13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-03-04, with 5,573 holding rows worth $825,620,000.
- Accession
- 0001488542-15-000004
- Filer
- CIK 1488542
- Filed
- 2015-03-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 5,614 entries on the cover page, a total value of $825,620,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $825,532,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE BANCORP INC MD | 268948956 | COM | 5 | $2,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 11 | $2,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y950 | COM | 6 | $2,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554952 | PUT | 6 | $2,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP IN | 668074905 | CALL | 7 | $2,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E956 | PUT | 9 | $2,000 | thousands by filing date | put |
| REGIONAL MGMT CORP | 75902K956 | PUT | 35 | $2,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908907 | CALL | 7 | $2,000 | thousands by filing date | call |
| QIWI PLC | 74735M958 | PUT | 13 | $2,000 | thousands by filing date | put |
| BROOKLINE BANCORP INC DEL | 11373M907 | CALL | 8 | $2,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 14 | $2,000 | thousands by filing date | put |
| URSTADT BIDDLE PPTYS INC | 917286905 | CALL | 19 | $2,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 531229900 | DELAWARE CALL | 10 | $2,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179900 | CALL | 7 | $2,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388956 | COM | 11 | $2,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P900 | CALL | 10 | $2,000 | thousands by filing date | call |
| Onconova Therapeutics | 68232V108 | Common | 600 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639900 | CALL | 9 | $2,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877902 | CL A | 32 | $2,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U904 | CALL | 51 | $2,000 | thousands by filing date | call |
| 58 COM INC | 31680Q904 | CALL | 8 | $2,000 | thousands by filing date | call |
| SPRINT CORPORATION | 85207U905 | COM | 42 | $2,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D957 | PUT | 141 | $2,000 | thousands by filing date | put |
| MEDIDATA SOLUTIONS INC | 58471A905 | CALL | 3 | $2,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087953 | PUT | 64 | $2,000 | thousands by filing date | put |
| CHINACACHE INTL HLDG LTD | 16950M907 | CALL | 110 | $2,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379904 | CALL | 35 | $2,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379954 | PUT | 10 | $2,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS I | 88165N955 | PUT | 8 | $2,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745903 | CALL | 2 | $2,000 | thousands by filing date | call |
| CANCER GENETICS INC | 13739U954 | PUT | 7 | $2,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 19 | $2,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738C906 | CALL | 128 | $2,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HLDGS INC | 09238E954 | PUT | 5 | $2,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R901 | CALL | 11 | $2,000 | thousands by filing date | call |
| JONES ENERGY INC | 48019R958 | COM CL A | 3 | $2,000 | thousands by filing date | put |
| RETAILMENOT INC | 76132B956 | COM SER 1 | 49 | $2,000 | thousands by filing date | put |
| RETAILMENOT INC | 76132B906 | CALL | 30 | $2,000 | thousands by filing date | call |
| NORTHSTAR ASSET MGMT GROUP I | 66705Y954 | COM | 10 | $2,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD | 74906P954 | SPNS ADR CL B | 30 | $2,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H907 | Cmn | 32 | $2,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H904 | Cmn | 9 | $2,000 | thousands by filing date | call |
| RELYPSA INC | 759531906 | Cmn | 2 | $2,000 | thousands by filing date | call |
| IHS INC | 451734957 | Cmn | 1 | $2,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEV CORP | 58605Q959 | Cmn | 15 | $2,000 | thousands by filing date | put |
| CELSION CORPORATION | 15117N904 | Cmn | 49 | $2,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W952 | Cmn | 27 | $2,000 | thousands by filing date | put |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P957 | Cmn | 11 | $2,000 | thousands by filing date | put |
| AMEREN CORP | 23608902 | COM | 22 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALCOA INC | 13817951 | COM | 21 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMERICAN WTR WKS CO INC NEW | 30420953 | COM | 10 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMERIGAS PARTNERS L P | 30975956 | UNIT L P INT | 41 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ANALOG DEVICES INC | 32654905 | COM | 4 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ANGLOGOLD ASHANTI LTD | 35128906 | SPONSORED ADR | 89 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ANNALY CAP MGMT INC | 35710909 | COM | 68 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ATLAS AIR WORLDWIDE HLDGS IN | 49164955 | COM NEW | 6 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AGCO CORP | 1084902 | COM | 12 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BANK NEW YORK MELLON CORP | 64058950 | COM | 85 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| LIGHTBRIDGE CORP | 53224K954 | PUT | 21 | $2,000 | thousands by filing date | put |
