13F-HR filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-01, with 106 holding rows worth $3,068,529,000.
- Accession
- 0001469751-23-000006
- Filer
- CIK 1469751
- Filed
- 2023-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 106 entries on the cover page, a total value of $3,068,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,068,529,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-13577. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerALPS Advisors, Inc. 028-12230
- reports for this filerFirst Trust Advisor LP 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 643,837 | $286,964,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,033,401 | $204,754,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,230,604 | $194,731,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,507,621 | $190,467,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,346,872 | $170,594,000 | thousands, detected and multiplied | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 2,226,472 | $123,191,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,579,257 | $119,486,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,456,597 | $115,114,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 591,857 | $102,900,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,861,576 | $90,044,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 670,212 | $74,239,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 463,841 | $73,282,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,361,500 | $69,522,000 | thousands, detected and multiplied | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,673,816 | $69,379,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 507,891 | $67,412,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 424,176 | $63,473,000 | thousands, detected and multiplied | |
| iShares U.S. Technology ETF | 464287721 | SHS | 523,602 | $57,004,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 157,739 | $53,716,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 661,022 | $53,655,000 | thousands, detected and multiplied | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,031,919 | $50,502,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 477,789 | $47,520,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 213,026 | $41,321,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 233,515 | $39,653,000 | thousands, detected and multiplied | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,896,969 | $36,383,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 89,515 | $33,068,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 427,613 | $31,716,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F593 | CMN | 948,294 | $30,089,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 512,376 | $30,056,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 614,105 | $28,329,000 | thousands, detected and multiplied | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 311,414 | $27,114,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 308,018 | $25,642,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 229,758 | $24,657,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 356,056 | $23,172,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 360,942 | $22,111,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 176,736 | $21,673,000 | thousands, detected and multiplied | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 413,309 | $21,306,000 | thousands, detected and multiplied | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 475,036 | $20,895,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 362,034 | $20,690,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 412,922 | $20,353,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225,962 | $18,725,000 | thousands, detected and multiplied | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 176,326 | $17,271,000 | thousands, detected and multiplied | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 307,484 | $15,983,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 105,160 | $13,708,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 54,683 | $13,455,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 109,256 | $13,217,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 221,407 | $12,500,000 | thousands, detected and multiplied | |
| EOG RES INC COM | 26875P101 | Stock | 90,845 | $10,396,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 99,468 | $10,354,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 445,836 | $9,902,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 61,771 | $9,708,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,660 | $8,969,000 | thousands, detected and multiplied | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 313,027 | $8,467,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 190,218 | $8,387,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 54,279 | $7,313,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,960 | $6,684,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 34,744 | $6,222,000 | thousands, detected and multiplied | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 79,213 | $6,217,000 | thousands, detected and multiplied | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 360,610 | $6,210,000 | thousands, detected and multiplied | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 211,755 | $5,753,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 91,620 | $5,517,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 97,185 | $5,348,000 | thousands, detected and multiplied | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 72,684 | $5,234,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 248,252 | $5,218,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 208,243 | $4,729,000 | thousands, detected and multiplied | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 73,830 | $4,712,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 275,342 | $4,391,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 16,938 | $4,022,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 70,046 | $3,512,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 68,075 | $3,084,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 63,342 | $2,893,000 | thousands, detected and multiplied | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 63,129 | $2,643,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 8,073 | $2,463,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 47,971 | $2,407,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 47,240 | $2,373,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 82,442 | $2,355,000 | thousands, detected and multiplied | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 93,248 | $2,148,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 13,015 | $1,978,000 | thousands, detected and multiplied | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $1,488,000 | thousands, detected and multiplied | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,534 | $1,436,000 | thousands, detected and multiplied | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 2,979 | $1,223,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288687 | COM | 36,854 | $1,140,000 | thousands, detected and multiplied | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 42,454 | $991,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 8,232 | $897,000 | thousands, detected and multiplied | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,245 | $877,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,537 | $865,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,298 | $779,000 | thousands, detected and multiplied | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 20,333 | $773,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,293 | $750,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 2,486 | $742,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 15,107 | $620,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,881 | $518,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 2,559 | $474,000 | thousands, detected and multiplied | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,292 | $447,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 4,800 | $429,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 2,000 | $422,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,360 | $389,000 | thousands, detected and multiplied | |
| Vanguard Target Retirement 2060 Fund | 92202E839 | Mutual Fund | 8,452 | $369,000 | thousands, detected and multiplied | |
| AMERICAN BALANCED FD CL F | 024071409 | MF | 10,247 | $312,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 10,772 | $309,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,393 | $303,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,510 | $267,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,573 | $261,000 | thousands, detected and multiplied | |
| EDISON INTL COM | 281020107 | Stock | 3,336 | $232,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,229 | $219,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,053 | $204,000 | thousands, detected and multiplied | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,710 | $148,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469751-23-000006 | this filing | 2023-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001469751-24-000007 | base | 2024-08-28 | acceptance time not in the bulk data set |