13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-23, with 7,538 holding rows worth $31,139,693,000.
- Accession
- 0001488542-18-000018
- Filer
- CIK 1488542
- Filed
- 2018-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 8,158 entries on the cover page, a total value of $31,139,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,135,705,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST REP BK SAN FRANCISCO C | 33616C900 | CALL | 1 | $9,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843958 | PUT | 7 | $9,000 | thousands by filing date | put |
| HILL-ROM HLDGS INC | 431475902 | CALL | 1 | $9,000 | thousands by filing date | call |
| FUSION CONNECT INC | 36116X102 | COM | 3,803 | $9,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y900 | CALL | 3 | $9,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851901 | CALL | 3 | $9,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P952 | COM NEW | 5 | $9,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 5 | $9,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C900 | CALL | 100 | $9,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449954 | PUT | 23 | $9,000 | thousands by filing date | put |
| EMERALD EXPOSITIONS EVENTS I | 29103B900 | CALL | 6 | $9,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H908 | CALL | 25 | $9,000 | thousands by filing date | call |
| PCM INC | 69323K900 | CALL | 5 | $9,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K901 | CALL | 5 | $9,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 100 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,448 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 112 | $8,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 346 | $8,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 200 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 200 | $8,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 183 | $8,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 451 | $8,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,489 | $8,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 341 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y953 | PUT | 4 | $8,000 | thousands by filing date | put |
| NLIGHT INC | 65487K900 | COM | 4 | $8,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084904 | COM | 6 | $8,000 | thousands by filing date | call |
| WOODWARD INC | 980745953 | COM | 1 | $8,000 | thousands by filing date | put |
| NNN REIT INC | 637417906 | COM | 2 | $8,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V902 | COM | 1 | $8,000 | thousands by filing date | call |
| KOPIN CORP | 500600901 | COM | 34 | $8,000 | thousands by filing date | call |
| SANMINA CORP | 801056952 | COM | 3 | $8,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CO | 808625907 | COM | 1 | $8,000 | thousands by filing date | call |
| CALIX INC | 13100M959 | COM | 10 | $8,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,244 | $8,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 8,221 | $8,000 | thousands by filing date | |
| CERUS CORP | 157085951 | PUT | 12 | $8,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E903 | CALL | 2 | $8,000 | thousands by filing date | call |
| LCI INDS | 50189K903 | CALL | 1 | $8,000 | thousands by filing date | call |
| REGIONAL MGMT CORP | 75902K906 | CALL | 3 | $8,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788902 | CALL | 2 | $8,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 285 | $8,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q907 | COM | 1 | $8,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 876 | $8,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 500 | $8,000 | thousands by filing date | |
| TERAWULF INC $18 EXP 04/17/26 | 88104R909 | COM | 7 | $8,000 | thousands by filing date | call |
| WINTRUST FINL CORP | 97650W908 | CALL | 1 | $8,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,261 | $8,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 465 | $8,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 410 | $8,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 841 | $8,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,771 | $8,000 | thousands by filing date | |
| PIONEER ENERGY SERVICES CORP | 723664908 | COM | 30 | $8,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M952 | COM | 3 | $8,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 3,809 | $8,000 | thousands by filing date | |
| BLACKROCK KELSO CAPITAL CORP | 092533958 | COM | 14 | $8,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F905 | COM | 2 | $8,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522953 | COM | 5 | $8,000 | thousands by filing date | put |
| DAYFORCE INC | 15677J958 | COM | 2 | $8,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U955 | COM | 18 | $8,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,499 | $8,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103909 | COM SHS | 14 | $8,000 | thousands by filing date | call |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 4 | $8,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,588 | $8,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116901 | CALL | 13 | $8,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B900 | COM | 29 | $8,000 | thousands by filing date | call |
| EPIZYME INC | 29428V904 | COM | 8 | $8,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L953 | PUT | 5 | $8,000 | thousands by filing date | put |
| BEST INC | 08653C906 | SPONSORED ADS | 14 | $8,000 | thousands by filing date | call |
| PUXIN LTD | 74704P958 | PUT | 10 | $8,000 | thousands by filing date | put |
| CELSION CORP | 15117N903 | CALL | 30 | $8,000 | thousands by filing date | call |
| PQ GROUP HLDGS INC | 73943T953 | PUT | 5 | $8,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 3,948 | $8,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349955 | PUT | 10 | $8,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y955 | PUT | 11 | $8,000 | thousands by filing date | put |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 73 | $8,000 | thousands by filing date | put |
