13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-16, with 7,226 holding rows worth $34,083,202,000.
- Accession
- 0001488542-19-000002
- Filer
- CIK 1488542
- Filed
- 2019-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 7,844 entries on the cover page, a total value of $34,083,202,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,079,386,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERU INC | 92536C903 | COM | 63 | $8,000 | thousands by filing date | call |
| OOMA INC | 683416951 | PUT | 6 | $8,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063904 | CALL | 80 | $8,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M956 | COM | 21 | $8,000 | thousands by filing date | put |
| ALTAIR ENGR INC | 021369903 | COM CL A | 3 | $8,000 | thousands by filing date | call |
| ALTAIR ENGR INC | 021369953 | PUT | 3 | $8,000 | thousands by filing date | put |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 209 | $8,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,697 | $8,000 | thousands by filing date | |
| RECRO PHARMA INC | 75629F909 | CALL | 12 | $8,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X959 | COM | 30 | $8,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 3,083 | $8,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 2,670 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U909 | CALL | 74 | $8,000 | thousands by filing date | call |
| RESONANT INC | 76118L902 | CALL | 67 | $8,000 | thousands by filing date | call |
| KRATON CORP | 50077C956 | PUT | 4 | $8,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,485 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P908 | SPONSORED ADR | 3 | $8,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H951 | PUT | 64 | $8,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 6 | $8,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 20 | $8,000 | thousands by filing date | call |
| RENREN INC | 759892901 | CALL | 52 | $8,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A908 | CALL | 10 | $8,000 | thousands by filing date | call |
| MID CON ENERGY PARTNERS LP | 59560V909 | CALL | 107 | $8,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482954 | PUT | 202 | $8,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914908 | CALL | 109 | $8,000 | thousands by filing date | call |
| TOCAGEN INC | 888846902 | CALL | 10 | $8,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y903 | CALL | 8 | $8,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS I | 88165N955 | PUT | 73 | $8,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K951 | PUT | 6 | $8,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 153 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 82 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 919 | $7,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 160 | $7,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 133 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,032 | $7,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 214 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 476 | $7,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,466 | $7,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 250 | $7,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 508 | $7,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 104 | $7,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 815 | $7,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830905 | CALL | 5 | $7,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571955 | COM NEW | 5 | $7,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V908 | COM | 15 | $7,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V958 | COM | 15 | $7,000 | thousands by filing date | put |
| INVESCO DB COMMDY INDX TRCK | 46138B953 | UNIT | 5 | $7,000 | thousands by filing date | put |
| VERITONE INC | 92347M900 | COM | 20 | $7,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794907 | COM | 9 | $7,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750903 | COM | 1 | $7,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905956 | COM | 1 | $7,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558951 | COM | 3 | $7,000 | thousands by filing date | put |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 17 | $7,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 1,963 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,586 | $7,000 | thousands by filing date | |
| FIDUS INVT CORP | 316500907 | CALL | 6 | $7,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K903 | CALL | 4 | $7,000 | thousands by filing date | call |
| MESABI TR | 590672951 | PUT | 3 | $7,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A957 | PUT | 11 | $7,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806908 | CALL | 1 | $7,000 | thousands by filing date | call |
| BOK FINL CORP | 05561Q951 | PUT | 1 | $7,000 | thousands by filing date | put |
| BALCHEM CORP | 057665900 | CALL | 1 | $7,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657951 | PUT | 2 | $7,000 | thousands by filing date | put |
| KORN FERRY | 500643900 | CALL | 2 | $7,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 2,013 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L901 | CALL | 1 | $7,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398907 | CALL | 4 | $7,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271950 | PUT | 5 | $7,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,248 | $7,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 224 | $7,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,195 | $7,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 692 | $7,000 | thousands by filing date | |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 5 | $7,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 19 | $7,000 | thousands by filing date | put |
| CVR PARTNERS LP | 126633956 | Cmn | 22 | $7,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 4,177 | $7,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228955 | COM | 5 | $7,000 | thousands by filing date | put |
| ARLINGTON ASSET INVT CORP | 041356955 | CL A NEW | 11 | $7,000 | thousands by filing date | put |
