13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 696 holding rows worth $3,764,431,000.
- Accession
- 0001463217-13-000007
- Filer
- CIK 1463217
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 696 entries on the cover page, a total value of $3,764,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,764,431,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerPlacemark Investments, Inc.028-11107
- reports for this filerNorthCoast Asset Management LLC028-13466
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerKEELEY ASSET MANAGEMENT CORP028-06810
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerSaratoga Research & Investment Management028-13757
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerTradewinds Global Investors, LLC028-12572
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerBECKER CAPITAL MANAGEMENT INC028-01822
- reports for this filerDISCIPLINED GROWTH INVESTORS INC /MN028-06630
- reports for this filerADVISOR PARTNERS LLC028-13399
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerAmerican Assets Investment Management, LLC028-12131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,790 | $523,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 34,450 | $520,000 | thousands by filing date | |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 5,000 | $515,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 20,070 | $504,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,300 | $497,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17,050 | $492,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,412 | $491,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,708 | $490,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 35,593 | $490,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,844 | $488,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 59,790 | $484,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 14,625 | $482,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,368 | $477,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 11,635 | $477,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,210 | $474,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,905 | $471,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 34,125 | $469,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 9,664 | $464,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 33,838 | $464,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,368 | $462,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 64,852 | $460,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 21,576 | $458,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,878 | $457,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,892 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,750 | $453,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,390 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,239 | $448,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,050 | $443,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 6,653 | $442,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,889 | $440,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 18,285 | $438,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11,325 | $436,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 16,800 | $431,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 991 | $420,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 114,506 | $418,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,500 | $416,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 10,945 | $415,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,484 | $414,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 8,024 | $413,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,632 | $411,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,570 | $410,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,377 | $409,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,083 | $409,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 31,159 | $403,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,015 | $400,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,154 | $395,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 23,348 | $394,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 31,087 | $394,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,575 | $390,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 41,957 | $389,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,126 | $388,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 503,980 | $388,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,710 | $387,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,194 | $387,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,577 | $384,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,029 | $383,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,394 | $383,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 29,411 | $381,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,172 | $381,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,309 | $378,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,246 | $373,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,215 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 20,099 | $366,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,034 | $362,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $360,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 22,000 | $358,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 29,584 | $355,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 31,423 | $354,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 11,387 | $353,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,188 | $352,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,158 | $348,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,251 | $348,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,032 | $342,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 41,810 | $342,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18,192 | $340,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,606 | $338,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,000 | $333,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,661 | $332,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,593 | $331,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,534 | $327,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,689 | $326,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,324 | $325,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,757 | $325,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,697 | $325,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,294 | $321,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,583 | $321,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $321,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,264 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 10,153 | $318,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,835 | $317,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $316,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,333 | $311,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 11,386 | $310,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,738 | $307,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 15,622 | $307,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 14,000 | $307,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,000 | $304,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 14,950 | $302,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $302,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,736 | $301,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 11,932 | $295,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 9,514 | $295,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,000 | $294,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,017 | $293,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 10,660 | $292,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 20,000 | $292,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,702 | $290,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,481 | $288,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $288,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,610 | $282,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,368 | $282,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,842 | $282,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 19,709 | $281,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,709 | $281,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,113 | $280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,113 | $278,000 | thousands by filing date | |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 4,000 | $272,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,841 | $272,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,773 | $271,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,633 | $270,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,611 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,496 | $260,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 19,683 | $258,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,124 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,355 | $255,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,024 | $254,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,499 | $251,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 9,400 | $250,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 31,878 | $247,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,066 | $246,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,983 | $240,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 17,647 | $237,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 21,253 | $235,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,600 | $234,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 2,000 | $234,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,706 | $231,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 1,000 | $230,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,078 | $229,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,000 | $228,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 22,563 | $227,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,283 | $223,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,000 | $222,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,669 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,245 | $215,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,950 | $214,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 2,000 | $208,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $208,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,000 | $207,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,520 | $206,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 17,586 | $206,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,127 | $206,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,000 | $204,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000 | $203,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $200,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,000 | $199,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 35,858 | $199,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 13,034 | $192,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 23,395 | $192,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,590 | $191,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,941 | $185,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 137,152 | $180,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 11,000 | $174,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,539 | $171,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,959 | $170,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 26,000 | $169,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,912 | $169,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 21,500 | $166,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,944 | $156,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,291 | $150,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,409 | $148,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,299 | $133,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 10,322 | $133,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,088 | $132,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 17,385 | $130,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,895 | $128,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,931 | $122,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 36,448 | $122,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,167 | $120,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,227 | $117,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,040 | $113,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,949 | $102,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,660 | $101,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 21,982 | $96,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 12,200 | $94,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $84,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,300 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,755 | $79,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 12,639 | $79,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,437 | $76,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,077 | $71,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,993 | $63,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,900 | $51,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,159 | $42,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,000 | $33,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 14,613 | $20,000 | thousands by filing date | |
| UROLOGIX, INC. | 917273104 | Common Stock | 33,286 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-13-000007 | this filing | 2013-08-14 | acceptance time not in the bulk data set |