| TEXTURA CORP P @ 17.5 APR 16 | 883211954 | PUT | 7 | $2,000 | thousands by filing date | put |
| ASTA FDG INC | 46220959 | COM | 5 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ALLIANCE FIBER OPTIC PRODS I | 18680956 | COM NEW | 74 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| NTELOS HLDGS CORP | 67020Q955 | PUT | 4 | $2,000 | thousands by filing date | put |
| BDCA VENTURE INC | 05543L106 | COM | 400 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS L P | 30975906 | UNIT L P INT | 5 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| COUPONS COM INC | 22265J952 | COM | 17 | $2,000 | thousands by filing date | put |
| LPATH INC | 548910956 | COM NEW | 10 | $2,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 206 | $2,000 | thousands by filing date | call |
| ARCH COAL INC | 39380900 | COM | 53 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| EMPIRE RESORTS INC | 292052956 | COM NEW | 40 | $2,000 | thousands by filing date | put |
| GSI GROUP INC CDA NEW | 36191C905 | CALL | 10 | $2,000 | thousands by filing date | call |
| RALLY SOFTWARE DEVELOPMENT C | 751198952 | Cmn | 46 | $2,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 43176956 | COM | 5 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| SESA STERLITE LTD | 78413F953 | SPONSORED ADR | 27 | $2,000 | thousands by filing date | put |
| METALICO INC | 591176952 | PUT | 10 | $2,000 | thousands by filing date | put |
| ANIXTER INTL INC | 35290955 | PUT | 21 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ABAXIS INC | 2567905 | CALL | 11 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ABM INDS INC | 957900 | CALL | 66 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AVALONBAY CMNTYS INC | 53484901 | CALL | 16 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BERKLEY W R CORP | 84423902 | CALL | 4 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| PINNACLE ENTMT INC | 24835950 | PUT | 8 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 128 | $1,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 100 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 26 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 80 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 45 | $1,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 82 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 22 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 97 | $1,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 101 | $1,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 25 | $1,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 175 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 84 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P902 | CALL | 51 | $1,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222904 | CALL | 9 | $1,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 22 | $1,000 | thousands by filing date | call |
| PG&E CORP | 69331C958 | PUT | 111 | $1,000 | thousands by filing date | put |
| REALTY INCOME CORP | 756109904 | CALL | 9 | $1,000 | thousands by filing date | call |
| INSMED INC | 457669907 | CALL | 7 | $1,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC | 609839905 | CALL | 9 | $1,000 | thousands by filing date | call |
| NOVO-NORDISK A S | 670100905 | CALL | 17 | $1,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917956 | PUT | 28 | $1,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750953 | PUT | 2 | $1,000 | thousands by filing date | put |
| ROYAL BK CDA | 780087902 | CALL | 3 | $1,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W907 | CALL | 36 | $1,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP | 316773950 | PUT | 96 | $1,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC | 354613901 | CALL | 3 | $1,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 80 | $1,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP IN | 45841N957 | PUT | 59 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287959 | PUT | 19 | $1,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 23 | $1,000 | thousands by filing date | put |
| KEYCORP | 493267958 | PUT | 25 | $1,000 | thousands by filing date | put |
| KOHLS CORP | 500255954 | PUT | 3 | $1,000 | thousands by filing date | put |
| KROGER CO | 501044951 | PUT | 19 | $1,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y956 | PUT | 23 | $1,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 3 | $1,000 | thousands by filing date | put |
| MASCO CORP | 574599956 | PUT | 23 | $1,000 | thousands by filing date | put |
| AUTONATION INC | 05329W952 | PUT | 16 | $1,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370951 | PUT | 8 | $1,000 | thousands by filing date | put |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 4 | $1,000 | thousands by filing date | put |
