13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,227 holding rows worth $16,800,894,000.
- Accession
- 0001462284-16-000014
- Filer
- CIK 1462284
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 3,329 entries on the cover page, a total value of $16,800,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,800,894,000 with VALUE read as thousands by filing date, 13F file number 028-13494. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,985 | $241,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 6,189 | $241,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,214 | $240,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 11,609 | $240,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,420 | $239,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 23,610 | $239,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,002 | $238,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,477 | $238,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,428 | $238,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 7,417 | $238,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,721 | $237,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,199 | $237,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 6,138 | $237,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 27,269 | $237,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,662 | $236,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,918 | $236,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 6,095 | $236,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,133 | $236,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 11,049 | $236,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,690 | $236,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,972 | $235,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 37,631 | $235,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 58,928 | $235,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 28,527 | $235,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,739 | $234,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,718 | $234,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,102 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 8,877 | $234,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 90,492 | $234,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 28,690 | $233,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,790 | $233,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 12,631 | $233,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 14,706 | $233,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 8,797 | $233,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,112 | $232,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 47,755 | $232,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 87,000 | $232,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 122,300 | $232,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 3,816 | $230,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,446 | $230,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,007 | $230,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,095 | $230,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 129,966 | $230,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,167 | $230,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 67,900 | $230,000 | thousands by filing date | call |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 11,875 | $230,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,663 | $229,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 23,480 | $229,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 219,000 | $229,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,166 | $228,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 232,000 | $228,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 16,250 | $228,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,939 | $228,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,216 | $227,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,356 | $227,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,393 | $227,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 6,700 | $227,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,184 | $226,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $226,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,358 | $225,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7,151 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,963 | $225,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 22,439 | $225,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 22,815 | $225,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,078 | $224,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 50,986 | $224,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 27,531 | $224,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,739 | $223,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 30,500 | $223,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 11,330 | $222,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,815 | $222,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,825 | $221,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,402 | $220,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,460 | $220,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,957 | $219,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,118 | $219,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 74,725 | $219,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,783 | $219,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 19,213 | $219,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 155,233 | $219,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,491 | $219,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 12,483 | $218,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,656 | $218,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 17,878 | $218,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,461 | $218,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,684 | $218,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 69,372 | $217,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 16,770 | $217,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 5,553 | $217,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 20,857 | $217,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 7,025 | $217,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 51,148 | $217,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 72 | $216,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,235 | $216,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,674 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,742 | $216,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 234,274 | $216,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,399 | $216,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,404 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,803 | $215,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,164 | $215,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,255 | $215,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 9,007 | $215,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,452 | $215,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,131 | $214,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 72,140 | $214,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 11,331 | $214,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,461 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,289 | $213,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 15,908 | $213,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,426 | $213,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 34,444 | $213,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 12,109 | $213,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,433 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,618 | $212,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,013 | $212,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 25,500 | $212,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 50,564 | $212,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 24,386 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,967 | $212,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 3,980 | $211,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,509 | $211,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,854 | $211,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,515 | $211,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,944 | $211,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,298 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,754 | $211,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 15,161 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,600 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,487 | $210,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,730 | $210,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,732 | $210,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 365,341 | $209,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,493 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 11,853 | $208,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,798 | $208,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,232 | $208,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,299 | $208,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,533 | $208,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 212,051 | $208,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 26,171 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 9,078 | $207,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,664 | $206,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,633 | $206,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 74,459 | $206,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,812 | $205,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,019 | $205,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 12,666 | $205,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 17,659 | $205,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,124 | $205,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,118 | $204,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,807 | $204,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,103 | $203,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,436 | $203,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,782 | $203,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,055 | $203,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,375 | $203,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,978 | $203,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,141 | $203,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,205 | $203,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,129 | $202,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,867 | $202,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,886 | $202,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 11,261 | $202,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 19,151 | $202,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 