13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,227 holding rows worth $16,800,894,000.
- Accession
- 0001462284-16-000014
- Filer
- CIK 1462284
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 3,329 entries on the cover page, a total value of $16,800,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,800,894,000 with VALUE read as thousands by filing date, 13F file number 028-13494. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 84,750 | $48,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 26,602 | $48,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 45,000 | $47,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 11,800 | $46,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,800 | $46,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 10,425 | $46,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 28,704 | $46,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 17,700 | $46,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 18,060 | $45,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 60,600 | $45,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 32,179 | $45,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 77,000 | $44,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 42,000 | $44,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 108,700 | $43,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,500 | $43,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 168,700 | $43,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,492 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,870 | $42,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 20,000 | $41,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 73,006 | $41,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 41,877 | $41,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,200 | $40,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 35,014 | $40,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,800 | $39,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,497 | $39,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 49,682 | $38,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 15,855 | $38,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 37,000 | $37,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 15,130 | $37,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 20,289 | $37,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 26,467 | $37,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 30,300 | $37,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 18,350 | $36,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 72,340 | $36,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,000 | $36,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 40,000 | $36,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,881 | $35,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 18,500 | $35,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 16,200 | $35,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 13,993 | $35,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 27,600 | $35,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,000 | $34,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 50,730 | $34,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,600 | $33,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,050 | $33,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,273 | $33,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 36,125 | $33,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 38,465 | $32,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 23,405 | $32,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,000 | $32,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 28,001 | $32,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,500 | $31,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,340 | $30,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,005 | $30,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 19,059 | $30,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 26,500 | $30,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 37,159 | $29,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 53,380 | $29,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 32,500 | $29,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $28,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 25,398 | $28,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 36,334 | $28,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,841 | $27,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,377 | $27,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,744 | $27,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 10,200 | $27,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 24,651 | $27,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,856 | $26,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,000 | $26,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,565 | $26,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 22,125 | $26,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,000 | $25,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 3,336,000 | $25,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 89,700 | $25,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,201 | $25,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,094 | $24,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,500 | $24,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 15,140 | $24,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 12,000 | $24,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 22,200 | $24,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 23,640 | $23,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 31,140 | $23,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 32,684 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 30,800 | $22,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 105,000 | $22,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,031 | $22,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,850 | $22,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 41,030 | $22,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 25,800 | $21,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,184 | $20,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,000 | $20,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 85,000 | $19,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 41,475 | $19,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 42,013 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,939 | $19,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,500 | $18,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 45,560 | $18,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 83,700 | $18,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 10,400 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,875 | $18,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $18,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 22,351 | $18,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 37,000 | $18,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,800 | $17,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 15,255 | $17,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 33,790 | $17,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,820 | $17,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $17,000 | thousands by filing date | principal |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 28,684 | $17,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $17,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $17,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $17,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 35,500 | $16,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 27,000 | $16,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,337 | $16,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 17,300 | $16,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 14,000 | $16,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,000 | $16,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 11,000 | $16,000 | thousands by filing date | principal |
| ONCOTHYREON INC | 682324108 | COM | 12,616 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $16,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 16,000 | $16,000 | thousands by filing date | principal |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 14,250 | $16,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 16,000 | $16,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 13,800 | $15,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 17,000 | $15,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $15,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $15,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000 | $15,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 21,500 | $14,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 13,000 | $14,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 14,000 | $14,000 | thousands by filing date | principal |
| VALHI INC NEW | 918905100 | COM | 12,168 | $14,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $14,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 24,000 | $14,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 12,900 | $13,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 35,000 | $13,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 11,500 | $13,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,500 | $13,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,244 | $13,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 21,000 | $13,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,285 | $13,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,500 | $13,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 18,769 | $13,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,146 | $13,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 13,000 | $13,000 | thousands by filing date | principal |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 12,356 | $13,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,862 | $13,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 22,000 | $13,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 14,000 | $13,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 14,000 | $13,000 | thousands by filing date | principal |
| TEARLAB CORP | 878193101 | COM | 18,520 | $12,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 11,259 | $12,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $12,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 23,274 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,000 | $11,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 21,000 | $11,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 12,000 | $11,000 | thousands by filing date | principal |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 11,400 | $11,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 19,791 | $11,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 11,000 | $10,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,550 | $10,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 14,000 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 13,000 | $10,000 | thousands by filing date | principal |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 11,231 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 31,200 | $9,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 22,200 | $9,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 16,000 | $9,000 | thousands by filing date | principal |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 15,184 | $9,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 11,555 | $9,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 12,360 | $9,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 12,500 | $8,000 | thousands by filing date | put |
| STEMCELLS INC | 85857R204 | COM NEW | 32,380 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 26,200 | $8,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,883 | $8,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,533 | $8,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,500 | $7,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 11,300 | $7,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,000 | $7,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,653 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,600 | $7,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,300 | $7,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,835 | $7,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 14,000 | $7,000 | thousands by filing date | principal |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 17,213 | $7,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 27,111 | $7,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 15,251 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,500 | $6,000 | thousands by filing date | put |
| WARREN RESOURCES INC | 93564A100 | COM | 33,035 | $6,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 16,500 | $6,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 12,732 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 57,791 | $6,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 33,336 | $6,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,000 | $5,000 | thousands by filing date | put |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 13,957 | $5,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 41,000 | $5,000 | thousands by filing date | principal |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 17,750 | $5,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,000 | $4,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 86,900 | $4,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 31,787 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,500 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 13,900 | $3,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 13,200 | $3,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 13,300 | $3,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 11,540 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 14,675 | $3,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 14,012 | $3,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,000 | $2,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 16,800 | $2,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 50,000 | $2,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 12,500 | $2,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 29,579 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 19,500 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 35,000 | $1,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 36,300 | $1,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 60,000 | $1,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,500 | $1,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 20,000 | $1,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 15,000 | $1,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 40,000 | $1,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 25,395 | $1,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 16,000 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 49,992 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-16-000014 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001462284-16-000017 | base | 2016-08-12 | acceptance time not in the bulk data set |