| BRINKER INTL INC | 109641950 | PUT | 7 | $1,000 | thousands by filing date | put |
| CDW CORP | 12514G958 | PUT | 16 | $1,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 14 | $1,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF CO | 136069901 | CALL | 6 | $1,000 | thousands by filing date | call |
| TAL ED GROUP | 874080904 | CALL | 19 | $1,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433909 | CALL | 8 | $1,000 | thousands by filing date | call |
| TRIMBLE INC | 896239900 | CALL | 25 | $1,000 | thousands by filing date | call |
| VICOR CORP | 925815902 | CALL | 3 | $1,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC | 302130909 | COM | 2 | $1,000 | thousands by filing date | call |
| INTUIT | 461202953 | COM | 32 | $1,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L904 | COM | 14 | $1,000 | thousands by filing date | call |
| NISOURCE INC | 65473P955 | COM | 9 | $1,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 11 | $1,000 | thousands by filing date | put |
| NORTHERN TR CORP | 665859904 | COM | 3 | $1,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R956 | CL A | 100 | $1,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V908 | COM | 2 | $1,000 | thousands by filing date | call |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 24 | $1,000 | thousands by filing date | put |
| STEEL DYNAMICS INC | 858119950 | COM | 9 | $1,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042959 | SH BEN INT | 10 | $1,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P956 | COM | 2 | $1,000 | thousands by filing date | put |
| WASTE MGMT INC DEL | 94106L959 | COM | 119 | $1,000 | thousands by filing date | put |
| ARAMARK | 03852U906 | COM | 10 | $1,000 | thousands by filing date | call |
| MATADOR RES CO | 576485905 | COM | 8 | $1,000 | thousands by filing date | call |
| TERADYNE INC | 880770952 | COM | 24 | $1,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908904 | VALUE ETF | 8 | $1,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C906 | COM | 16 | $1,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637900 | COM | 8 | $1,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L953 | COM | 3 | $1,000 | thousands by filing date | put |
| BOYD GAMING CORP | 103304951 | COM | 36 | $1,000 | thousands by filing date | put |
| MOODYS CORP | 615369955 | COM | 47 | $1,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002903 | COM | 40 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214956 | COM NEW | 76 | $1,000 | thousands by filing date | put |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 2 | $1,000 | thousands by filing date | call |
| AUTOHOME INC | 05278C907 | SP ADS RP CL A | 20 | $1,000 | thousands by filing date | call |
| IMAX CORP | 45245E959 | COM | 39 | $1,000 | thousands by filing date | put |
| MORNINGSTAR INC | 617700959 | COM | 2 | $1,000 | thousands by filing date | put |
| QUALYS INC | 74758T903 | COM | 1 | $1,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684908 | COM | 11 | $1,000 | thousands by filing date | call |
| UNUM GROUP | 91529Y956 | COM | 19 | $1,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 43 | $1,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R956 | COM | 13 | $1,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J956 | COM | 1 | $1,000 | thousands by filing date | put |
| CROWN HLDGS INC | 228368956 | COM | 22 | $1,000 | thousands by filing date | put |
| ING GROEP N.V. | 456837953 | SPONSORED ADR | 3 | $1,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC | 412822908 | COM | 5 | $1,000 | thousands by filing date | call |
| HARMONY GOLD MNG LTD | 413216900 | SPONSORED ADR | 11 | $1,000 | thousands by filing date | call |
| RAYONIER INC | 754907903 | COM | 82 | $1,000 | thousands by filing date | call |
| TIMKEN CO | 887389904 | COM | 35 | $1,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO | 892356956 | COM | 31 | $1,000 | thousands by filing date | put |
| FABRINET | G3323L900 | SHS | 2 | $1,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096908 | COM | 80 | $1,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC | 43289P906 | SPONSORED ADR | 93 | $1,000 | thousands by filing date | call |
| MCCORMICK & CO INC | 579780906 | COM NON VTG | 4 | $1,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001A902 | COM | 8 | $1,000 | thousands by filing date | call |
| LINDSAY CORP | 535555906 | COM | 1 | $1,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M951 | COM | 12 | $1,000 | thousands by filing date | put |
| RESMED INC | 761152957 | COM | 29 | $1,000 | thousands by filing date | put |
| TREX INC | 89531P955 | COM | 25 | $1,000 | thousands by filing date | put |
| XCEL ENERGY INC | 98389B950 | COM | 23 | $1,000 | thousands by filing date | put |
| XYLEM INC | 98419M950 | COM | 12 | $1,000 | thousands by filing date | put |