| MB FINANCIAL INC NEW | 55264U908 | COM | 2 | $7,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K953 | COM | 6 | $7,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC | 419596901 | CALL | 4 | $7,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B908 | SHS | 5 | $7,000 | thousands by filing date | call |
| SESEN BIO INC | 817763905 | CALL | 55 | $7,000 | thousands by filing date | call |
| BALCHEM CORP | 057665950 | PUT | 1 | $7,000 | thousands by filing date | put |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 4 | $7,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E901 | COM NEW | 20 | $7,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877951 | PUT | 3 | $7,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A903 | CALL | 31 | $7,000 | thousands by filing date | call |
| SYNEOS HEALTH INC | 87166B902 | CALL | 2 | $7,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,344 | $7,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881906 | COM | 2 | $7,000 | thousands by filing date | call |
| PQ GROUP HLDGS INC | 73943T953 | PUT | 5 | $7,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163900 | CALL | 12 | $7,000 | thousands by filing date | call |
| REALITY SHS ETF TR | 75605A902 | CALL | 4 | $7,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G903 | CALL | 3 | $7,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G953 | PUT | 3 | $7,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403901 | CALL | 56 | $7,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODS CO DEL | 68572N904 | CALL | 80 | $7,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L901 | CALL | 5 | $7,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449954 | PUT | 64 | $7,000 | thousands by filing date | put |
| CSOP ETF TR | 12649L955 | PUT | 6 | $7,000 | thousands by filing date | put |
| AAC HLDGS INC | 000307958 | PUT | 57 | $7,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 262 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 165 | $6,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 666 | $6,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 220 | $6,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 138 | $6,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 188 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 321 | $6,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 326 | $6,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 427 | $6,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 330 | $6,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,544 | $6,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,913 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 409 | $6,000 | thousands by filing date | |
| AMETEK INC | 031100900 | CALL | 1 | $6,000 | thousands by filing date | call |
| DNOW INC | 67011P900 | CALL | 6 | $6,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P956 | COM | 16 | $6,000 | thousands by filing date | put |
| ZAI LAB LTD | 98887Q954 | ADR | 3 | $6,000 | thousands by filing date | put |
| RLI CORP | 749607907 | COM | 1 | $6,000 | thousands by filing date | call |
| CAMTEK LTD | M20791955 | ORD | 10 | $6,000 | thousands by filing date | put |
| EL POLLO LOCO HLDGS INC | 268603907 | COM | 4 | $6,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856908 | SHS | 42 | $6,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L903 | COM | 34 | $6,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC | 375916903 | COM | 2 | $6,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC | 171340902 | COM | 1 | $6,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q908 | COM | 1 | $6,000 | thousands by filing date | call |
| HUDBAY MINERALS INC | 443628952 | COM | 14 | $6,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144909 | COM | 76 | $6,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086951 | COM | 2 | $6,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,864 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 662 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 399 | $6,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724906 | CALL | 1 | $6,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150904 | CALL | 2 | $6,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231901 | CALL | 16 | $6,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113909 | CALL | 1 | $6,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q958 | PUT | 1 | $6,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544900 | CALL | 2 | $6,000 | thousands by filing date | call |
| LCI INDS | 50189K903 | CALL | 1 | $6,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC | 25659T907 | CALL | 1 | $6,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC | 78377T907 | CALL | 1 | $6,000 | thousands by filing date | call |
| BRINKS CO | 109696954 | PUT | 1 | $6,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CO | 808625957 | PUT | 1 | $6,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 356 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X907 | COM | 1 | $6,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941909 | COM | 1 | $6,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC | 450056906 | COM | 1 | $6,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 900 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264959 | PUT | 9 | $6,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598904 | CALL | 5 | $6,000 | thousands by filing date | call |
| ONESPAN INC | 68287N950 | PUT | 5 | $6,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,800 | $6,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,811 | $6,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 7 | $6,000 | thousands by filing date | put |
| GULFPORT ENERGY CORP | 402635954 | Option | 10 | $6,000 | thousands by filing date | put |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 75 | $6,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 6 | $6,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511907 | COM | 42 | $6,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 37 | $6,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 8 | $6,000 | thousands by filing date | call |
