13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-23, with 7,538 holding rows worth $31,139,693,000.
- Accession
- 0001488542-18-000018
- Filer
- CIK 1488542
- Filed
- 2018-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 8,158 entries on the cover page, a total value of $31,139,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,135,705,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 100 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D900 | CALL | 3 | $3,000 | thousands by filing date | call |
| LSI INDS INC | 50216C958 | PUT | 8 | $3,000 | thousands by filing date | put |
| CHIMERIX INC | 16934W906 | CALL | 10 | $3,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973958 | COM | 70 | $3,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 11,900 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 38 | $3,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 217 | $3,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 279 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 100 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R959 | COM | 2 | $3,000 | thousands by filing date | put |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 780 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q959 | PUT | 20 | $3,000 | thousands by filing date | put |
| CURIS INC | 231269950 | PUT | 20 | $3,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L901 | CALL | 16 | $3,000 | thousands by filing date | call |
| CARDIOVASCULAR SYS INC DEL | 141619956 | PUT | 1 | $3,000 | thousands by filing date | put |
| BIOHAVEN PHARMACTL HLDG CO L | G11196905 | CALL | 1 | $3,000 | thousands by filing date | call |
| T2 BIOSYSTEMS INC | 89853L954 | PUT | 5 | $3,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T900 | COM | 4 | $3,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,387 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R909 | COM | 5 | $3,000 | thousands by filing date | call |
| STATE AUTO FINL CORP | 855707955 | PUT | 1 | $3,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 14 | $3,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N906 | COM | 10 | $3,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N956 | COM | 11 | $3,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 5 | $3,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637955 | SHS | 12 | $3,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644956 | PUT | 6 | $3,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U954 | PUT | 7 | $3,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 43 | $3,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A952 | PUT | 4 | $3,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G903 | CALL | 1 | $3,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V958 | PUT | 6 | $3,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L902 | CALL | 20 | $3,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B955 | PUT | 2 | $3,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q950 | PUT | 2 | $3,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C950 | PUT | 40 | $3,000 | thousands by filing date | put |
| CORREVIO PHARMA CORP | 22026V905 | CALL | 9 | $3,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W902 | CALL | 53 | $3,000 | thousands by filing date | call |
| SOPHIRIS BIO INC | 83578Q909 | CALL | 14 | $3,000 | thousands by filing date | call |
| SORL AUTO PTS INC | 78461U951 | PUT | 8 | $3,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P905 | CALL | 25 | $3,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250X953 | PUT | 3 | $3,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 37 | $2,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 63 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 473 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 595 | $2,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 113 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 219 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 79 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 232 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 530 | $2,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 76 | $2,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 240 | $2,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 125 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 82 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 82 | $2,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 128 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,046 | $2,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 645 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 87 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 174 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 547 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 91 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 494 | $2,000 | thousands by filing date | |
| NATERA INC | 632307904 | CALL | 1 | $2,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 2 | $2,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V908 | COM | 3 | $2,000 | thousands by filing date | call |
| ARDELYX INC | 039697907 | COM | 5 | $2,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461906 | COM NEW | 8 | $2,000 | thousands by filing date | call |
| MITEK SYS INC | 606710900 | COM NEW | 3 | $2,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 4 | $2,000 | thousands by filing date | call |
| MUELLER INDS INC | 624756902 | COM | 1 | $2,000 | thousands by filing date | call |
| MYERS INDS INC | 628464909 | COM | 1 | $2,000 | thousands by filing date | call |
| RCI HOSPITALITY HLDGS INC | 74934Q908 | COM | 1 | $2,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264909 | COM | 3 | $2,000 | thousands by filing date | call |
| GERDAU SA | 373737905 | SPON ADR REP PFD | 5 | $2,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232902 | COM | 1 | $2,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A906 | COM | 2 | $2,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 1 | $2,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 301 | $2,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 235 | $2,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 253 | $2,000 | thousands by filing date | |
| CBIZ INC | 124805952 | PUT | 1 | $2,000 | thousands by filing date | put |
| HANMI FINL CORP | 410495904 | CALL | 1 | $2,000 | thousands by filing date | call |
| HANMI FINL CORP | 410495954 | PUT | 1 | $2,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609909 | CALL | 1 | $2,000 | thousands by filing date | call |
| NOVA LTD | M7516K953 | PUT | 1 | $2,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855908 | CALL | 1 | $2,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817901 | CALL | 1 | $2,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 153 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 516 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,037 | $2,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 151 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 345 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X902 | COM | 1 | $2,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 300 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 855 | $2,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 165 | $2,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 490 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,881 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 637 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 279 | $2,000 | thousands by filing date | |
