13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-26, with 2,562 holding rows worth $15,629,480,000.
- Accession
- 0001462284-17-000009
- Filer
- CIK 1462284
- Filed
- 2017-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,582 entries on the cover page, a total value of $15,629,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,629,480,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCO RESOURCES INC | 269279501 | COM NEW | 17,426 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,537 | $22,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 22,000 | $22,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,000 | $21,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,800 | $20,000 | thousands by filing date | put |
| SPARK NETWORKS INC | 84651P100 | COM | 16,500 | $20,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,258 | $20,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $20,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $20,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 12,800 | $19,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,220 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $19,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $19,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 23,900 | $18,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 29,750 | $18,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 16,061 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $18,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $18,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,000 | $17,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 10,760 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $16,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 44,065 | $16,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 16,000 | $16,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 16,000 | $16,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,200 | $15,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 30,000 | $15,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 31,527 | $15,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 13,000 | $15,000 | thousands by filing date | principal |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 21,819 | $15,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 14,000 | $14,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,127 | $13,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 30,000 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,285 | $12,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 14,000 | $12,000 | thousands by filing date | principal |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 12,500 | $11,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 17,000 | $11,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 28,668 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 14,805 | $10,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 14,243 | $10,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 18,200 | $10,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,600 | $9,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,600 | $9,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 15,750 | $9,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 17,500 | $9,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 19,400 | $7,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 15,500 | $7,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,100 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,800 | $5,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 24,000 | $5,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 10,433 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,300 | $4,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 53,300 | $4,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,400 | $4,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,300 | $2,000 | thousands by filing date | put |
| COMSTOCK MNG INC | 205750102 | COM | 11,416 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 38,200 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 46,294 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-17-000009 | this filing | 2017-10-26 | acceptance time not in the bulk data set |