| AVX CORP NEW | 002444907 | COM | 4 | $6,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 173 | $6,000 | thousands by filing date | call |
| LEXINGTON REALTY TRUST | 529043901 | COM | 8 | $6,000 | thousands by filing date | call |
| DAWSON GEOPHYSICAL CO NEW | 239360950 | PUT | 20 | $6,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409959 | PUT | 2 | $6,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M955 | PUT | 22 | $6,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L908 | COM | 2 | $6,000 | thousands by filing date | call |
| DASEKE INC | 23753F957 | COM | 19 | $6,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D908 | COM NEW | 8 | $6,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883909 | CALL | 62 | $6,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 2,255 | $6,000 | thousands by filing date | |
| ZIX CORP | 98974P900 | CALL | 12 | $6,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 14,711 | $6,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644906 | CALL | 9 | $6,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M955 | PUT | 16 | $6,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W904 | CALL | 67 | $6,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODS CO DEL | 68572N954 | PUT | 64 | $6,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E956 | PUT | 22 | $6,000 | thousands by filing date | put |
| LEGACY RESVS INC | 524706958 | PUT | 45 | $6,000 | thousands by filing date | put |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 171 | $5,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 27 | $5,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 440 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 200 | $5,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 310 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,259 | $5,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 854 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,809 | $5,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 275 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 62 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 123 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,819 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 91 | $5,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 603 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 149 | $5,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 358 | $5,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 97 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 360 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 784 | $5,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 134 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 128 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,993 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 194 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 200 | $5,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 94 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 198 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671908 | CALL | 18 | $5,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 3 | $5,000 | thousands by filing date | call |
| ROLLINS INC | 775711954 | COM | 1 | $5,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B906 | COM | 6 | $5,000 | thousands by filing date | call |
| WPP PLC NEW | 92937A902 | ADR | 1 | $5,000 | thousands by filing date | call |
| EMCOR GROUP INC | 29084Q900 | COM | 1 | $5,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 36 | $5,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 4 | $5,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X959 | COM | 5 | $5,000 | thousands by filing date | put |
| LSB INDS INC | 502160904 | COM | 10 | $5,000 | thousands by filing date | call |
| CALERES INC | 129500904 | COM | 2 | $5,000 | thousands by filing date | call |
| AES CORP | 00130H955 | COM | 4 | $5,000 | thousands by filing date | put |
| AMC GLOBAL MEDIA INC | 00164V953 | CL A | 1 | $5,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602904 | COM | 3 | $5,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC | 775109950 | Put | 1 | $5,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 223 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 666 | $5,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,455 | $5,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V952 | PUT | 1 | $5,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214905 | CALL | 3 | $5,000 | thousands by filing date | call |
| CACTUS INC | 127203957 | PUT | 2 | $5,000 | thousands by filing date | put |
| MEDPACE HLDGS INC | 58506Q959 | PUT | 1 | $5,000 | thousands by filing date | put |
| METALLUS INC | 887399953 | PUT | 6 | $5,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 390 | $5,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 564 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462952 | COM | 1 | $5,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 693 | $5,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,934 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 534 | $5,000 | thousands by filing date | |
| PATRICK INDS INC | 703343953 | PUT | 2 | $5,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506909 | COM | 1 | $5,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 525 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,698 | $5,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,414 | $5,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG-ADR | 16945R904 | COM | 5 | $5,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806909 | COM | 1 | $5,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562905 | COM | 1 | $5,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 43 | $5,000 | thousands by filing date | call |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 27 | $5,000 | thousands by filing date | call |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 3 | $5,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SERVICES COMMON STOCK | 440543956 | Cmn | 36 | $5,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V900 | Cmn | 9 | $5,000 | thousands by filing date | call |