| GENUINE PARTS CO | 372460955 | COM | 39 | $1,000 | thousands by filing date | put |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 3 | $1,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 6 | $1,000 | thousands by filing date | put |
| HORMEL FOODS CORP | 440452950 | COM | 3 | $1,000 | thousands by filing date | put |
| LITHIA MTRS INC | 536797953 | COM | 10 | $1,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298908 | COM | 258 | $1,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W955 | DAI REA BUL ETF | 9 | $1,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V952 | COM | 1 | $1,000 | thousands by filing date | put |
| LOWES COS INC | 548661957 | COM | 13 | $1,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B901 | COM | 7 | $1,000 | thousands by filing date | call |
| MV OIL TR | 553859909 | TR UNITS | 3 | $1,000 | thousands by filing date | call |
| PUBLIC STORAGE | 74460D959 | COM | 11 | $1,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H906 | ORD CL A | 3 | $1,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P954 | SHS | 68 | $1,000 | thousands by filing date | put |
| KB HOME | 48666K959 | COM | 6 | $1,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223904 | COM | 46 | $1,000 | thousands by filing date | call |
| PITNEY BOWES INC | 724479900 | COM | 13 | $1,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 50 | $1,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC | 681936900 | COM | 11 | $1,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC | 681936950 | COM | 14 | $1,000 | thousands by filing date | put |
| GREEN DOT CORP | 39304D902 | CL A | 17 | $1,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171V950 | COM | 5 | $1,000 | thousands by filing date | put |
| LANDSTAR SYS INC | 515098951 | COM | 24 | $1,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E904 | COM | 7 | $1,000 | thousands by filing date | call |
| VISTANCE NETWORKS INC | 20337X959 | COM | 31 | $1,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W905 | SPONSORED ADR | 131 | $1,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 1 | $1,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N951 | COM | 11 | $1,000 | thousands by filing date | put |
| LEAR CORP | 521865954 | COM NEW | 4 | $1,000 | thousands by filing date | put |
| PG&E CORP | 69331C908 | COM | 34 | $1,000 | thousands by filing date | call |
| SANMINA CORP | 801056952 | COM | 17 | $1,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524902 | US BRD MKT ETF | 4 | $1,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186906 | CL A | 4 | $1,000 | thousands by filing date | call |
| SCRIPPS E W CO OHIO | 811054902 | CL A NEW | 5 | $1,000 | thousands by filing date | call |
| CALIX INC | 13100M909 | COM | 8 | $1,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900906 | COM | 10 | $1,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R908 | UT LTD PART | 11 | $1,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G906 | UNIT LTD PARTN | 7 | $1,000 | thousands by filing date | call |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 8 | $1,000 | thousands by filing date | call |
| ISHARES INC | 464286907 | MSCI GLB SLV&MTL | 19 | $1,000 | thousands by filing date | call |
| ISHARES INC | 464286906 | MSCI GERMANY ETF | 14 | $1,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 16 | $1,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR | 70931T953 | COM | 11 | $1,000 | thousands by filing date | put |
| AMC GLOBAL MEDIA INC | 00164V953 | CL A | 42 | $1,000 | thousands by filing date | put |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 124 | $1,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T907 | COM | 44 | $1,000 | thousands by filing date | call |
| EPAM SYS INC | 29414B954 | COM | 18 | $1,000 | thousands by filing date | put |
| GEO GROUP INC | 36162J956 | COM | 11 | $1,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 10 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288904 | GL CLEAN ENE ETF | 13 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464288957 | MSCI ACWI ETF | 27 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288902 | US HOME CONS ETF | 2 | $1,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CO | 82706C958 | SPONSORED ADR | 12 | $1,000 | thousands by filing date | put |
| SILVERCORP METALS INC | 82835P953 | COM | 2 | $1,000 | thousands by filing date | put |
| CHEGG INC | 163092959 | COM | 10 | $1,000 | thousands by filing date | put |
| CDW CORP | 12514G908 | COM | 5 | $1,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICS | 294821908 | ADR B SEK 10 | 21 | $1,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 10 | $1,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696955 | COM NEW | 5 | $1,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE | 833635905 | SPON ADR SER B | 10 | $1,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495902 | COM | 9 | $1,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 61 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 148 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 199 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V | 500472953 | NY REGIS SHS NEW | 23 | $1,000 | thousands by filing date | put |
