13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-03-04, with 5,573 holding rows worth $825,620,000.
- Accession
- 0001488542-15-000004
- Filer
- CIK 1488542
- Filed
- 2015-03-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 5,614 entries on the cover page, a total value of $825,620,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $825,532,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROHIVE NETWORKS INC | 7786106 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BANK MONTREAL QUE | 63671901 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CHINA BAK BATTERY INC | 16936Y909 | CALL | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP | 320771907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRO RENT CORP | 285218903 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASBURY AUTOMOTIVE GROUP INC | 43436954 | COM | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ATMEL CORP | 49513954 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVNET INC | 53807953 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| JIAYUAN COM INTL LTD | 477374952 | SPONSORED ADR | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AEROPOSTALE | 7865908 | COM | 41 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AIRGAS INC | 9363952 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALEXZA PHARMACEUTICALS INC | 15384909 | COM NEW | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALLIANCE FIBER OPTIC PRODS I | 18680906 | COM NEW | 29 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS | 7973950 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CENVEO INC | 15670S955 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 20772909 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AMEDISYS INC | 23436958 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052906 | COM NEW | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WUXI PHARMATECH CAYMAN INC | 929352902 | SPONS ADR SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U955 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRESTWOOD MIDSTREAM PARTNERS | 226378907 | UNIT LTD PARTNER | 95 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KYTHERA BIOPHARMACEUTICALS I | 501570905 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADEPT TECHNOLOGY INC | 6854952 | COM NEW | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| OXIGENE INC | 691828904 | COM PAR$.001 | 65 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC COMMON STOCK | 98950P954 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEALERTRACK TECHNOLOGIES INC | 242309902 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES WATER RESOURCES | 73935X955 | Cmn | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHAMBERS STREET PROPERTIES | 157842955 | Cmn | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RECEPTOS INC | 756207956 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUDIENCE INC | 05070J902 | Cmn | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARAGON SHIPPING INC-CLASS A | 69913R908 | Cmn | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RALLY SOFTWARE DEV CORP | 751198902 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 42315901 | COM | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ARMOUR RESIDENTIAL REIT INC | 42315951 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ADVENT SOFTWARE INC | 7974958 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALUMINUM CORP CHINA LTD | 22276909 | SPON ADR H SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| THE9 LTD | 88337K904 | CALL | 31 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEOSTEM INC COMMON STOCK | 640650904 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC | 772081905 | Cmn | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WINDSTREAM HOLDINGS INC | 97382A901 | Cmn | 87 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NRG YIELD INC-CLASS A | 62942X908 | Cmn | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Body Cent Corp | 09689U201 | COMM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA LABS INC | 197779900 | COM NEW | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 30111908 | COM DE | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| PORTUGAL TELECOM SGPS S A | 737273902 | CALL | 90 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BSD MED CORP | 55662100 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| APOLLO INVT CORP | 30371958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HARRIS CORP | 29429957 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| SAPIENT CORP | 803062958 | PUT | 86 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN APPAREL INC | 23850900 | CALL | 53 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| MOSYS INC | 619718909 | CALL | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABM INDS INC | 957950 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ACADIA HEALTHCARE COMPANY IN | 78355W956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTUATE CORP | 00508B952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVAXIS | 7624958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALAMOS GOLD INC | 11527908 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CYCLACEL PHARMACEUTICALS INC | 23254L906 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATMOS ENERGY CORP | 49560955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVALONBAY CMNTYS INC | 53484951 | PUT | 96 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVERY DENNISON CORP | 53611909 | CALL | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BADGER METER INC | 56525958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BANK HAWAII CORP | 62540959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BEMIS INC | 81437955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| EXCEL TR INC | 30068C909 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOTELEMETRY INC | 25932954 | PUT | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BLACK HILLS CORP | 92113959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BLOOMIN BRANDS INC | 94235958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BLOUNT INTL INC | 95180955 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| OCEAN PWR TECHNOLOGIES INC | 674870908 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001488542-15-000004 | this filing | 2015-03-04 | acceptance time not in the bulk data set |