| CUBIC CORP CMN STK | 229669906 | Cmn | 1 | $5,000 | thousands by filing date | call |
| CUBIC CORP CMN STK | 229669956 | Cmn | 1 | $5,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 24 | $5,000 | thousands by filing date | call |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 75 | $5,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304900 | SPON ADR H SHS | 2 | $5,000 | thousands by filing date | call |
| MEDALLION FINL CORP | 583928956 | COM | 11 | $5,000 | thousands by filing date | put |
| LEXINGTON REALTY TRUST | 529043951 | COM | 7 | $5,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y905 | COM | 219 | $5,000 | thousands by filing date | call |
| CALAMP CORP | 128126959 | COM | 4 | $5,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U955 | COM | 23 | $5,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A907 | SPONDS ADS | 10 | $5,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A957 | PUT | 10 | $5,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X957 | PUT | 1 | $5,000 | thousands by filing date | put |
| ENNIS INC | 293389902 | CALL | 3 | $5,000 | thousands by filing date | call |
| PCSB FINL CORP | 69324R904 | CALL | 3 | $5,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 402 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,068 | $5,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 561 | $5,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W908 | CALL | 3 | $5,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 470 | $5,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 479 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E959 | PUT | 123 | $5,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T950 | COM | 9 | $5,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R909 | COM | 6 | $5,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139957 | PUT | 19 | $5,000 | thousands by filing date | put |
| GLATFELTER | 377316954 | PUT | 6 | $5,000 | thousands by filing date | put |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 59 | $5,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E903 | CALL | 12 | $5,000 | thousands by filing date | call |
| SPRINT CORP | 85207U955 | PUT | 10 | $5,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V908 | CALL | 12 | $5,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J903 | CALL | 5 | $5,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P909 | CALL | 15 | $5,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W904 | CALL | 42 | $5,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L907 | CALL | 28 | $5,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W903 | CALL | 2 | $5,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 169 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 84 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 224 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 113 | $4,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,774 | $4,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 247 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 516 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 157 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,407 | $4,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,009 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 283 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 190 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 300 | $4,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 431 | $4,000 | thousands by filing date | |
| BELDEN INC | 077454956 | PUT | 1 | $4,000 | thousands by filing date | put |
| CNH INDL N V | N20944909 | CALL | 5 | $4,000 | thousands by filing date | call |
| E L F BEAUTY INC | 26856L903 | CALL | 5 | $4,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 4 | $4,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X902 | SPON ADS | 1 | $4,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909958 | VG TL INTL STK F | 1 | $4,000 | thousands by filing date | put |
| NVENT ELEC PLC | G6700G957 | SHS | 2 | $4,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R959 | COM | 10 | $4,000 | thousands by filing date | put |
| MATADOR RES CO | 576485955 | COM | 3 | $4,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A951 | COM | 5 | $4,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A950 | COM | 27 | $4,000 | thousands by filing date | put |
| NN INC | 629337956 | COM | 6 | $4,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917906 | COM | 6 | $4,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330P907 | COM | 9 | $4,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M952 | COM | 3 | $4,000 | thousands by filing date | put |
| AMTECH SYS INC | 032332904 | COM PAR $0.01N | 11 | $4,000 | thousands by filing date | call |
| LSB INDS INC | 502160954 | COM | 8 | $4,000 | thousands by filing date | put |
| FIVE9 INC | 338307951 | COM | 1 | $4,000 | thousands by filing date | put |
| SEMTECH CORP | 816850951 | COM | 1 | $4,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023950 | COM | 7 | $4,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A906 | COM | 4 | $4,000 | thousands by filing date | call |
| HUDBAY MINERALS INC | 443628902 | COM | 9 | $4,000 | thousands by filing date | call |
| ITRON INC | 465741906 | COM | 1 | $4,000 | thousands by filing date | call |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 317 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C908 | CALL | 4 | $4,000 | thousands by filing date | call |
| TITAN INTL INC ILL | 88830M952 | PUT | 10 | $4,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q905 | CALL | 5 | $4,000 | thousands by filing date | call |
| DONALDSON INC | 257651959 | PUT | 1 | $4,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 1 | $4,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,813 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S900 | CALL | 32 | $4,000 | thousands by filing date | call |
