13F-HR/A filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-08-12, with 2,077 holding rows worth $8,692,502,000.
- Accession
- 0001462284-16-000017
- Filer
- CIK 1462284
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 2,100 entries on the cover page, a total value of $8,692,502,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,692,502,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,160 | $30,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 26,500 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,400 | $28,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,250 | $28,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 30,000 | $27,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,708 | $24,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,000 | $22,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,872 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 11,402 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,618 | $20,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,000 | $20,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 22,000 | $20,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 11,500 | $18,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 23,300 | $18,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $18,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 20,500 | $17,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $17,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $17,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $17,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,000 | $16,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 14,000 | $16,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,462 | $16,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,000 | $16,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 20,692 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $16,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 16,000 | $16,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 16,000 | $16,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 18,700 | $15,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,000 | $15,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $15,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 36,400 | $15,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000 | $15,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 37,167 | $14,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 36,560 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 14,000 | $14,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 11,500 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $14,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 24,000 | $14,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 13,600 | $13,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 11,604 | $13,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 22,830 | $13,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 15,000 | $13,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 14,000 | $13,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 14,000 | $13,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 11,300 | $12,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,300 | $12,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 21,951 | $12,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $12,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 134,200 | $11,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 21,500 | $11,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 14,720 | $11,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 14,000 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 13,000 | $10,000 | thousands by filing date | principal |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 15,028 | $10,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 14,750 | $9,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,200 | $8,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 13,800 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,205 | $8,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $8,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 14,000 | $7,000 | thousands by filing date | principal |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,200 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,285 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 55,791 | $6,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,500 | $5,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,500 | $5,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,500 | $4,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 20,000 | $4,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 21,135 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,900 | $3,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 28,500 | $1,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 15,000 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 47,917 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-16-000014 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001462284-16-000017 | this filing | 2016-08-12 | acceptance time not in the bulk data set |