4,820 | $202,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 49,032 | $202,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,263 | $201,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,278 | $201,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,289 | $201,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,725 | $201,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,569 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,187 | $200,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,099 | $199,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,937 | $198,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 86,320 | $197,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 19,332 | $197,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 14,575 | $197,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 13,995 | $196,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 20,459 | $195,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,269 | $195,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 12,376 | $195,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 19,033 | $194,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 32,957 | $194,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 13,990 | $194,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 11,174 | $193,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 10,572 | $193,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 17,727 | $192,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,691 | $192,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 73,442 | $192,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,106 | $192,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 24,579 | $190,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 16,947 | $189,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 11,122 | $189,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 209,800 | $188,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 17,339 | $188,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 12,796 | $187,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 36,649 | $187,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 23,090 | $186,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 11,574 | $185,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,694 | $184,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 24,075 | $184,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 498,991 | $184,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 90,572 | $184,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 51,500 | $183,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 139,501 | $183,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 293,044 | $183,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 22,272 | $183,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,652 | $181,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,387 | $181,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 13,723 | $181,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 32,778 | $180,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 11,070 | $180,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 25,435 | $179,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 75,812 | $179,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 15,404 | $179,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,500 | $178,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 76,455 | $178,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,740 | $178,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 89,779 | $178,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,417 | $177,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,243 | $177,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 53,200 | $177,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 327,421 | $177,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 24,412 | $176,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,055 | $175,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 26,900 | $175,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 12,937 | $174,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 47,668 | $174,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,156 | $173,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,171 | $173,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,392 | $173,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,864 | $173,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 21,522 | $172,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 16,765 | $172,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 126,700 | $171,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 30,681 | $171,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,939 | $171,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,335 | $170,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,431 | $170,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 12,621 | $170,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 25,878 | $169,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,356 | $169,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,850 | $169,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 21,549 | $169,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 176,214 | $169,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 84,948 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 14,332 | $167,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 24,000 | $166,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 39,570 | $166,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 15,327 | $166,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 171,300 | $165,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,165 | $164,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,110 | $163,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,498 | $163,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,703 | $162,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 66,762 | $162,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 69,065 | $162,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 40,340 | $161,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 26,859 | $161,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,139 | $161,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 39,000 | $160,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,965 | $159,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 16,718 | $159,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 55,418 | $157,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,270 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,523 | $157,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 20,730 | $157,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 24,960 | $156,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 39,900 | $156,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 57,276 | $156,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 23,505 | $156,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 33,162 | $155,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 10,682 | $154,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 36,900 | $154,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 14,973 | $154,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 26,392 | $153,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,388 | $153,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,222 | $151,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,349 | $150,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,162 | $149,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,917 | $149,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 30,610 | $149,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,117 | $149,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 54,000 | $149,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 27,807 | $148,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 47,000 | $147,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 40,818 | $147,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 117,973 | $147,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 13,562 | $146,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 159,500 | $145,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 148,749 | $144,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,219 | $144,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,895 | $143,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 10,262 | $143,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,383 | $143,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 130,100 | $143,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,650 | $142,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 14,485 | $142,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 12,635 | $142,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,235 | $141,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,793 | $141,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,800 | $139,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 12,395 | $138,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 14,376 | $138,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,504 | $137,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 63,500 | $137,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,480 | $137,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 13,662 | $136,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 128,900 | $135,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,927 | $135,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,387 | $134,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,407 | $134,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 15,689 | $133,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,998 | $133,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,731 | $133,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 27,694 | $133,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 52,752 | $132,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 15,998 | $132,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,100 | $131,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,500 | $131,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 23,946 | $131,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 30,166 | $131,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 23,938 | $130,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,296 | $130,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,819 | $130,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,600 | $129,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,517 | $129,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,734 | $129,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 26,787 | $129,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 231,027 | $129,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,968 | $129,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 20,376 | $129,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055ESC206 | Bond | 2,575,000 | $129,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,000 | $128,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 151,938 | $128,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,805 | $127,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 17,810 | $126,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 46,700 | $126,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 33,600 | $126,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 197,700 | $125,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 71,315 | $125,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 14,807 | $124,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 40,501 | $124,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,197 | $122,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 26,598 | $122,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,305 | $122,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 119,771 | $121,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 13,762 | $121,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,102 | $117,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,532 | $117,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 14,549 | $117,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,102 | $116,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 36,993 | $115,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 84,458 | $115,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 11,093 | $114,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 125,780 | $113,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,911 | $113,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 36,400 | $113,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 54,300 | $112,000 | thousands by filing date | call |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 14,584 | $111,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 32,949 | $110,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,215 | $110,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 19,557 | $109,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,661 | $109,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 21,115 | $109,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 42,002 | $109,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 14,683 | $108,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 43,890 | $108,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 54,338 | $108,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,043 | $107,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,283 | $107,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 11,667 | $107,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 75,000 | $107,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 11,609 | $106,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,387 | $106,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 10,462 | $106,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 37,100 | $106,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 99,000 | $105,000 | thousands by filing date | call |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 41,000 | $105,000 | thousands by filing date | principal |
| OVASCIENCE INC | 69014Q101 | COM | 10,959 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,255 | $103,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 39,500 | $102,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 15,323 | $102,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 12,100 | $101,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 12,447 | $100,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 79,000 | $100,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 97,103 | $100,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 23,406 | $99,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,082 | $98,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,776 | $98,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,170 | $98,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 29,611 | $97,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,867 | $97,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,500 | $95,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 76,653 | $95,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,930 | $95,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,000 | $94,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,900 | $93,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,700 | $93,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,001 | $92,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 118,533 | $91,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,448 | $90,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 24,101 | $90,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 21,237 | $90,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 285,600 | $89,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 12,983 | $89,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 190,006 | $88,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 22,400 | $87,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 15,918 | $87,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 10,937 | $87,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,183 | $86,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,712 | $86,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 576,400 | $86,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 21,000 | $86,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,454 | $85,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,200 | $85,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 45,127 | $85,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 12,592 | $85,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,906 | $84,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 43,218 | $84,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 31,503 | $84,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,154 | $83,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 12,090 | $82,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 14,230 | $81,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 133,793 | $81,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,725 | $81,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 10,443 | $81,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 10,635 | $80,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 37,811 | $80,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,707 | $79,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 61,000 | $79,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,158 | $79,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,713 | $78,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,465 | $77,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 20,820 | $77,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 42,901 | $76,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 12,450 | $76,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,920 | $74,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 42,103 | $74,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 12,623 | $73,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 28,020 | $73,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 42,704 | $73,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,259 | $72,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,788 | $72,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 30,592 | $72,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,243 | $71,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 31,227 | $69,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,055 | $68,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 25,338 | $68,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 325,800 | $68,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 13,354 | $68,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 46,713 | $67,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,357 | $67,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 63,578 | $67,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 158,382 | $67,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 70,438 | $67,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 12,882 | $66,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,020 | $65,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $65,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 43,377 | $64,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,227 | $63,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 23,501 | $63,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,500 | $62,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,205 | $62,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 10,682 | $62,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,852 | $60,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 40,000 | $60,000 | thousands by filing date | principal |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 23,800 | $60,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,262 | $59,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,658 | $59,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,690 | $58,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 62,300 | $58,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,475 | $57,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,149 | $56,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 11,530 | $56,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 12,812 | $56,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,805 | $55,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 16,450 | $54,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 52,782 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 55,000 | $53,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,582 | $52,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,201 | $51,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,400 | $51,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,181 | $51,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 14,276 | $51,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 17,136 | $51,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,172 | $51,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,038 | $51,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 25,700 | $51,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 43,002 | $50,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 101,915 | $50,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 152,930 | $50,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 29,450 | $49,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 12,312 | $49,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,200 | $49,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 13,312 | $49,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 51,600 | $49,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 149,200 | $48,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 10,400 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-16-000014 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001462284-16-000017 | base | 2016-08-12 | acceptance time not in the bulk data set |