| SCHOLASTIC CORP | 807066955 | PUT | 1 | $4,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A956 | COM | 5 | $4,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375956 | COM | 3 | $4,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746P548 | FUND | 100 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,590 | $4,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 304 | $4,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,454 | $4,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 687 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,347 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 5,951 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST CMN STK | 531172904 | Cmn | 1 | $4,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N958 | Cmn | 2 | $4,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B903 | Cmn | 8 | $4,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 21 | $4,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X950 | COM | 1 | $4,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA | 87936R906 | SPONSORED ADR | 4 | $4,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D950 | COM | 16 | $4,000 | thousands by filing date | put |
| REEDS INC | 758338907 | COM | 22 | $4,000 | thousands by filing date | call |
| CRA INTL INC | 12618T905 | CALL | 1 | $4,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X956 | PUT | 2 | $4,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A904 | COM NEW | 5 | $4,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y952 | PUT | 15 | $4,000 | thousands by filing date | put |
| DIGIMARC CORP NEW | 25381B951 | PUT | 3 | $4,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733B900 | CALL | 44 | $4,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CO | 67401P958 | PUT | 11 | $4,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X956 | PUT | 5 | $4,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R902 | CALL | 9 | $4,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,229 | $4,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 318 | $4,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 591 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 3,951 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 93 | $4,000 | thousands by filing date | |
| AFFIMED N V | N01045958 | PUT | 15 | $4,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 460 | $4,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K959 | COM | 2 | $4,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459954 | PUT | 5 | $4,000 | thousands by filing date | put |
| BEST INC | 08653C906 | SPONSORED ADS | 11 | $4,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H958 | PUT | 1 | $4,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D951 | PUT | 3 | $4,000 | thousands by filing date | put |
| VXX 200619P00060000 | 06745r953 | PUT | 1 | $4,000 | thousands by filing date | put |
| LYDALL INC | 550819956 | COM | 2 | $4,000 | thousands by filing date | put |
| EXONE CO | 302104954 | COM | 7 | $4,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q955 | PUT | 8 | $4,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482904 | CALL | 114 | $4,000 | thousands by filing date | call |
| TOCAGEN INC | 888846952 | PUT | 5 | $4,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H908 | CALL | 27 | $4,000 | thousands by filing date | call |
| TOWER INTL INC | 891826959 | PUT | 2 | $4,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481907 | CALL | 15 | $4,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481957 | PUT | 16 | $4,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255907 | CALL | 12 | $4,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 133 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 91 | $3,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 45 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $3,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 115 | $3,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 243 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 95 | $3,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 117 | $3,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 125 | $3,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 522 | $3,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 75 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 737 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 96 | $3,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 889 | $3,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 99 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 22 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 142 | $3,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 72 | $3,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 40 | $3,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 209 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 928 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 549 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 335 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,022 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 863 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,035 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 156 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,785 | $3,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,799 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 353 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 200 | $3,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D902 | CALL | 1 | $3,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E952 | Option | 1 | $3,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CO | 82706C908 | CALL | 1 | $3,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W955 | PUT | 5 | $3,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768956 | PUT | 1 | $3,000 | thousands by filing date | put |
| MODERNA INC | 60770K957 | PUT | 2 | $3,000 | thousands by filing date | put |
| FLEX LTD | Y2573F952 | PUT | 4 | $3,000 | thousands by filing date | put |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 10 | $3,000 | thousands by filing date | put |
