13F-HR/A filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2024-08-28, with 106 holding rows worth $3,069,072,650.
- Accession
- 0001469751-24-000007
- Filer
- CIK 1469751
- Filed
- 2024-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, amendment of type restatement, 106 entries on the cover page, a total value of $3,069,072,650 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,069,072,650 with VALUE read as dollars as filed, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALPS Advisors 028-12230
- reports for this filerFirst Trust Advisors LP 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 643,837 | $286,964,792 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,033,494 | $204,760,903 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,231,238 | $194,787,144 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,507,621 | $190,468,350 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,346,872 | $170,594,138 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 2,226,935 | $123,216,317 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,579,257 | $119,486,654 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,456,597 | $115,114,872 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 591,857 | $102,900,361 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,861,690 | $90,049,959 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 670,376 | $74,257,622 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 549,553 | $73,292,754 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,361,500 | $69,522,585 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,675,610 | $69,454,053 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 507,932 | $67,417,843 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 424,176 | $63,473,799 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 523,725 | $57,017,969 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 157,763 | $53,725,235 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 661,141 | $53,664,892 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,032,434 | $50,527,364 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 477,789 | $47,520,981 | dollars as filed | |
| Apple Inc | 037833100 | COM | 213,046 | $41,324,643 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 233,530 | $39,655,734 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,897,161 | $36,387,550 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 89,657 | $33,121,373 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 427,742 | $31,725,688 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 948,830 | $30,106,398 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 512,376 | $30,056,003 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 614,105 | $28,328,664 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 311,414 | $27,114,833 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 308,018 | $25,642,533 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 229,758 | $24,657,699 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 356,056 | $23,172,126 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 361,136 | $22,123,238 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 176,759 | $21,676,006 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 413,476 | $21,314,716 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 475,036 | $20,895,632 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 362,034 | $20,690,243 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 413,335 | $20,373,322 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225,962 | $18,725,537 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 176,326 | $17,271,194 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 307,663 | $15,992,333 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 105,218 | $13,716,253 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 54,683 | $13,454,915 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 109,256 | $13,216,707 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 221,521 | $12,507,098 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 90,845 | $10,396,392 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 99,468 | $10,354,659 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 445,836 | $9,901,661 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 86,371 | $9,709,210 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,672 | $8,974,749 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 313,200 | $8,472,084 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 190,218 | $8,387,244 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 54,316 | $7,318,109 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,960 | $6,684,472 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 46,051 | $6,226,528 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 79,213 | $6,217,428 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 360,647 | $6,210,355 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 211,755 | $5,753,406 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 91,620 | $5,517,356 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 97,185 | $5,347,614 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 72,736 | $5,238,460 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 248,252 | $5,218,257 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 208,243 | $4,729,199 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 73,830 | $4,713,311 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 275,581 | $4,395,525 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 16,951 | $4,025,526 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 70,046 | $3,512,142 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 68,075 | $3,083,798 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 63,342 | $2,892,829 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 63,129 | $2,643,210 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 8,076 | $2,463,907 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 47,971 | $2,406,705 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 47,240 | $2,372,865 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 82,442 | $2,355,368 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 93,248 | $2,147,501 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 13,187 | $2,004,160 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $1,487,900 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 35,068 | $1,435,509 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 2,979 | $1,222,898 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 36,854 | $1,139,894 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 42,454 | $991,458 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,249 | $899,306 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,245 | $876,888 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,537 | $865,117 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,298 | $778,916 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 20,333 | $773,467 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,293 | $750,740 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,497 | $745,130 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 15,107 | $620,142 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,881 | $517,614 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,583 | $478,423 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,292 | $446,540 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,800 | $428,544 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,000 | $422,320 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,360 | $388,600 | dollars as filed | |
| Vanguard Target Retirement 2060 Fund | 92202E839 | Mutual Fund | 8,452 | $368,837 | dollars as filed | |
| AMERICAN BALANCED FD CL F | 024071409 | MF | 10,247 | $312,427 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 10,772 | $309,049 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,393 | $302,829 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,899 | $279,695 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,913 | $269,565 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,336 | $231,685 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,200 | $219,288 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,229 | $219,020 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,710 | $147,794 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469751-23-000006 | superseded | 2023-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001469751-24-000007 | this filing | 2024-08-28 | acceptance time not in the bulk data set |