| FEDERATED INVESTORS INC-CL B | 314211903 | COM | 1 | $2,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y902 | COM | 7 | $2,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 356 | $2,000 | thousands by filing date | |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U955 | Cmn | 19 | $2,000 | thousands by filing date | put |
| PIER 1 IMPORTS COMMON STOCK | 720279908 | Cmn | 18 | $2,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 9 | $2,000 | thousands by filing date | put |
| ENZO BIOCHEM INC | 294100902 | COM | 6 | $2,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D950 | COM | 5 | $2,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S906 | COM | 12 | $2,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097909 | SPONS ADR 20 ORD | 4 | $2,000 | thousands by filing date | call |
| DENNYS CORP | 24869P954 | PUT | 2 | $2,000 | thousands by filing date | put |
| GMS INC | 36251C953 | COM | 1 | $2,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D950 | PUT | 2 | $2,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC | 794093904 | CALL | 6 | $2,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152957 | PUT | 1 | $2,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q955 | PUT | 2 | $2,000 | thousands by filing date | put |
| SIENTRA INC | 82621J955 | PUT | 1 | $2,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J901 | CALL | 8 | $2,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 175 | $2,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 100 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,886 | $2,000 | thousands by filing date | |
| QUANTUM CORP | 747906951 | PUT | 12 | $2,000 | thousands by filing date | put |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 91 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,468 | $2,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328959 | PUT | 5 | $2,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465902 | COM SER A | 2 | $2,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,599 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465952 | PUT | 2 | $2,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J953 | PUT | 11 | $2,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J950 | PUT | 3 | $2,000 | thousands by filing date | put |
| VOLT INFORMATION SCIENCES IN | 928703907 | COM | 20 | $2,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 336 | $2,000 | thousands by filing date | |
| VEDANTA LIMITED | 92242Y900 | CALL | 2 | $2,000 | thousands by filing date | call |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 1,127 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J956 | COM NEW | 17 | $2,000 | thousands by filing date | put |
| PERSPECTA INC | 715347950 | PUT | 1 | $2,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L906 | COM | 6 | $2,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T902 | CALL | 1 | $2,000 | thousands by filing date | call |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 1 | $2,000 | thousands by filing date | call |
| FIDELITY SOUTHERN CORP NEW | 316394955 | PUT | 1 | $2,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482904 | CALL | 28 | $2,000 | thousands by filing date | call |
| SEADRILL LTD | G7998G956 | PUT | 1 | $2,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T952 | PUT | 1 | $2,000 | thousands by filing date | put |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 156 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370903 | CALL | 4 | $2,000 | thousands by filing date | call |
| ADVAXIS INC | 007624958 | PUT | 30 | $2,000 | thousands by filing date | put |
| AEROHIVE NETWORKS INC | 007786956 | PUT | 5 | $2,000 | thousands by filing date | put |
| GEMPHIRE THERAPEUTICS INC | 36870A958 | PUT | 13 | $2,000 | thousands by filing date | put |
| GRAMERCY PPTY TR | 385002958 | PUT | 1 | $2,000 | thousands by filing date | put |
| REIS INC | 75936P905 | CALL | 1 | $2,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q957 | PUT | 20 | $2,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L902 | CALL | 18 | $2,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 73 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 700 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,800 | $1,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 58 | $1,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 28 | $1,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 66 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 26 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22 | $1,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 53 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 272 | $1,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 56 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 19 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 65 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 114 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 73 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 82 | $1,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 50 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 105 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 99 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 37 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 66 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 944 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 239 | $1,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 120 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 14 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960904 | CALL | 10 | $1,000 | thousands by filing date | call |
| CNX RES CORP | 12653C958 | COM | 2 | $1,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R957 | COM | 1 | $1,000 | thousands by filing date | put |
| INVESCO DB COMMDY INDX TRCK | 46138B953 | UNIT | 1 | $1,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960954 | COM NEW | 10 | $1,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 1 | $1,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406956 | SPONSORED ADR | 1 | $1,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794957 | COM | 1 | $1,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108908 | ORD SHS | 1 | $1,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC | 031652900 | COM | 2 | $1,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902904 | COM | 6 | $1,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H903 | COM | 1 | $1,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544903 | COM | 1 | $1,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 3 | $1,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023900 | COM | 1 | $1,000 | thousands by filing date | call |
| AES CORP | 00130H955 | COM | 1 | $1,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628902 | COM | 2 | $1,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 1,294 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 72 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 232 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 453 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 3,000 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551950 | PUT | 1 | $1,000 | thousands by filing date | put |