| COVIA HLDGS CORP | 22305A903 | CALL | 9 | $8,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C905 | CALL | 41 | $8,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R906 | CALL | 9 | $8,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q900 | CALL | 5 | $8,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J950 | PUT | 43 | $8,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,934 | $8,000 | thousands by filing date | |
| INTERNAP CORP | 45885A959 | PUT | 7 | $8,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 2 | $8,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745903 | CALL | 35 | $8,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785902 | CALL | 35 | $8,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 384 | $7,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 77 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 133 | $7,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 440 | $7,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 152 | $7,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 103 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 827 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 567 | $7,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 387 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,572 | $7,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 452 | $7,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 6 | $7,000 | thousands by filing date | call |
| INVESCO DB COMMDY INDX TRCK | 46138B903 | CALL | 4 | $7,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B901 | COM | 5 | $7,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D958 | COM | 1 | $7,000 | thousands by filing date | put |
| RF INDS LTD | 749552955 | COM PAR $0.01 | 11 | $7,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E905 | SH BEN INT | 1 | $7,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870900 | COM | 2 | $7,000 | thousands by filing date | call |
| RADNET INC | 750491902 | COM | 5 | $7,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY INFRST | 486606956 | COM | 4 | $7,000 | thousands by filing date | put |
| MV OIL TR | 553859909 | TR UNITS | 6 | $7,000 | thousands by filing date | call |
| KFORCE INC | 493732951 | COM | 2 | $7,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP | 500631906 | SPONSORED ADR | 6 | $7,000 | thousands by filing date | call |
| SAIA INC | 78709Y955 | COM | 1 | $7,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 1,560 | $7,000 | thousands by filing date | |
| WESTLAKE CHEM PARTNERS LP | 960417903 | CALL | 3 | $7,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 569 | $7,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G950 | PUT | 4 | $7,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R957 | PUT | 4 | $7,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690959 | PUT | 3 | $7,000 | thousands by filing date | put |
| CACTUS INC | 127203907 | CALL | 2 | $7,000 | thousands by filing date | call |
| RLI CORP | 749607957 | COM | 1 | $7,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,857 | $7,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270953 | Cmn | 3 | $7,000 | thousands by filing date | put |
| SEASPAN CORP COMMON STOCK | Y75638909 | Cmn | 9 | $7,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 69 | $7,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 75 | $7,000 | thousands by filing date | call |
| CUBIC CORP CMN STK | 229669956 | Cmn | 1 | $7,000 | thousands by filing date | put |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 9 | $7,000 | thousands by filing date | call |
| NOVAVAX INC CMN STOCK | 670002954 | Cmn | 40 | $7,000 | thousands by filing date | put |
| INVACARE CORP | 461203901 | COM | 5 | $7,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A953 | COM | 35 | $7,000 | thousands by filing date | put |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 140 | $7,000 | thousands by filing date | call |
| KNOLL INC | 498904950 | COM NEW | 3 | $7,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696959 | COM | 61 | $7,000 | thousands by filing date | put |
| IMPAC MTG HLDGS INC | 45254P958 | COM NEW | 10 | $7,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307902 | COM | 8 | $7,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC | 984017953 | PUT | 3 | $7,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C903 | Equity Call | 2 | $7,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J951 | PUT | 30 | $7,000 | thousands by filing date | put |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 393 | $7,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 290 | $7,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 413 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 2 | $7,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U902 | CALL | 2 | $7,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 2,612 | $7,000 | thousands by filing date | |
| ZIX CORP | 98974P900 | CALL | 14 | $7,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 5,072 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P955 | PUT | 5 | $7,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y908 | CALL | 18 | $7,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292951 | PUT | 60 | $7,000 | thousands by filing date | put |
| BARCLAYS IPATH | 06745R903 | ETF | 1 | $7,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082907 | CALL | 27 | $7,000 | thousands by filing date | call |
| SENDGRID INC | 816883902 | CALL | 2 | $7,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E903 | CALL | 6 | $7,000 | thousands by filing date | call |
| TOCAGEN INC | 888846952 | PUT | 5 | $7,000 | thousands by filing date | put |
| UNION BANKSHARES CORP NEW | 90539J909 | CALL | 2 | $7,000 | thousands by filing date | call |
| SORL AUTO PTS INC | 78461U901 | CALL | 19 | $7,000 | thousands by filing date | call |