| VULCAN MATLS CO | 929160959 | OPTION | 13 | $1,000 | thousands by filing date | put |
| ARTIVION INC | 228903900 | CALL | 34 | $1,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S | 344419906 | CALL | 3 | $1,000 | thousands by filing date | call |
| ARCBEST CORP | 03937C955 | PUT | 51 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74348A954 | PUT | 18 | $1,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889909 | CALL | 2 | $1,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889959 | PUT | 9 | $1,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554902 | CALL | 4 | $1,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W958 | PUT | 27 | $1,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A902 | CALL | 7 | $1,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y906 | CALL | 10 | $1,000 | thousands by filing date | call |
| CINCINNATI FINL CORP | 172062951 | PUT | 9 | $1,000 | thousands by filing date | put |
| EHEALTH INC | 28238P909 | CALL | 11 | $1,000 | thousands by filing date | call |
| EHEALTH INC | 28238P959 | PUT | 42 | $1,000 | thousands by filing date | put |
| IMPERIAL OIL LTD | 453038908 | CALL | 19 | $1,000 | thousands by filing date | call |
| RYDER SYS INC | 783549958 | PUT | 5 | $1,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190904 | CALL | 1 | $1,000 | thousands by filing date | call |
| MESABI TR | 590672901 | CALL | 16 | $1,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937905 | CALL | 1 | $1,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C956 | PUT | 12 | $1,000 | thousands by filing date | put |
| M & T BK CORP | 55261F954 | PUT | 12 | $1,000 | thousands by filing date | put |
| MERITAGE HOMES CORP | 59001A952 | PUT | 5 | $1,000 | thousands by filing date | put |
| ESSENT GROUP LTD | G3198U902 | CALL | 1 | $1,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K954 | PUT | 4 | $1,000 | thousands by filing date | put |
| HNI CORP | 404251950 | PUT | 14 | $1,000 | thousands by filing date | put |
| WABTEC | 929740908 | CALL | 15 | $1,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855908 | CALL | 2 | $1,000 | thousands by filing date | call |
| LPL FINL HLDGS INC | 50212V950 | PUT | 10 | $1,000 | thousands by filing date | put |
| LANDSTAR SYS INC | 515098901 | CALL | 11 | $1,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC | 65336K953 | PUT | 10 | $1,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD | G0450A905 | CALL | 5 | $1,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172905 | CALL | 2 | $1,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566907 | CALL | 13 | $1,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811952 | PUT | 3 | $1,000 | thousands by filing date | put |
| DRDGOLD LIMITED | 26152H951 | PUT | 10 | $1,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 5 | $1,000 | thousands by filing date | call |
| GRACO INC | 384109954 | PUT | 1 | $1,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 2 | $1,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R951 | PUT | 100 | $1,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC | 08160H901 | CALL | 2 | $1,000 | thousands by filing date | call |
| KADANT INC | 48282T904 | CALL | 3 | $1,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H951 | PUT | 15 | $1,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC | 624758908 | CALL | 14 | $1,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC | 78573L956 | PUT | 10 | $1,000 | thousands by filing date | put |
| TRINET GROUP INC | 896288907 | CALL | 4 | $1,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817901 | CALL | 2 | $1,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 193 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 111 | $1,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y958 | COM | 7 | $1,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J906 | SPON ADR REP ORD | 96 | $1,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC | 30225T902 | COM | 2 | $1,000 | thousands by filing date | call |
| MERIT MED SYS INC | 589889904 | COM | 4 | $1,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 21 | $1,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E902 | DJ INTERNT IDX | 18 | $1,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462952 | COM | 3 | $1,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 21 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 69 | $1,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 8 | $1,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 249 | $1,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382956 | PUT | 5 | $1,000 | thousands by filing date | put |
| POPULAR INC | 733174950 | PUT | 5 | $1,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498955 | PUT | 1 | $1,000 | thousands by filing date | put |
| COTERRA ENERGY INC | 127097903 | CALL | 5 | $1,000 | thousands by filing date | call |