| MERCER INTL INC | 588056901 | CALL | 1 | $1,000 | thousands by filing date | call |
| COLUMBIA FINL INC | 197641903 | CALL | 1 | $1,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A953 | PUT | 1 | $1,000 | thousands by filing date | put |
| EL POLLO LOCO HLDGS INC | 268603957 | PUT | 1 | $1,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347954 | PUT | 1 | $1,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 4 | $1,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A903 | COM | 1 | $1,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 50 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 617 | $1,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q955 | PUT | 1 | $1,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 199 | $1,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 101 | $1,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 171 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 966 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 79 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,250 | $1,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 42 | $1,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 74 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 172 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 460 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 600 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 114 | $1,000 | thousands by filing date | |
| ADTRAN INC | 00738A956 | COM | 1 | $1,000 | thousands by filing date | put |
| ISHARES GOLD TRUST | 464285955 | COM | 1 | $1,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 299 | $1,000 | thousands by filing date | |
| ISTAR FINANCIAL INC CMN STK | 45031U901 | Cmn | 1 | $1,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC | 15117B903 | Cmn | 35 | $1,000 | thousands by filing date | call |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 2 | $1,000 | thousands by filing date | put |
| FRANCESCAS HOLDINGS CORP | 351793904 | Cmn | 3 | $1,000 | thousands by filing date | call |
| STEIN MART INC CMN STK | 858375958 | Cmn | 5 | $1,000 | thousands by filing date | put |
| STEIN MART INC CMN STK | 858375908 | Cmn | 8 | $1,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D909 | SPONSORED ADR | 1 | $1,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 1 | $1,000 | thousands by filing date | call |
| ABRAXAS PETE CORP | 003830906 | COM | 7 | $1,000 | thousands by filing date | call |
| ACETO CORP | 004446950 | COM | 5 | $1,000 | thousands by filing date | put |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 26 | $1,000 | thousands by filing date | put |
| K12 INC | 48273U952 | COM | 1 | $1,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q909 | COM | 2 | $1,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 1 | $1,000 | thousands by filing date | put |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 4 | $1,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A955 | UT LTD PTN INT | 1 | $1,000 | thousands by filing date | put |
| TRUECAR INC | 89785L957 | PUT | 1 | $1,000 | thousands by filing date | put |
| REV GROUP INC | 749527957 | PUT | 1 | $1,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077900 | CALL | 3 | $1,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468903 | CALL | 2 | $1,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 539 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 414 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 234 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 290 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R903 | CL A NEW | 5 | $1,000 | thousands by filing date | call |
| CHIMERA INVT CORP | 16934Q958 | COM | 1 | $1,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477902 | CALL | 2 | $1,000 | thousands by filing date | call |
| FIRSTHAND TECH VALUE FD INC | 33766Y900 | CALL | 1 | $1,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 104 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374902 | CALL | 2 | $1,000 | thousands by filing date | call |
| US XPRESS ENTERPRISES INC | 90338N902 | CALL | 1 | $1,000 | thousands by filing date | call |
| VENATOR MATLS PLC | G9329Z900 | CALL | 2 | $1,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X954 | PUT | 9 | $1,000 | thousands by filing date | put |
| FORTRESS TRANS INFRST INVS L | 34960P901 | CALL | 1 | $1,000 | thousands by filing date | call |
| FORTRESS TRANS INFRST INVS L | 34960P951 | PUT | 1 | $1,000 | thousands by filing date | put |
| RADA ELECTR INDS LTD | M81863954 | PUT | 5 | $1,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J900 | CALL | 2 | $1,000 | thousands by filing date | call |
| DURECT CORP | 266605954 | PUT | 12 | $1,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 267 | $1,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480900 | COM UNIT RP IN | 1 | $1,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P901 | CALL | 12 | $1,000 | thousands by filing date | call |
| PQ GROUP HLDGS INC | 73943T903 | CALL | 1 | $1,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P902 | COM NEW | 1 | $1,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B959 | PUT | 1 | $1,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES | 253922958 | PUT | 1 | $1,000 | thousands by filing date | put |
| ADURO BIOTECH INC | 00739L901 | CALL | 2 | $1,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637905 | CALL | 5 | $1,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163950 | PUT | 2 | $1,000 | thousands by filing date | put |
| VOXELJET AG | 92912L907 | ADS | 3 | $1,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V956 | PUT | 20 | $1,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y902 | CALL | 7 | $1,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRIS I | 05614L900 | CALL | 17 | $1,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W904 | CALL | 1 | $1,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V908 | CALL | 3 | $1,000 | thousands by filing date | call |
| CM FIN INC | 12574Q903 | CALL | 2 | $1,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G900 | CALL | 13 | $1,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y903 | CALL | 1 | $1,000 | thousands by filing date | call |
| PCM INC | 69323K950 | PUT | 1 | $1,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487905 | CALL | 17 | $1,000 | thousands by filing date | call |
| CYTRX CORP | 232828908 | CALL | 9 | $1,000 | thousands by filing date | call |
| NCI BUILDING SYS INC | 628852904 | CALL | 1 | $1,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X901 | CALL | 5 | $1,000 | thousands by filing date | call |