| WMIH CORP | 92936P900 | CALL | 57 | $7,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 9 | $7,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 163 | $6,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 506 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 347 | $6,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 239 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 71 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 106 | $6,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,284 | $6,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,163 | $6,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 380 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,585 | $6,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 845 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 100 | $6,000 | thousands by filing date | |
| SEA LTD | 81141R950 | PUT | 5 | $6,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC | 98420N905 | CALL | 5 | $6,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R951 | COM | 4 | $6,000 | thousands by filing date | put |
| REGENCY CTRS CORP | 758849903 | COM | 1 | $6,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X959 | COM | 5 | $6,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 2 | $6,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544904 | COM | 9 | $6,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T905 | COM | 13 | $6,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111957 | SHS NEW | 9 | $6,000 | thousands by filing date | put |
| SAVARA INC | 805111901 | COM | 6 | $6,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T906 | COM | 5 | $6,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 401 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP | 706327903 | Call | 2 | $6,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 456 | $6,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V903 | CALL | 2 | $6,000 | thousands by filing date | call |
| F N B CORP | 302520901 | CALL | 5 | $6,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q954 | PUT | 1 | $6,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC | 302081954 | PUT | 1 | $6,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672956 | PUT | 7 | $6,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 3,218 | $6,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 326 | $6,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 179 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264959 | PUT | 8 | $6,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B906 | CALL | 2 | $6,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S900 | CALL | 33 | $6,000 | thousands by filing date | call |
| TUNIU CORP | 89977P956 | PUT | 9 | $6,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 5,998 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,199 | $6,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 612 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,410 | $6,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 232 | $6,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,492 | $6,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 700 | $6,000 | thousands by filing date | |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 23 | $6,000 | thousands by filing date | put |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 15 | $6,000 | thousands by filing date | put |
| HMS HOLDINGS CORP CMN STK | 40425J951 | Cmn | 2 | $6,000 | thousands by filing date | put |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 4 | $6,000 | thousands by filing date | put |
| AGENUS INC | 00847G905 | COM NEW | 30 | $6,000 | thousands by filing date | call |
| LEXINGTON REALTY TRUST | 529043901 | COM | 8 | $6,000 | thousands by filing date | call |
| REXNORD CORP NEW | 76169B952 | COM | 2 | $6,000 | thousands by filing date | put |
| OLYMPIC STEEL INC | 68162K906 | COM | 3 | $6,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448954 | CL A | 2 | $6,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P959 | PUT | 2 | $6,000 | thousands by filing date | put |
| CODEXIS INC | 192005956 | PUT | 4 | $6,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y950 | COM | 5 | $6,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X959 | PUT | 2 | $6,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R902 | CALL | 9 | $6,000 | thousands by filing date | call |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 3 | $6,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 80 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 7,000 | $6,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116951 | PUT | 10 | $6,000 | thousands by filing date | put |
| CELSION CORP | 15117N953 | PUT | 24 | $6,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D951 | PUT | 6 | $6,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U953 | PUT | 4 | $6,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871952 | PUT | 4 | $6,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 5 | $6,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851951 | PUT | 2 | $6,000 | thousands by filing date | put |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 51 | $6,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R956 | PUT | 7 | $6,000 | thousands by filing date | put |
| ESSENDANT INC | 296689952 | PUT | 5 | $6,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W954 | PUT | 24 | $6,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 48 | $6,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P907 | CALL | 1 | $6,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P957 | PUT | 1 | $6,000 | thousands by filing date | put |
| EQGP HOLDINGS LP | 26885J953 | PUT | 3 | $6,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | G66964958 | PUT | 2 | $6,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 67 | $5,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 201 | $5,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 129 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 184 | $5,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 170 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 103 | $5,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 148 | $5,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 425 | $5,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 400 | $5,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 279 | $5,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 565 | $5,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 788 | $5,000 | thousands by filing date | |