| ARDELYX INC | 039697957 | COM | 21 | $3,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C906 | COM | 4 | $3,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T958 | COM | 2 | $3,000 | thousands by filing date | put |
| ATKORE INC | 047649908 | COM | 2 | $3,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q955 | SHS | 6 | $3,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406956 | SPONSORED ADR | 3 | $3,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 1 | $3,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108908 | ORD SHS | 3 | $3,000 | thousands by filing date | call |
| GERON CORP | 374163953 | COM | 35 | $3,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC | 539439909 | SPONSORED ADR | 12 | $3,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118901 | COM NEW | 12 | $3,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P909 | COM | 3 | $3,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688906 | COM | 9 | $3,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP | 743312900 | COM | 1 | $3,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 10 | $3,000 | thousands by filing date | call |
| ST JOE CO | 790148900 | COM | 3 | $3,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T906 | COM | 4 | $3,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M956 | COM | 2 | $3,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO | 71377A903 | COM | 1 | $3,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO | 71377A953 | COM | 1 | $3,000 | thousands by filing date | put |
| AXT INC | 00246W953 | COM | 7 | $3,000 | thousands by filing date | put |
| Peritus High Yield ETF | 30151E904 | CALL | 1 | $3,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,075 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 182 | $3,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280952 | PUT | 3 | $3,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1 | $3,000 | thousands by filing date | call |
| VALVOLINE INC | 92047W951 | PUT | 2 | $3,000 | thousands by filing date | put |
| HUB GROUP INC | 443320906 | CALL | 1 | $3,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 10 | $3,000 | thousands by filing date | put |
| XENCOR INC | 98401F905 | CALL | 1 | $3,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D901 | CALL | 1 | $3,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170950 | PUT | 1 | $3,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037957 | PUT | 1 | $3,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 763 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q951 | NEXT GNRTN INTER | 1 | $3,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T907 | COM CL A | 1 | $3,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 475 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,166 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710952 | PUT | 2 | $3,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397905 | CALL | 11 | $3,000 | thousands by filing date | call |
| JBG SMITH PPTYS | 46590V950 | PUT | 1 | $3,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X952 | PUT | 1 | $3,000 | thousands by filing date | put |
| DR REDDYS LABS LTD | 256135903 | CALL | 1 | $3,000 | thousands by filing date | call |
| SOHU COM LTD | 83410S908 | CALL | 2 | $3,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 377 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 233 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 613 | $3,000 | thousands by filing date | |
| POTLATCH CORP | 737630953 | COM | 1 | $3,000 | thousands by filing date | put |
| CIT GROUP INC | 125581951 | COM | 1 | $3,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236951 | COM | 2 | $3,000 | thousands by filing date | put |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 14 | $3,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 4 | $3,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 24 | $3,000 | thousands by filing date | call |
| MFA FINANCIAL INC | 55272X902 | COM | 5 | $3,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781905 | COM | 10 | $3,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP | 812350906 | COM | 142 | $3,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 637 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 2 | $3,000 | thousands by filing date | put |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 15 | $3,000 | thousands by filing date | put |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 2 | $3,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 5 | $3,000 | thousands by filing date | call |
| FOSTER L B CO | 350060909 | COM | 2 | $3,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U908 | COM | 2 | $3,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276959 | SPON ADR H SHS | 5 | $3,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723900 | COM | 5 | $3,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142952 | COM UNIT LTD | 3 | $3,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,641 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307902 | COM | 5 | $3,000 | thousands by filing date | call |
| MONROE CAP CORP | 610335951 | PUT | 4 | $3,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468953 | PUT | 2 | $3,000 | thousands by filing date | put |
| VEON LTD | 91822M906 | CALL | 13 | $3,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC | 83175M955 | PUT | 1 | $3,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077950 | PUT | 9 | $3,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063954 | PUT | 37 | $3,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 375 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U952 | PUT | 23 | $3,000 | thousands by filing date | put |
| SUMMIT MATLS INC | 86614U900 | CL A | 3 | $3,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420958 | PUT | 6 | $3,000 | thousands by filing date | put |
| CORREVIO PHARMA CORP | 22026V105 | COM | 1,378 | $3,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,371 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-19-000002 | this filing | 2019-01-16 | acceptance time not in the bulk data set |