| KORN FERRY | 500643950 | PUT | 5 | $1,000 | thousands by filing date | put |
| MASIMO CORP | 574795950 | PUT | 10 | $1,000 | thousands by filing date | put |
| GATX CORP | 361448953 | PUT | 3 | $1,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172955 | PUT | 1 | $1,000 | thousands by filing date | put |
| ENVIRI CORP | 415864907 | CALL | 6 | $1,000 | thousands by filing date | call |
| ROGERS CORP | 775133901 | CALL | 3 | $1,000 | thousands by filing date | call |
| ARQ INC | 00770C951 | COM | 25 | $1,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 600 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 61 | $1,000 | thousands by filing date | |
| IAC Inc | 44919P908 | COM | 55 | $1,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 700 | $1,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 18 | $1,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 34 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 320 | $1,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 52 | $1,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 205 | $1,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 200 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 57 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 250 | $1,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 22 | $1,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 50 | $1,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 97 | $1,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,300 | $1,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 165 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 200 | $1,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 72 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 315 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 900 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 400 | $1,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 82 | $1,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 1,300 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 308 | $1,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 186 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 205 | $1,000 | thousands by filing date | |
| Adept Tech | 6854202 | COM | 126 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXCO RESOURCES INC | 269279902 | COM | 15 | $1,000 | thousands by filing date | call |
| SMITH WESSON HOLDING CORP | 831756901 | COM | 104 | $1,000 | thousands by filing date | call |
| FINISAR CORP | 31787A957 | COM | 25 | $1,000 | thousands by filing date | put |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 77 | $1,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T955 | COM | 9 | $1,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395953 | COM | 104 | $1,000 | thousands by filing date | put |
| ASSURANT INC | 04621X958 | COM | 4 | $1,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q951 | COM | 45 | $1,000 | thousands by filing date | put |
| COLFAX CORP | 194014906 | COM | 10 | $1,000 | thousands by filing date | call |
| GUESS? INC | 401617955 | COM | 3 | $1,000 | thousands by filing date | put |
| GUESS? INC | 401617905 | COM | 9 | $1,000 | thousands by filing date | call |
| DIEBOLD INC | 253651903 | COM | 12 | $1,000 | thousands by filing date | call |
| HATTERAS FINANCIAL CORP | 41902R953 | COM | 7 | $1,000 | thousands by filing date | put |
| HCP INC | 40414L959 | COM | 4 | $1,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924959 | COM | 9 | $1,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924909 | COM | 11 | $1,000 | thousands by filing date | call |
| QUALITY SYSTEMS INC | 747582904 | COM | 26 | $1,000 | thousands by filing date | call |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 4 | $1,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037904 | COM | 8 | $1,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q901 | COM | 20 | $1,000 | thousands by filing date | call |
| DST SYSTEMS INC | 233326907 | COM | 12 | $1,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SERVICES | 440543906 | COM | 84 | $1,000 | thousands by filing date | call |
| REGAL ENTERTAINMENT GROUP-A | 758766959 | COM | 102 | $1,000 | thousands by filing date | put |
| DUN BRADSTREET CORPORATION | 26483E900 | COM | 19 | $1,000 | thousands by filing date | call |
| DUNKIN' BRANDS GROUP INC | 265504900 | COM | 6 | $1,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265953 | COM | 10 | $1,000 | thousands by filing date | put |
| MARKET VECTORS JR GOLD MINER | 57060U959 | COM | 1 | $1,000 | thousands by filing date | put |
| MARKET VECTORS STEEL INDEX F | 57060U958 | COM | 3 | $1,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044905 | COM | 56 | $1,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779907 | COM | 106 | $1,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P907 | COM | 125 | $1,000 | thousands by filing date | call |
| CORPORATE EXECUTIVE BOARD CO | 21988R952 | COM | 4 | $1,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R905 | COM | 6 | $1,000 | thousands by filing date | call |