| COMFORT SYS USA INC | 199908954 | Option | 1 | $5,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917956 | PUT | 5 | $5,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 7 | $5,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS | 007973900 | CALL | 1 | $5,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LT | 66510M904 | COM NEW | 105 | $5,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X906 | COM | 2 | $5,000 | thousands by filing date | call |
| ZAI LAB LTD | 98887Q954 | ADR | 3 | $5,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP | 957638909 | COM | 1 | $5,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A900 | COM | 23 | $5,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H952 | COM | 2 | $5,000 | thousands by filing date | put |
| GOLD FIELDS LTD | 38059T956 | SPONSORED ADR | 21 | $5,000 | thousands by filing date | put |
| ST JOE CO | 790148900 | COM | 3 | $5,000 | thousands by filing date | call |
| BROADWIND INC | 11161T907 | COM NEW | 23 | $5,000 | thousands by filing date | call |
| B2GOLD CORP | 11777Q909 | COM | 22 | $5,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282905 | COM | 6 | $5,000 | thousands by filing date | call |
| ACCO BRANDS CORP | 00081T908 | COM | 5 | $5,000 | thousands by filing date | call |
| ESSENTIAL PPTYS RLTY TR INC | 29670E907 | COM | 4 | $5,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 84 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 593 | $5,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 323 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005906 | CALL | 3 | $5,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G954 | PUT | 14 | $5,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 326 | $5,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T907 | COM CL A | 1 | $5,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 194 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347904 | CALL | 3 | $5,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 4,309 | $5,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,826 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 272 | $5,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,464 | $5,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 331 | $5,000 | thousands by filing date | |
| ETFS PHYSICAL SILVER SHARES | 26922X907 | COM | 4 | $5,000 | thousands by filing date | call |
| COOPER TIRE RUBBER | 216831957 | COM | 2 | $5,000 | thousands by filing date | put |
| MDC HOLDINGS INC | 552676958 | COM | 2 | $5,000 | thousands by filing date | put |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 7 | $5,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 35 | $5,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562905 | COM | 1 | $5,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 24 | $5,000 | thousands by filing date | put |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 4 | $5,000 | thousands by filing date | call |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 22 | $5,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 11 | $5,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 5 | $5,000 | thousands by filing date | put |
| GREIF INC CMN STK | 397624907 | Cmn | 1 | $5,000 | thousands by filing date | call |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 3 | $5,000 | thousands by filing date | call |
| ASTEC INDUSTRIES INC CMN STK | 046224901 | Cmn | 1 | $5,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293900 | UNIT LTD PART | 24 | $5,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T951 | COM | 6 | $5,000 | thousands by filing date | put |
| REEDS INC | 758338907 | COM | 17 | $5,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 6 | $5,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M908 | COM | 1 | $5,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754954 | COM | 5 | $5,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X956 | PUT | 2 | $5,000 | thousands by filing date | put |
| VERU INC | 92536C903 | COM | 37 | $5,000 | thousands by filing date | call |
| MARCHEX INC | 56624R958 | PUT | 20 | $5,000 | thousands by filing date | put |
| COREPOINT LODGING INC | 21872L104 | COM | 301 | $5,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ909 | CALL | 1 | $5,000 | thousands by filing date | call |
| CHUYS HLDGS INC | 171604951 | PUT | 2 | $5,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $5,000 | thousands by filing date | |
| CURIS INC | 231269900 | CALL | 30 | $5,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699907 | CALL | 29 | $5,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X953 | COM | 8 | $5,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U909 | CALL | 25 | $5,000 | thousands by filing date | call |
| SPX FLOW INC | 78469X957 | COM | 1 | $5,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C953 | PUT | 13 | $5,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567955 | PUT | 1 | $5,000 | thousands by filing date | put |
| QAD INC | 74727D906 | CALL | 1 | $5,000 | thousands by filing date | call |
| MTS SYS CORP | 553777903 | CALL | 1 | $5,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X951 | PUT | 2 | $5,000 | thousands by filing date | put |
| GLATFELTER | 377316954 | PUT | 3 | $5,000 | thousands by filing date | put |
| ANTERO MIDSTREAM PARTNERS LP | 03673L953 | PUT | 2 | $5,000 | thousands by filing date | put |
| ALTA MESA RES INC | 02133L959 | PUT | 13 | $5,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B901 | CALL | 10 | $5,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P959 | PUT | 6 | $5,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L957 | PUT | 9 | $5,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A959 | PUT | 15 | $5,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 54 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 108 | $4,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 66 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 139 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 88 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 234 | $4,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 40 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 100 | $4,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 100 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 110 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 56 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 146 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 70 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 442 | $4,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 40 | $4,000 | thousands by filing date | |
