,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 20 | $1,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 34 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 133 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,500 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 94 | $1,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 29 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 45 | $1,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 41 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 69 | $1,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 63 | $1,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 114 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 249 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 137 | $1,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 28 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 499 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 154 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 312 | $1,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 202 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 100 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 93 | $1,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 59 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 86 | $1,000 | thousands by filing date | |
| AXT INC | 00246W903 | CALL | 3 | $1,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917956 | PUT | 1 | $1,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC | 00461U905 | COM | 3 | $1,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B956 | COM | 1 | $1,000 | thousands by filing date | put |
| INVESCO DB COMMDY INDX TRCK | 46138B953 | UNIT | 1 | $1,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GRO | 606822904 | SPONSORED ADS | 4 | $1,000 | thousands by filing date | call |
| SPERO THERAPEUTICS INC | 84833T903 | COM | 1 | $1,000 | thousands by filing date | call |
| MATRIX SVC CO | 576853905 | COM | 1 | $1,000 | thousands by filing date | call |
| RAFAEL HLDGS INC | 75062E906 | COM CL B | 1 | $1,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B954 | COM | 1 | $1,000 | thousands by filing date | put |
| CNH INDL N V | N20944959 | SHS | 1 | $1,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356957 | COM | 25 | $1,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P953 | COM | 1 | $1,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108957 | BLOCK TECHN ETF | 1 | $1,000 | thousands by filing date | put |
| KOPIN CORP | 500600901 | COM | 14 | $1,000 | thousands by filing date | call |
| KURA ONCOLOGY INC | 50127T909 | COM | 1 | $1,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U905 | COM | 1 | $1,000 | thousands by filing date | call |
| ST JOE CO | 790148950 | COM | 1 | $1,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463954 | COM | 3 | $1,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282905 | COM | 1 | $1,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144959 | COM | 10 | $1,000 | thousands by filing date | put |
| IAMGOLD CORP | 450913958 | COM | 5 | $1,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 62 | $1,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 59 | $1,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 172 | $1,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 488 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,100 | $1,000 | thousands by filing date | |
| KT CORP | 48268K951 | PUT | 1 | $1,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280952 | PUT | 1 | $1,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918903 | CALL | 2 | $1,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609909 | CALL | 1 | $1,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566907 | CALL | 1 | $1,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP | 71742Q956 | PUT | 1 | $1,000 | thousands by filing date | put |
| STEPAN CO | 858586900 | CALL | 6 | $1,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 187 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 117 | $1,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 34 | $1,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 200 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498955 | PUT | 2 | $1,000 | thousands by filing date | put |
| TUNIU CORP | 89977P906 | CALL | 3 | $1,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 899 | $1,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 880 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 577 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 116 | $1,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 24 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,000 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 202 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 506 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 325 | $1,000 | thousands by filing date | |
| OWENS-ILLINOIS INC | 690768953 | COM | 1 | $1,000 | thousands by filing date | put |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 200 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 595 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V950 | Option | 3 | $1,000 | thousands by filing date | put |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 5 | $1,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 1 | $1,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 4 | $1,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T950 | Cmn | 1 | $1,000 | thousands by filing date | put |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 5 | $1,000 | thousands by filing date | put |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214953 | Cmn | 1 | $1,000 | thousands by filing date | put |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 1 | $1,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 1 | $1,000 | thousands by filing date | call |
| WADDELL & REED FINL INC CMN STOCK | 930059950 | Cmn | 1 | $1,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 75 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X954 | COM | 2 | $1,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P900 | COM | 2 | $1,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 1 | $1,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D955 | COM | 1 | $1,000 | thousands by filing date | put |
| NEW YORK MTG TR INC | 649604901 | COM PAR $.02 | 2 | $1,000 | thousands by filing date | call |
| THL CR INC | 872438906 | COM | 3 | $1,000 | thousands by filing date | call |
| AMERICA FIRST TAX EX IVS L P | 02364V907 | BEN UNIT CTF | 2 | $1,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 32 | $1,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K904 | COM | 5 | $1,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W901 | COM | 5 | $1,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394953 | COM | 15 | $1,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N905 | COM | 2 | $1,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 5 | $1,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y905 | COM | 96 | $1,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362951 | COM | 5 | $1,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637905 | SHS NEW | 4 | $1,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC | 794093954 | PUT | 4 | $1,000 | thousands by filing date | put |
| ICAD INC | 44934S956 | PUT | 3 | $1,000 | thousands by filing date | put |
| UNIFI INC | 904677900 | CALL | 1 | $1,000 | thousands by filing date | call |
| AIRGAIN INC | 00938A904 | CALL | 1 | $1,000 | thousands by filing date | call |
| BROOKLINE BANCORP INC DEL | 11373M907 | CALL | 1 | $1,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L901 | CALL | 1 | $1,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 1 | $1,000 | thousands by filing date | call |
| SUMMIT MATLS INC | 86614U950 | CL A | 1 | $1,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 320 | $1,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 93 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T907 | COM | 4 | $1,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G903 | COM | 8 | $1,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 106 | $1,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 552 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906901 | CALL | 10 | $1,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,261 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P950 | COM | 2 | $1,000 | thousands by filing date | put |
| NEXTGEN HEALTHCARE INC | 65343C952 | COM | 1 | $1,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 781 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 808 | $1,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 757 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119953 | PUT | 2 | $1,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K902 | CALL | 8 | $1,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W952 | PUT | 1 | $1,000 | thousands by filing date | put |
| DURECT CORP | 266605954 | PUT | 20 | $1,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104957 | PUT | 12 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000011 | this filing | 2019-04-18 | acceptance time not in the bulk data set |