| NUTRI/SYSTEM INC | 67069D908 | COM | 28 | $1,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 11 | $1,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 65 | $1,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914909 | COM | 153 | $1,000 | thousands by filing date | call |
| UNILEVER N V -NY SHARES | 904784909 | COM | 3 | $1,000 | thousands by filing date | call |
| ONEOK PARTNERS LP | 68268N903 | COM | 20 | $1,000 | thousands by filing date | call |
| ORBITAL SCIENCES CORP | 685564906 | COM | 6 | $1,000 | thousands by filing date | call |
| OWENS-ILLINOIS INC | 690768903 | COM | 3 | $1,000 | thousands by filing date | call |
| PALL CORP | 696429957 | COM | 32 | $1,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 13 | $1,000 | thousands by filing date | call |
| DEVRY INC | 251893903 | COM | 7 | $1,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS | 111621906 | COM | 5 | $1,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGE-CL A | 112585904 | COM | 6 | $1,000 | thousands by filing date | call |
| CA INC | 12673P955 | COM | 6 | $1,000 | thousands by filing date | put |
| CABLEVISION SYSTEMS-NY GRP-A | 12686C959 | COM | 25 | $1,000 | thousands by filing date | put |
| MDC HOLDINGS INC | 552676958 | COM | 35 | $1,000 | thousands by filing date | put |
| MDC HOLDINGS INC | 552676908 | COM | 9 | $1,000 | thousands by filing date | call |
| XILINX INC | 983919951 | COM | 22 | $1,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603906 | COM | 25 | $1,000 | thousands by filing date | call |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 10 | $1,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700956 | COM | 23 | $1,000 | thousands by filing date | put |
| CHICO'S FAS INC | 168615952 | COM | 41 | $1,000 | thousands by filing date | put |
| NEW GOLD INC | 644535906 | COM | 13 | $1,000 | thousands by filing date | call |
| CHUBB CORP | 171232951 | COM | 11 | $1,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 41 | $1,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165908 | COM | 11 | $1,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R904 | COM | 5 | $1,000 | thousands by filing date | call |
| SPX CORP | 784635904 | COM | 5 | $1,000 | thousands by filing date | call |
| STAPLES INC | 855030952 | COM | 26 | $1,000 | thousands by filing date | put |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 4 | $1,000 | thousands by filing date | put |
| ADTRAN INC | 00738A956 | COM | 10 | $1,000 | thousands by filing date | put |
| IGATE CORP | 45169U905 | COM | 1 | $1,000 | thousands by filing date | call |
| INFINERA CORP | 45667G953 | COM | 53 | $1,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P955 | COM | 20 | $1,000 | thousands by filing date | put |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 18 | $1,000 | thousands by filing date | call |
| SUPERIOR ENERGY SERVICES INC | 868157958 | COM | 5 | $1,000 | thousands by filing date | put |
| TD AMERITRADE HOLDING CORP | 87236Y958 | COM | 32 | $1,000 | thousands by filing date | put |
| TECH DATA CORP | 878237906 | COM | 14 | $1,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K904 | COM | 2 | $1,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K954 | COM | 16 | $1,000 | thousands by filing date | put |
| LEGG MASON INC | 524901955 | COM | 11 | $1,000 | thousands by filing date | put |
| LIFEPOINT HOSPITALS INC | 53219L909 | COM | 9 | $1,000 | thousands by filing date | call |
| TENNECO INC | 880349905 | COM | 1 | $1,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T904 | COM | 16 | $1,000 | thousands by filing date | call |
| THORATEC CORP | 885175957 | COM | 40 | $1,000 | thousands by filing date | put |
| TIDEWATER INC | 886423902 | COM | 49 | $1,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R953 | COM | 6 | $1,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 18 | $1,000 | thousands by filing date | put |
| ENERGIZER HOLDINGS INC | 29266R958 | COM | 4 | $1,000 | thousands by filing date | put |
| ENERNOC INC | 292764957 | COM | 8 | $1,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X953 | COM | 10 | $1,000 | thousands by filing date | put |
| SHIP FINANCE INTERNATIONAL LIMITED | G81075906 | COM | 124 | $1,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC | 89469A954 | COM | 5 | $1,000 | thousands by filing date | put |
| Total System Services, Inc | 891906909 | CALL | 2 | $1,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 335 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 433 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 419 | $1,000 | thousands by filing date | |
| BANK OF HAWAII | 62540109 | COM | 20 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 300 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 208 | $1,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405908 | Option | 3 | $1,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U907 | Option | 85 | $1,000 | thousands by filing date | call |