| UNITED STS BRENT OIL FD LP | 91167Q900 | CALL | 2 | $4,000 | thousands by filing date | call |
| CBRE GROUP INC | 12504L909 | CALL | 1 | $4,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,064 | $4,000 | thousands by filing date | |
| YEXT INC | 98585N956 | COM | 2 | $4,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849906 | COM | 6 | $4,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 7 | $4,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q906 | COM | 7 | $4,000 | thousands by filing date | call |
| XUNLEI LTD | 98419E908 | SPONSORED ADS | 6 | $4,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L903 | COM | 17 | $4,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q901 | COM NEW | 4 | $4,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC | 539439909 | SPONSORED ADR | 14 | $4,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K904 | SHS PAR | 3 | $4,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 2 | $4,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 10 | $4,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215904 | COM NEW | 4 | $4,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563959 | PUT | 1 | $4,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1 | $4,000 | thousands by filing date | call |
| HOME BANCSHARES INC | 436893950 | PUT | 2 | $4,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X900 | CALL | 8 | $4,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 10 | $4,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 66 | $4,000 | thousands by filing date | |
| AVNET INC | 053807953 | COM | 1 | $4,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 512 | $4,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,654 | $4,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 291 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 389 | $4,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP908 | COM | 6 | $4,000 | thousands by filing date | call |
| TASEKO MINES LTD | 876511956 | PUT | 60 | $4,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C905 | UNIT LTD PARTNR | 5 | $4,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,435 | $4,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 131 | $4,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,094 | $4,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,305 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,631 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,125 | $4,000 | thousands by filing date | |
| DIEBOLD INC | 253651953 | COM | 10 | $4,000 | thousands by filing date | put |
| COVANTA HOLDING CORP | 22282E952 | COM | 3 | $4,000 | thousands by filing date | put |
| OCWEN FINANCIAL CORP | 675746909 | COM | 12 | $4,000 | thousands by filing date | call |
| MFA FINANCIAL INC | 55272X902 | COM | 6 | $4,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y900 | COM | 20 | $4,000 | thousands by filing date | call |
| NEW GOLD INC | 644535906 | COM | 61 | $4,000 | thousands by filing date | call |
| ISHARES GOLD TRUST | 464285905 | COM | 4 | $4,000 | thousands by filing date | call |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 5 | $4,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST CMN STK | 531172904 | Cmn | 1 | $4,000 | thousands by filing date | call |
| EMAGIN CORPORATION | 29076N956 | Cmn | 31 | $4,000 | thousands by filing date | put |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 2 | $4,000 | thousands by filing date | call |
| CRAY INC CMN STOCK | 225223904 | Cmn | 2 | $4,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 11 | $4,000 | thousands by filing date | put |
| POLYONE CORP | 73179P906 | COM | 1 | $4,000 | thousands by filing date | call |
| ACETO CORP | 004446900 | COM | 18 | $4,000 | thousands by filing date | call |
| MEDALLION FINL CORP | 583928956 | COM | 7 | $4,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276959 | SPON ADR H SHS | 4 | $4,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 17 | $4,000 | thousands by filing date | call |
| GMS INC | 36251C903 | Equity Call | 2 | $4,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y952 | PUT | 15 | $4,000 | thousands by filing date | put |
| VEON LTD | 91822M906 | CALL | 14 | $4,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609959 | PUT | 2 | $4,000 | thousands by filing date | put |
| FIRST BANCORP N C | 318910956 | PUT | 1 | $4,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D906 | CALL | 1 | $4,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M955 | PUT | 11 | $4,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518952 | Equity Put | 1 | $4,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q908 | CALL | 4 | $4,000 | thousands by filing date | call |
| CARTESIAN THERAPEUTICS INC | 816212904 | COM | 3 | $4,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K959 | COM | 1 | $4,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO S A | 05969B903 | CALL | 6 | $4,000 | thousands by filing date | call |
| OTONOMY INC | 68906L955 | PUT | 18 | $4,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975902 | COM | 24 | $4,000 | thousands by filing date | call |
| ION GEOPHYSICAL | 462044957 | COM | 3 | $4,000 | thousands by filing date | put |
| KRATON CORP | 50077C956 | PUT | 1 | $4,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 3,991 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L956 | COM | 10 | $4,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602909 | CALL | 10 | $4,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B959 | PUT | 20 | $4,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328900 | COM | 24 | $4,000 | thousands by filing date | call |