| FIRST CONN BANCORP INC MD | 319850903 | CALL | 1 | $1,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L952 | PUT | 10 | $1,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 289,769 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 630 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 43,530 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDICORP LTD | G2519Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTHEUS HLDGS INC | 516544103 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDACORP INC | 451107106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDU RES GROUP INC | 552690109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR ENERGY, INC. | 12662P108 | COM | 13,638 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 19,668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEVA INC | 157210105 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMER CORP | 060505904 | CALL | 7,067 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF AMER CORP | 060505954 | PUT | 7,226 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOT LTD | M0854Q105 | SHS | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 544 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y907 | CALL | 85 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS COS INC | 969457950 | PUT | 521 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR ENERGY INC | 12662P908 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CVR ENERGY INC | 12662P958 | COM | 235 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y957 | COM | 196 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOMURA HLDGS INC | 65535H958 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STAR GROUP LP | 85512C955 | UNIT LTD PARTNR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS COS INC | 969457900 | COM | 1,958 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUMITOMO MITSUI FIN GRP INC | 86562M909 | SPONSORED ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP | 910873905 | SPON ADR NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 356 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 643 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLOT LTD | M0854Q955 | SHS | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HIGHWOODS PPTYS INC | 431284908 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC | 539439959 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669906 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMBEV SA | 02319V953 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMPCO-PITTSBURG CORP | 032037953 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077957 | COM NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LSB INDS INC | 502160904 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROADWIND INC | 11161T957 | COM NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W905 | SPONSORED ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144959 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK HLDGS CORP | 633707904 | Call | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERMIANVILLE RTY TR | 71425H950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPOK HLDGS INC | 84863T956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STRATEGIC ED INC | 86272C903 | CALL | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STRATEGIC ED INC | 86272C953 | PUT | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRDGOLD LIMITED | 26152H951 | PUT | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIAMONDROCK HOSPITALITY CO | 252784901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397905 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPIRE INC | 84857L901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRUPO AEROPORTUARIO DEL SURE | 40051E952 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LSI INDS INC OHIO | 50216C908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASI | 20441A952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320902 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P901 | COM | 460 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCHO RESOURCES INC | 20605P951 | COM | 222 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONVERGYS CORP | 212485906 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW GOLD INC | 644535956 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC | 15117B953 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SERVICES COMMON STOCK | 440543956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR PARTNERS LP | 126633906 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTNERS | G16249957 | Cmn | 2,165 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTNERS | G16249907 | Cmn | 329 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COMMON STOCK | 451055907 | Cmn | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X101 | COM | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL FCSTONE INC | 46116V905 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABRAXAS PETE CORP | 003830956 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW YORK MTG TR INC | 649604901 | COM PAR $.02 | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P951 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNACOR INC | 871561956 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K904 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KCAP FINL INC | 48668E901 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KEYW HLDG CORP | 493723950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EQT MIDSTREAM PARTNERS LP | 26885B900 | UNIT LTD PARTN | 322 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQT MIDSTREAM PARTNERS LP | 26885B950 | UNIT LTD PARTN | 81 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q905 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V956 | SH BEN INT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362951 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDEPENDENT BK CORP MASS | 453836908 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T901 | SPONSORED ADS | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A904 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DHI GROUP INC | 23331S950 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CULP INC | 230215905 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REEDS INC | 758338957 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DASEKE INC | 23753F907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECRO PHARMA INC | 75629F959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P950 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U900 | COM NEW | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORPORATIO | G39342903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098906 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L900 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R959 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUTTIG BLDG PRODS INC | 448451954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC | 13089P951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696907 | CALL | 312 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKS INTL N V | N33462957 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARK ENERGY INC | 846511953 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q902 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q952 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B909 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIVUS INC | 928551958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOXELJET AG | 92912L957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B953 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRIS I | 05614L950 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FS KKR CAPITAL CORP | 302635907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FTD COS INC | 30281V908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-18-000018 | this filing | 2018-10-23 | acceptance time not in the bulk data set |