| EV Energy Partners LP Com Stock | 26926V907 | CALL | 42 | $1,000 | thousands by filing date | call |
| AMN HEALTHCARE SERVICES I | 1744101 | COM | 29 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 33 | $1,000 | thousands by filing date | put |
| NUVASIVE INC COMMON STOCK | 670704905 | Cmn | 3 | $1,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780957 | Cmn | 6 | $1,000 | thousands by filing date | put |
| VANGUARD NATURAL RESOURCES | 92205F906 | Cmn | 17 | $1,000 | thousands by filing date | call |
| CARLYLE GROUP LP/THE | 14309L902 | Cmn | 10 | $1,000 | thousands by filing date | call |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 48 | $1,000 | thousands by filing date | call |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 5 | $1,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220958 | Cmn | 15 | $1,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220908 | Cmn | 18 | $1,000 | thousands by filing date | call |
| CASH AMERICA INTL INC CMN STK | 14754D900 | Cmn | 5 | $1,000 | thousands by filing date | call |
| CEDAR FAIR -LP | 150185956 | Cmn | 14 | $1,000 | thousands by filing date | put |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 5 | $1,000 | thousands by filing date | put |
| JAKKS PAC INC CMN STOCK | 47012E906 | Cmn | 47 | $1,000 | thousands by filing date | call |
| MICROSEMI CORPORATION COMMON STOCK | 595137950 | Cmn | 10 | $1,000 | thousands by filing date | put |
| C&J ENERGY SERVICES INC | 12467B904 | Cmn | 35 | $1,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 5 | $1,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 41 | $1,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 1 | $1,000 | thousands by filing date | put |
| POZEN INC | 73941U952 | Cmn | 10 | $1,000 | thousands by filing date | put |
| POZEN INC | 73941U902 | Cmn | 7 | $1,000 | thousands by filing date | call |
| SANDSTORM GOLD LTD | 80013R956 | Cmn | 1 | $1,000 | thousands by filing date | put |
| INTERACTIVE INTELLIGENCE GROUP | 45841V909 | Cmn | 10 | $1,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 56 | $1,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 10 | $1,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P908 | Cmn | 51 | $1,000 | thousands by filing date | call |
| BANKRATE INC | 06647F952 | Cmn | 5 | $1,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 10 | $1,000 | thousands by filing date | put |
| HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK | 42235N908 | Cmn | 4 | $1,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F906 | Cmn | 2 | $1,000 | thousands by filing date | call |
| STRAYER ED INC CMN STOCK | 863236955 | Cmn | 22 | $1,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PARTNERS L.P. CMN STOCK | 86764L908 | Cmn | 44 | $1,000 | thousands by filing date | call |
| HIBBETT SPORTS INC CMN STOCK | 428567901 | Cmn | 2 | $1,000 | thousands by filing date | call |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1 | $1,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC CMN STK | 759351904 | Cmn | 11 | $1,000 | thousands by filing date | call |
| AEGION CORP | 00770F954 | Cmn | 2 | $1,000 | thousands by filing date | put |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 95 | $1,000 | thousands by filing date | call |
| GREIF INC CMN STK | 397624907 | Cmn | 12 | $1,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J901 | Cmn | 11 | $1,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U906 | Cmn | 110 | $1,000 | thousands by filing date | call |
| HOME LOAN SERVICING SOLUTION | G6648D959 | Cmn | 15 | $1,000 | thousands by filing date | put |
| CRAY INC CMN STOCK | 225223904 | Cmn | 2 | $1,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 32 | $1,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879951 | Cmn | 53 | $1,000 | thousands by filing date | put |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 20 | $1,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 31 | $1,000 | thousands by filing date | put |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 28 | $1,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 3 | $1,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 185 | $1,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 9 | $1,000 | thousands by filing date | put |
| CYBERONICS INC CMN STK | 23251P902 | Cmn | 5 | $1,000 | thousands by filing date | call |
| FUELCELL ENERGY INC. CMN STK | 35952H956 | Cmn | 14 | $1,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK | 55608B955 | Cmn | 14 | $1,000 | thousands by filing date | put |
| MEETME INC | 585141904 | Cmn | 43 | $1,000 | thousands by filing date | call |
| WORLD ACCEPTANCE CP/DE CMN STK | 981419954 | Cmn | 3 | $1,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS - CL A | 05348P951 | Cmn | 39 | $1,000 | thousands by filing date | put |
| BUCKEYE PARTNERS -LP | 118230951 | Cmn | 9 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-15-000004 | this filing | 2015-03-04 | acceptance time not in the bulk data set |