13F-HR/A filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-08-12, with 2,077 holding rows worth $8,692,502,000.
- Accession
- 0001462284-16-000017
- Filer
- CIK 1462284
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 2,100 entries on the cover page, a total value of $8,692,502,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,692,502,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 54,828 | $325,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,851 | $324,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,265 | $324,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,463 | $324,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 24,163 | $324,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 17,449 | $323,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,036 | $322,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 9,956 | $321,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,960 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,981 | $320,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,125 | $320,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 14,545 | $320,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,857 | $319,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,276 | $319,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,036 | $317,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 24,356 | $317,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 12,698 | $317,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,230 | $316,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 12,839 | $316,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 18,821 | $316,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 13,666 | $315,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,985 | $315,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,188 | $314,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 44,893 | $314,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,197 | $314,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,600 | $314,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27,663 | $314,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,917 | $313,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,610 | $312,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 3,134 | $311,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,158 | $308,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,457 | $308,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 32,127 | $308,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 11,068 | $307,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,526 | $307,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 22,872 | $307,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,067 | $307,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 21,000 | $307,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,307 | $305,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,695 | $305,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 43,510 | $305,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 14,069 | $305,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,150 | $305,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,551 | $304,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 9,445 | $302,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 25,477 | $301,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,292 | $301,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,844 | $300,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 19,900 | $300,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 22,755 | $299,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40,500 | $298,000 | thousands by filing date | call |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 24,890 | $298,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 9,025 | $298,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 10,237 | $297,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,152 | $296,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 37,500 | $296,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,203 | $295,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 14,678 | $295,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 23,431 | $295,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,400 | $294,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,582 | $294,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 29,807 | $294,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 12,152 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,598 | $293,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,414 | $293,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 38,058 | $293,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 35,683 | $293,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 27,677 | $291,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 30,800 | $291,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 15,517 | $290,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,311 | $290,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,840 | $290,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,250 | $288,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,596 | $288,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 85,200 | $288,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 12,978 | $287,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 10,039 | $286,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,301 | $285,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,355 | $285,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,382 | $284,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,549 | $284,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,824 | $284,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,789 | $284,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,429 | $283,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,499 | $283,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,067 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 6,254 | $281,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,488 | $279,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,795 | $278,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,509 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,424 | $277,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 24,789 | $277,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,874 | $276,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,732 | $276,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,379 | $276,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,386 | $276,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 22,100 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,274 | $275,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,976 | $275,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 14,291 | $275,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 791 | $273,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,082 | $273,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 35,154 | $273,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 29,341 | $273,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,196 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,979 | $272,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 36,304 | $272,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,619 | $272,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,821 | $270,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,752 | $270,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,174 | $269,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 23,492 | $269,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,407 | $268,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,829 | $268,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 28,112 | $268,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,054 | $268,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,323 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,246 | $266,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,753 | $266,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,931 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 15,891 | $265,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 26,118 | $265,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 16,919 | $265,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,468 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 24,514 | $264,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 15,826 | $264,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 11,194 | $264,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,489 | $262,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 23,305 | $262,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,184 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,685 | $261,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 14,496 | $261,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,928 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,663 | $258,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 14,496 | $258,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,254 | $257,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,086 | $255,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,219 | $255,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,253 | $254,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,017 | $254,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 28,300 | $254,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,572 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,897 | $252,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 27,398 | $251,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 17,043 | $251,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,037 | $250,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 16,357 | $250,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 13,539 | $250,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 1,750 | $249,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 6,047 | $248,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,700 | $248,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 37,475 | $248,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,524 | $247,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,600 | $247,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,924 | $246,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,065 | $245,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,010 | $245,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,334 | $243,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,805 | $243,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,649 | $243,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 678,547 | $243,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,564 | $243,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 9,695 | $243,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,254 | $242,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,292 | $242,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 15,874 | $242,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,500 | $241,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,750 | $240,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,924 | $240,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 26,054 | $240,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,880 | $240,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 33,006 | $240,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 18,296 | $240,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 85,805 | $239,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 16,047 | $239,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,189 | $238,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,075 | $237,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,586 | $237,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,043 | $236,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,575 | $236,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,496 | $236,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,573 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,177 | $236,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,688 | $235,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 14,994 | $235,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 27,821 | $235,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,093 | $234,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,080 | $232,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 28,219 | $230,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 150,200 | $230,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,484 | $229,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,786 | $229,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,954 | $229,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,658 | $229,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,389 | $228,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,709 | $228,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,891 | $228,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 14,549 | $227,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,623 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 5,948 | $223,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 30,500 | $223,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,815 | $222,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 7,005 | $221,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 3,253 | $221,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,369 | $220,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,729 | $219,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,322 | $219,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 159 | $219,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 28,334 | $217,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,200 | $217,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 32,610 | $216,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,165 | $216,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,518 | $216,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,641 | $216,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,207 | $216,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,624 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 14,164 | $216,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,945 | $216,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,882 | $215,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 20,180 | $215,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 12,771 | $215,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,391 | $214,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 29,900 | $214,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 11,331 | $214,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 5,608 | $214,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,095 | $213,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,713 | $213,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,713 | $213,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 13,579 | $213,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,466 | $212,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,016 | $212,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 25,500 | $212,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,161 | $211,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,343 | $211,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 66,830 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,600 | $211,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 7,947 | $210,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,849 | $209,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,200 | $209,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,200 | $209,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 7,700 | $208,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,613 | $207,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,383 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,684 | $206,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 22,776 | $206,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,008 | $206,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 22,596 | $206,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 19,871 | $206,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,604 | $206,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,177 | $205,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,572 | $205,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 21,345 | $205,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,415 | $204,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,195 | $204,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,745 | $203,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 7,931 | $203,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 13,804 | $203,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,106 | $202,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,632 | $202,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,453 | $202,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,046 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,738 | $201,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,357 | $201,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 205,000 | $201,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 50,355 | $201,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 32,586 | $201,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 30,191 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,161 | $201,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 70,210 | $200,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,360 | $199,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,327 | $199,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,803 | $198,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,588 | $198,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $197,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 14,500 | $197,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 20,283 | $195,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 22,394 | $195,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,156 | $194,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 26,479 | $194,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 10,996 | $193,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 14,575 | $193,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 34,031 | $192,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,327 | $192,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 11,736 | $192,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 37,053 | $191,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 30,572 | $191,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 24,720 | $189,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,117 | $187,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 10,087 | $185,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,031 | $184,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,471 | $184,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 16,725 | $182,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 24,024 | $182,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 28,477 | $182,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 20,958 | $181,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,483 | $179,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 11,147 | $179,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 15,412 | $179,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 65,118 | $178,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 16,815 | $178,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,635 | $177,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,121 | $176,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,931 | $175,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 10,904 | $175,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,533 | $174,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 21,522 | $172,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,100 | $172,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 12,107 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,312 | $171,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 27,699 | $171,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,789 | $171,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 11,858 | $169,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 28,145 | $168,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,968 | $168,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 24,000 | $166,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,051 | $166,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,711 | $164,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 18,348 | $163,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 10,816 | $161,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,529 | $159,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 11,048 | $159,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,347 | $159,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,100 | $158,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 20,101 | $158,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,209 | $157,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 22,268 | $156,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,640 | $156,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 39,900 | $156,000 | thousands by filing date | call |
| CAPE BANCORP INC | 139209100 | COM | 11,604 | $156,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,723 | $154,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 46,638 | $154,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 36,900 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 15,701 | $152,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 52,756 | $151,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 77,137 | $150,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 106,383 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,666 | $149,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,636 | $148,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 13,518 | $148,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,100 | $147,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18,225 | $147,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 10,385 | $147,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 117,874 | $147,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 26,342 | $146,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 10,132 | $146,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 30,000 | $145,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,196 | $144,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 16,048 | $144,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 61,380 | $144,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,721 | $143,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,337 | $141,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,820 | $140,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 12,250 | $140,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,800 | $139,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 12,285 | $139,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 22,217 | $137,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 12,838 | $136,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,335 | $135,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,700 | $134,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,111 | $134,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 26,551 | $134,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 13,776 | $133,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 38,305 | $133,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,600 | $129,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,747 | $129,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,413 | $129,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,844 | $129,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 26,465 | $129,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,837 | $129,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 156,100 | $129,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,660 | $128,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 224,166 | $128,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 18,179 | $128,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 23,035 | $127,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,235 | $127,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,075 | $126,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,933 | $125,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,481 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,854 | $124,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 12,083 | $124,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 31,305 | $123,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 13,372 | $123,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 27,588 | $122,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,349 | $119,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,302 | $119,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 12,497 | $119,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 67,700 | $118,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,561 | $117,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 29,000 | $116,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 12,857 | $116,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 20,717 | $115,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 21,604 | $115,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 17,000 | $106,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 13,000 | $106,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,161 | $106,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,522 | $105,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 11,400 | $105,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 23,590 | $104,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 51,277 | $104,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,650 | $104,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,856 | $102,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055ESC206 | Bond | 2,020,000 | $101,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,642 | $100,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 15,900 | $100,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,984 | $99,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,964 | $97,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 35,630 | $94,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 12,102 | $93,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 10,364 | $93,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 29,085 | $91,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 25,700 | $89,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 246,431 | $88,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,419 | $87,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 103,653 | $87,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,830 | $86,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,349 | $86,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 21,800 | $85,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,803 | $85,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 21,096 | $85,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 37,000 | $84,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,529 | $84,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 23,424 | $84,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,491 | $83,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,716 | $83,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,429 | $83,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,555 | $82,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,415 | $82,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 15,000 | $81,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,725 | $81,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,400 | $80,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,235 | $80,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 11,321 | $76,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,097 | $75,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 11,144 | $73,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $73,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,500 | $73,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 65,500 | $71,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 95,800 | $69,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 11,723 | $68,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 53,000 | $67,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,410 | $66,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,155 | $65,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $65,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 82,000 | $64,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 11,473 | $63,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,172 | $63,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,500 | $62,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26,116 | $61,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,952 | $60,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,742 | $60,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 14,300 | $59,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,285 | $59,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,120 | $58,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,129 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,802 | $56,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,811 | $55,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 11,700 | $54,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 10,321 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,101 | $54,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,201 | $54,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,000 | $53,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 14,320 | $53,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,400 | $51,000 | thousands by filing date | call |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 53,268 | $51,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,737 | $50,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 11,600 | $50,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 18,000 | $50,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 30,277 | $49,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 100,000 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,224 | $48,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 24,160 | $48,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,300 | $48,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 11,086 | $47,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,800 | $46,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 85,021 | $46,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 44,200 | $46,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,990 | $45,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,500 | $43,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,200 | $43,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 15,700 | $42,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,983 | $40,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,493 | $40,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 37,100 | $39,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,000 | $37,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 43,000 | $37,000 | thousands by filing date | principal |
| HUDSON GLOBAL INC | 443787106 | COM | 15,705 | $37,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 36,402 | $37,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 14,126 | $37,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 38,893 | $37,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 58,147 | $36,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,482 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,429 | $35,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 18,500 | $35,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 17,000 | $34,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 60,600 | $32,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,600 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,923 | $31,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 34,400 | $31,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,473 | $31,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,000 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-16-000014 | superseded | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001462284-16-000017 | this filing | 2016-08-12 | acceptance time not in the bulk data set |