| COVIA HLDGS CORP | 22305A953 | PUT | 5 | $4,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H903 | CALL | 10 | $4,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H953 | PUT | 10 | $4,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279954 | PUT | 1 | $4,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 250 | $4,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y952 | PUT | 16 | $4,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V956 | PUT | 3 | $4,000 | thousands by filing date | put |
| HANWHA Q CELL CO LTD | 41135V951 | PUT | 6 | $4,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K902 | CALL | 2 | $4,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K952 | PUT | 2 | $4,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632958 | PUT | 23 | $4,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255907 | CALL | 10 | $4,000 | thousands by filing date | call |
| SYNTEL INC | 87162H953 | PUT | 1 | $4,000 | thousands by filing date | put |
| KLX INC | 482539953 | PUT | 80 | $4,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 100 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 44 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 235 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 91 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 900 | $3,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 259 | $3,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 101 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 70 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,000 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 253 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 280 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 135 | $3,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 100 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 188 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 100 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 158 | $3,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 142 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 538 | $3,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC | 83418M953 | PUT | 2 | $3,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K903 | CALL | 1 | $3,000 | thousands by filing date | call |
| OPEN TEXT CORP | 683715956 | PUT | 1 | $3,000 | thousands by filing date | put |
| NORTH AMERN CONSTR GROUP LTD | 656811956 | COM | 4 | $3,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 1 | $3,000 | thousands by filing date | put |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 22 | $3,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N903 | COM | 1 | $3,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B903 | TR UNIT | 7 | $3,000 | thousands by filing date | call |
| WORKIVA INC | 98139A955 | COM CL A | 1 | $3,000 | thousands by filing date | put |
| AMTECH SYS INC | 032332904 | COM PAR $0.01N | 6 | $3,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409951 | SP ADR N-V PFD | 20 | $3,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO | 71377A953 | COM | 1 | $3,000 | thousands by filing date | put |
| Peritus High Yield ETF | 30151E904 | CALL | 1 | $3,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 317 | $3,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 101 | $3,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC | 32054K953 | PUT | 1 | $3,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W958 | PUT | 1 | $3,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 2 | $3,000 | thousands by filing date | put |
| INGLES MKTS INC | 457030954 | PUT | 1 | $3,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 4 | $3,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R950 | PUT | 5 | $3,000 | thousands by filing date | put |
| GENPACT LIMITED | G3922B957 | PUT | 1 | $3,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837903 | CALL | 1 | $3,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H902 | CALL | 10 | $3,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC | 624758908 | CALL | 3 | $3,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L957 | PUT | 2 | $3,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M959 | PUT | 2 | $3,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 106 | $3,000 | thousands by filing date | |
| LAUREATE ED INC | 518613903 | COMMON STOCK | 2 | $3,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $3,000 | thousands by filing date | |
| TELEFONICA S A | 879382908 | CALL | 5 | $3,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R906 | CALL | 4 | $3,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271950 | PUT | 2 | $3,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A950 | PUT | 2 | $3,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 1,819 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,938 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 384 | $3,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 118 | $3,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,169 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $3,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902903 | COM | 43 | $3,000 | thousands by filing date | call |
| BLACK BOX CORP CMN STK | 091826907 | Cmn | 36 | $3,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 3 | $3,000 | thousands by filing date | call |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 7 | $3,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 85 | $3,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L956 | COM | 16 | $3,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276909 | SPON ADR H SHS | 3 | $3,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W951 | COM | 10 | $3,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T901 | COM | 4 | $3,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K903 | COM | 2 | $3,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E951 | SHS | 4 | $3,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 2 | $3,000 | thousands by filing date | call |
| V2X INC | 92242T951 | PUT | 1 | $3,000 | thousands by filing date | put |
| ATRICURE INC | 04963C909 | CALL | 1 | $3,000 | thousands by filing date | call |
| KNOWLES CORP | 49926D959 | PUT | 2 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-18-000018 | this filing | 2018-10-23 | acceptance time not in the bulk data set |