13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-26, with 2,562 holding rows worth $15,629,480,000.
- Accession
- 0001462284-17-000009
- Filer
- CIK 1462284
- Filed
- 2017-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,582 entries on the cover page, a total value of $15,629,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,629,480,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLUB CAP BDC INC | 38173M102 | COM | 16,594 | $312,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 11,983 | $311,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,800 | $311,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,581 | $310,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,503 | $309,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,665 | $309,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,706 | $309,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,146 | $309,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,382 | $308,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,241 | $308,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,073 | $307,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 36,025 | $306,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,939 | $305,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,521 | $304,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,132 | $304,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 39,420 | $304,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,274 | $303,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,593 | $303,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,202 | $302,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,403 | $300,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 21,220 | $299,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,171 | $298,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,502 | $298,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,822 | $298,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 57,389 | $298,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,986 | $298,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744CBA8 | MTNF 7/2 | 292,000 | $297,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 47,122 | $296,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,965 | $296,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,175 | $296,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,011 | $295,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,484 | $294,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,570 | $294,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,387 | $293,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,996 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,417 | $292,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 27,316 | $292,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 11,533 | $291,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,950 | $290,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,634 | $290,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,803 | $290,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,482 | $289,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,159 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 16,473 | $289,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 21,422 | $289,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,970 | $288,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,831 | $288,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 9,100 | $288,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,703 | $287,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,551 | $287,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 13,478 | $287,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,564 | $286,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,472 | $286,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,683 | $286,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 8,657 | $285,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,279 | $284,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 31,137 | $283,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 22,600 | $283,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 9,117 | $283,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 16,501 | $283,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 5,090 | $283,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 11,620 | $282,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,404 | $281,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,325 | $280,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,770 | $279,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,133 | $279,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 17,601 | $279,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 40,038 | $278,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,448 | $278,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,040 | $278,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 18,914 | $278,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,442 | $278,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,426 | $277,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,732 | $276,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,867 | $276,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,643 | $275,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,886 | $275,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 21,547 | $275,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,464 | $273,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 30,592 | $273,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,787 | $272,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,122 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,793 | $272,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,376 | $271,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,401 | $270,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,948 | $270,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,043 | $270,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 21,253 | $270,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,291 | $269,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,645 | $268,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,673 | $268,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 13,389 | $268,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $268,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 15,739 | $267,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 141,331 | $267,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,300 | $266,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 20,642 | $266,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 22,100 | $266,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,927 | $266,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 13,996 | $265,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,427 | $264,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,138 | $264,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,769 | $264,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,815 | $263,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 29,219 | $261,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,779 | $261,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,704 | $261,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,860 | $260,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,227 | $259,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,280 | $259,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 13,122 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,309 | $258,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,086 | $258,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,711 | $258,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,902 | $257,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,922 | $257,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,238 | $257,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 16,403 | $257,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,163 | $257,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,408 | $256,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 18,265 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,359 | $255,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,870 | $255,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,896 | $254,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,654 | $253,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 74,459 | $253,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,408 | $253,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 18,934 | $252,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,876 | $252,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,823 | $251,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 10,733 | $251,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,005 | $250,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,388 | $250,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,700 | $249,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 51,624 | $249,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,445 | $248,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,838 | $248,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,939 | $247,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,711 | $247,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,049 | $247,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,336 | $246,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,992 | $246,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,077 | $246,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,555 | $245,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,566 | $245,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,009 | $245,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 38,900 | $244,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,066 | $244,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,040 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,757 | $244,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,199 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,934 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 25,046 | $243,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,855 | $242,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,046 | $240,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,945 | $240,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,898 | $239,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,116 | $239,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,971 | $238,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,220 | $238,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,230 | $237,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 9,850 | $237,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 4,525 | $237,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,750 | $236,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,249 | $236,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,439 | $235,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,923 | $235,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 3,803 | $235,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,740 | $234,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 55,107 | $234,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 18,825 | $234,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,129 | $234,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,672 | $233,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,686 | $233,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,175 | $233,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,634 | $233,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 46,075 | $233,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,309 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,907 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 17,131 | $232,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,859 | $231,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,970 | $231,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,000 | $231,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 9,003 | $231,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,400 | $230,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,906 | $230,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 6,875 | $230,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,199 | $230,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 11,000 | $230,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,240 | $229,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,087 | $229,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,247 | $228,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 26,915 | $228,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 888 | $227,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,635 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 6,357 | $227,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,905 | $227,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,477 | $226,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,794 | $225,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 27,066 | $225,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,698 | $224,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,672 | $223,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,120 | $223,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,373 | $222,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,338 | $222,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,500 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,385 | $222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,293 | $222,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 22,201 | $221,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,672 | $221,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,145 | $220,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,662 | $220,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,091 | $220,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 230,000 | $220,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 4,221 | $219,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 21,857 | $219,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,316 | $219,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 62,674 | $219,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,533 | $218,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,722 | $218,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,782 | $218,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,024 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,276 | $218,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 15,273 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,044 | $217,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,006 | $217,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,448 | $216,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,974 | $216,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 8,712 | $216,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,695 | $216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,732 | $216,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,796 | $216,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,003 | $215,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,109 | $215,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,393 | $215,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,268 | $214,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,688 | $214,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,064 | $213,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,240 | $213,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 817 | $212,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,416 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,232 | $212,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,060 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 30,550 | $212,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,204 | $212,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,298 | $212,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 31,408 | $212,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,056 | $211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,413 | $211,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,748 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,982 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 20,507 | $211,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 8,782 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,008 | $210,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 40,060 | $210,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,495 | $209,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8,110 | $209,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,494 | $209,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,031 | $209,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,659 | $209,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,375 | $208,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,375 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,222 | $207,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,461 | $205,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,411 | $205,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 9,750 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,638 | $205,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 205,000 | $205,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,971 | $205,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 6,104 | $205,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 11,591 | $204,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 14,198 | $204,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,647 | $204,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 26,800 | $204,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 29,663 | $203,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,695 | $203,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,161 | $202,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,365 | $202,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,217 | $201,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,058 | $201,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,235 | $201,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,225 | $201,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 33,031 | $197,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,544 | $196,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,910 | $195,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,180 | $194,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 23,985 | $194,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,112 | $193,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 41,951 | $193,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 21,331 | $193,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,387 | $192,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,097 | $191,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,493 | $191,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 24,035 | $191,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,135 | $190,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 26,091 | $190,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 55,727 | $189,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,534 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,176 | $188,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,112 | $188,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 23,430 | $188,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,700 | $186,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,534 | $186,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,971 | $185,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,090 | $185,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,733 | $185,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,045 | $185,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,637 | $182,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 82,426 | $180,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,499 | $180,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,620 | $179,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 63,500 | $176,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 17,200 | $175,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,715 | $175,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,017 | $175,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 20,306 | $175,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,400 | $173,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 22,400 | $173,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 22,648 | $173,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,329 | $173,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 36,100 | $173,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,469 | $172,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 24,057 | $168,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,015 | $168,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,400 | $167,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,627 | $165,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,781 | $162,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,819 | $161,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 37,764 | $160,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 21,907 | $159,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 14,553 | $157,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 11,331 | $156,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 19,000 | $156,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 27,544 | $155,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 23,503 | $155,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 58,637 | $155,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,234 | $155,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,500 | $154,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,255 | $154,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 22,487 | $154,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 15,006 | $153,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 35,195 | $153,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 27,458 | $153,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,000 | $147,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 12,700 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,958 | $146,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,099 | $146,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,491 | $143,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,120 | $143,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 72,539 | $142,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 13,623 | $142,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,311 | $140,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 23,300 | $140,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 36,209 | $139,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 22,714 | $139,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 33,400 | $135,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 35,748 | $133,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,380 | $132,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,203 | $131,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 31,100 | $128,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,402 | $128,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 67,101 | $126,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,388 | $125,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,775 | $124,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,525 | $124,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 15,611 | $124,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,000 | $124,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 10,180 | $123,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,915 | $123,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 18,148 | $122,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 11,056 | $121,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,942 | $120,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,563 | $116,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,073 | $116,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 39,989 | $116,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,260 | $115,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,375 | $114,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,633 | $113,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 99,197 | $113,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 23,940 | $113,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,700 | $112,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 45,449 | $111,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,332 | $110,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,778 | $109,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,583 | $108,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,011 | $107,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,548 | $107,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 17,645 | $105,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,650 | $103,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,724 | $103,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 10,382 | $103,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 70,100 | $101,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,135 | $98,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,505 | $97,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 28,000 | $96,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 15,526 | $95,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,341 | $95,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 20,585 | $93,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 17,798 | $93,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,000 | $92,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,405 | $92,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 60,709 | $92,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,500 | $91,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,689 | $89,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $88,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,357 | $86,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,360 | $86,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,619 | $86,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,165 | $84,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,497 | $84,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,830 | $84,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,928 | $82,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,804 | $82,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,000 | $82,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,159 | $81,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 57,000 | $81,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,319 | $81,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,561 | $80,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,885 | $77,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,538 | $77,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,400 | $76,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 139,100 | $75,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 122,788 | $75,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,450 | $74,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,003 | $73,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,068 | $73,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 60,000 | $72,000 | thousands by filing date | call |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 65,000 | $71,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 15,631 | $70,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,191 | $69,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $68,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $68,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 17,000 | $65,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 20,554 | $65,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 13,700 | $65,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,075 | $61,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,950 | $61,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,327 | $61,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,600 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 51,900 | $59,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 76,900 | $59,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,566 | $59,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 38,500 | $59,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,702 | $58,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,174 | $57,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,300 | $55,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,700 | $55,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 20,500 | $52,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,000 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 23,015 | $52,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 38,692 | $52,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 142,676 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VX64 | MTNF 6/2 | 50,000 | $51,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,651 | $50,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,522 | $50,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 14,428 | $50,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 39,800 | $49,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,185 | $47,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,114 | $46,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,069 | $46,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,050 | $45,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,300 | $44,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,534 | $44,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 43,057 | $44,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,060 | $43,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,000 | $42,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,194 | $42,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 29,100 | $42,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 41,000 | $41,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,500 | $39,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 26,836 | $39,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,200 | $37,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 32,600 | $37,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,250 | $37,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 20,125 | $37,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 56,293 | $36,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 86,650 | $36,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 10,674 | $36,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,800 | $35,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,109 | $35,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,640 | $35,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,142 | $33,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 16,302 | $33,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,000 | $32,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 20,500 | $31,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,100 | $30,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,100 | $30,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 18,500 | $30,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 63,100 | $29,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $29,000 | thousands by filing date | principal |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 31,575 | $28,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 22,209 | $28,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $28,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 13,000 | $27,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 15,292 | $27,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,076 | $24,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,500 | $23,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 38,400 | $23,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,160 | $23,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,300 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-17-000009 | this filing | 2017-10-26 | acceptance time not in the bulk data set |