13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-16, with 7,226 holding rows worth $34,083,202,000.
- Accession
- 0001488542-19-000002
- Filer
- CIK 1488542
- Filed
- 2019-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 7,844 entries on the cover page, a total value of $34,083,202,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,079,386,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEBBLEBROOK HOTEL TR | 70509V950 | PUT | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANCORP INC DEL | 05969A955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST AMERN FINL CORP | 31847R902 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRONTDOOR INC | 35905A909 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SURGERY PARTNERS INC | 86881A950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TUNIU CORP | 89977P906 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S106 | COM | 703 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 30,438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED LION HOTELS CORP | 756764106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P901 | COM | 481 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P951 | COM | 171 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OCWEN FINANCIAL CORP | 675746959 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 1,283 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 1,398 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW GOLD INC | 644535906 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW GOLD INC | 644535956 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FLOTEK INDUSTRIES INC COMMON STOCK | 343389902 | Cmn | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISTAR FINANCIAL INC CMN STK | 45031U951 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISTAR FINANCIAL INC CMN STK | 45031U901 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC | 15117B903 | Cmn | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC | 15117B953 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q901 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J951 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANCESCAS HOLDINGS CORP | 351793904 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANCESCAS HOLDINGS CORP | 351793954 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTNERS | G16249957 | Cmn | 453 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTNERS | G16249907 | Cmn | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XO GROUP INC | 983772954 | Cmn | 180 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XO GROUP INC | 983772904 | Cmn | 82 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEIN MART INC CMN STK | 858375958 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COMMON STOCK | 451055907 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X101 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A902 | COM | 643 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A952 | COM | 470 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425900 | COM | 187 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABRAXAS PETE CORP | 003830956 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACETO CORP | 004446900 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACETO CORP | 004446950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293950 | UNIT LTD PART | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370905 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P951 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNACOR INC | 871561956 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICA FIRST TAX EX IVS L P | 02364V907 | BEN UNIT CTF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KCAP FINL INC | 48668E901 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EQT MIDSTREAM PARTNERS LP | 26885B900 | UNIT LTD PARTN | 705 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQT MIDSTREAM PARTNERS LP | 26885B950 | UNIT LTD PARTN | 63 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOVERNMENT PPTYS INCOME TR | 38376A903 | COM SHS BEN INT | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q905 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724956 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064902 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRONTDOOR INC | 35905A959 | PUT | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LSI INDS INC | 50216C958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SESEN BIO INC | 817763955 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CO | 67401P908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRA INDL MOTION CORP | 02208R906 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRA INDL MOTION CORP | 02208R956 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERES THERAPEUTICS INC | 81750R952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD | 590717954 | SPONS ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TREVENA INC | 89532E909 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KALA PHARMACEUTICALS INC | 483119903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KALA PHARMACEUTICALS INC | 483119953 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EPIZYME INC | 29428V954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975902 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYROS PHARMACEUTICALS INC | 87184Q957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C903 | SPONSORED ADS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESONANT INC | 76118L952 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELSION CORP | 15117N903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 879 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W102 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696907 | CALL | 153 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUTOUTIAO INC | 74915J907 | ADS REP SHS A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STRONGBRIDGE BIOPHARMA PLC | G85347955 | SHS USD | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QTS RLTY TR INC | 74736A953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARK ENERGY INC | 846511903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXANTAS CAP CORP | 30068N905 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC | 69423U955 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q902 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRIDSUM HLDG INC | 398132950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADURO BIOTECH INC | 00739L901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y958 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THE9 LTD | 88337K953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOXELJET AG | 92912L907 | ADS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328900 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 440 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COVIA HLDGS CORP | 22305A903 | CALL | 55 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOXELJET AG | 92912L957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCYNEXIS INC | 811292951 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C905 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V956 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P953 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082907 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425950 | PUT | 64 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTMT INC | 37951D952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B953 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LP | 59560V959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRIS I | 05614L900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H952 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICAL INC | 925602903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L902 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MELINTA THERAPEUTICS INC | 58549G950 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314959 | PUT | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL PARTNERS LLC | Y7545W909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696957 | PUT | 130 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R954 | PUT | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L959 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA RAPID FIN LTD | 16953Q955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U951 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AQUINOX PHARMACEUTICALS INC | 03842B951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVAXIS INC | 007624908 | CALL | 36 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVAXIS INC | 007624958 | PUT | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARADIGM CORP | 038505950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOPHIRIS BIO INC | 83578Q959 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120953 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487905 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERCONTINENTAL HOTELS GROU | 45857P957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828908 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A908 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L909 | CALL | 406 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESCO AIRCRAFT HLDGS INC | 950814953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U909 | CALL | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785902 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081908 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAZOR ROBOTICS LTD | 57886P903 | CALL | 206 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAZOR ROBOTICS LTD | 57886P953 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JONES ENERGY INC | 48019R906 | CALL | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000002 | this filing | 2019-01-16 | acceptance time not in the bulk data set |