13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-18, with 1,510 holding rows worth $8,864,972,000.
- Accession
- 0001454027-21-000002
- Filer
- CIK 1454027
- Filed
- 2021-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,672 entries on the cover page, a total value of $8,864,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,864,972,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMIRABELLA FINANCIAL SERVICES LLP
- included managerDeepCurrents Investment Group LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 220,281 | $681,567,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 220,000 | $680,698,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,724,900 | $439,367,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,700,841 | $433,238,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,400,726 | $412,556,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,399,000 | $412,047,000 | thousands by filing date | put |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 52,416,000 | $232,989,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 522,500 | $207,082,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 500,000 | $176,240,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 499,522 | $176,072,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 623,600 | $141,389,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 1,103,929 | $134,845,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,100,000 | $134,365,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,500,000 | $130,770,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 536,800 | $113,732,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 451,480 | $95,655,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 31,407,000 | $91,763,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 17,988,000 | $77,989,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 15,313,000 | $73,548,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 301,033 | $73,103,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 300,000 | $72,852,000 | thousands by filing date | put |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 30,705,000 | $72,752,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 207,700 | $66,283,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 49,500,000 | $51,449,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,035,100 | $50,699,000 | thousands by filing date | call |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 21,360,000 | $50,450,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 22,720 | $46,860,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,907,000 | $39,729,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 470,313 | $38,388,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 200,000 | $36,350,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 509,722 | $34,024,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 25,883,000 | $33,874,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 31,000,000 | $32,968,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 846,660 | $30,691,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,369,300 | $29,015,000 | thousands by filing date | put |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 8,882,000 | $27,916,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 435,867 | $27,895,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 179,900 | $27,509,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 104,200 | $27,500,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $27,013,000 | thousands by filing date | call |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 12,079,000 | $26,649,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 167,005 | $25,923,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 15,661,000 | $25,792,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 12,421,000 | $25,098,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 215,100 | $24,291,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 253,407 | $23,574,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 263,769 | $23,267,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 151,808 | $23,213,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 149,900 | $22,921,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 23,797,000 | $22,837,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 123,900 | $22,105,000 | thousands by filing date | call |
| QIAGEN NV | N72482123 | SHS NEW | 453,900 | $22,100,000 | thousands by filing date | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 22,405,000 | $21,971,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 57,500 | $21,809,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 99,475 | $21,576,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,500,000 | $20,391,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 835,101 | $20,335,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,600 | $20,054,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 7,303,000 | $20,033,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 160,100 | $19,836,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 482,400 | $19,600,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 224,086 | $19,536,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 19,000,000 | $18,976,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 450,548 | $18,747,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 72,164 | $18,436,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 17,500,000 | $18,165,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 30,389 | $18,089,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 211,636 | $17,930,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 204,900 | $17,863,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 133,459 | $17,830,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 356,100 | $17,705,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 95,400 | $17,020,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $17,005,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 125,000 | $16,883,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 335,500 | $16,681,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 277,513 | $16,262,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,387,598 | $16,249,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 359,100 | $15,606,000 | thousands by filing date | call |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 474,456 | $15,543,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 1,498,000 | $15,369,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 157,650 | $15,257,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 122,100 | $15,128,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 118,560 | $14,879,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 319,539 | $14,366,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 275,000 | $14,344,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 14,579,000 | $14,251,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 7,935,000 | $13,970,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 78,144 | $13,942,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 11,384,000 | $13,549,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 7,342,000 | $13,546,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 1,285,600 | $13,409,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 153,131 | $13,353,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 146,718 | $13,018,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13,500,000 | $13,011,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 317,800 | $12,912,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 215,095 | $12,519,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 20,000 | $12,347,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 69,872 | $12,335,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 8,463,000 | $12,229,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 398,307 | $12,017,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 345,000 | $11,968,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 1,202,907 | $11,933,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,071,900 | $11,748,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,524,000 | $11,664,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 7,486,000 | $11,543,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,549,000 | $11,418,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 136,308 | $11,203,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 11,843,000 | $11,154,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 9,310,000 | $11,143,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 310,000 | $10,754,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 471,332 | $10,728,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 10,306,000 | $10,654,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 50,000 | $10,594,000 | thousands by filing date | call |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 7,973,000 | $10,425,000 | thousands by filing date | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 400,000 | $10,048,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,800,000 | $9,984,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 875,500 | $9,377,000 | thousands by filing date | call |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,061,000 | $9,350,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 8,091,000 | $9,305,000 | thousands by filing date | principal |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 908,363 | $9,274,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 36,200 | $9,155,000 | thousands by filing date | call |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 8,931,000 | $8,998,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707106 | COM | 928,445 | $8,987,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 263,072 | $8,926,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 5,217,000 | $8,908,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 567,101 | $8,903,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 65,533 | $8,558,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 865,000 | $8,356,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 4,944,000 | $8,252,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 108,294 | $8,226,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,480,000 | $8,217,000 | thousands by filing date | principal |
| NISOURCE INC COM | 65473P105 | Stock | 340,274 | $8,204,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 92,166 | $8,124,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 218,823 | $8,059,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 263,397 | $7,973,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 817,981 | $7,959,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 122,516 | $7,918,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 795,122 | $7,832,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,534,000 | $7,806,000 | thousands by filing date | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 8,632,000 | $7,747,000 | thousands by filing date | principal |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 375,463 | $7,509,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 152,800 | $7,484,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 29,500 | $7,460,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 7,749,000 | $7,405,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 181,829 | $7,388,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,123,896 | $7,247,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45,200 | $7,179,000 | thousands by filing date | put |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 240,134 | $7,173,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 73,056 | $7,170,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 390,000 | $6,895,000 | thousands by filing date | call |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 700,563 | $6,859,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 686,183 | $6,718,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 4,794,000 | $6,685,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 4,362,000 | $6,589,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 97,500 | $6,512,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,100 | $6,429,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,100 | $6,429,000 | thousands by filing date | call |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 4,740,000 | $6,307,000 | thousands by filing date | principal |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 27,472 | $6,288,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 586,833 | $6,285,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,816,000 | $6,180,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 17,135 | $6,151,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 770,887 | $6,098,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 627,341 | $6,098,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 612,698 | $6,096,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 135,000 | $5,905,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 609,441 | $5,893,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 593,250 | $5,873,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 546,200 | $5,850,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 6,700,000 | $5,815,000 | thousands by filing date | principal |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 184,200 | $5,758,000 | thousands by filing date | put |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 590,335 | $5,738,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 96,429 | $5,711,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,507,000 | $5,628,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 135,742 | $5,567,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 564,400 | $5,548,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 195,085 | $5,515,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 72,656 | $5,494,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 305,000 | $5,481,000 | thousands by filing date | call |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 550,000 | $5,473,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 68,509 | $5,429,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 171,393 | $5,418,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 556,029 | $5,382,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 69,847 | $5,381,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 555,327 | $5,381,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 58,609 | $5,355,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 4,675,000 | $5,338,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 538,368 | $5,335,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 539,539 | $5,331,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 169,500 | $5,299,000 | thousands by filing date | call |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 5,695,000 | $5,285,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 265,661 | $5,247,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 521,989 | $5,121,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 36,560 | $5,104,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 520,228 | $5,062,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 506,816 | $5,043,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 502,906 | $5,029,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 506,816 | $5,028,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 20,675 | $4,998,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 99,928 | $4,968,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 97,707 | $4,962,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 77,355 | $4,959,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 105,271 | $4,957,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 416,717 | $4,951,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 40,625 | $4,901,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 85,000 | $4,834,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 97,602 | $4,781,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 477,508 | $4,766,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 471,056 | $4,757,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 482,392 | $4,756,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 4,154,000 | $4,751,000 | thousands by filing date | principal |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 477,908 | $4,736,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 159,641 | $4,722,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 475,000 | $4,703,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 220,000 | $4,662,000 | thousands by filing date | call |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 466,454 | $4,645,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 94,536 | $4,637,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 10,000,000 | $4,627,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 11,550 | $4,578,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 467,670 | $4,574,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 455,741 | $4,567,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,888 | $4,566,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 57,500 | $4,514,000 | thousands by filing date | put |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 462,016 | $4,505,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 73,553 | $4,321,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 150,000 | $4,241,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 427,573 | $4,229,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 415,884 | $4,196,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,888 | $4,130,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 425,000 | $4,123,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 33,162 | $4,109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 61,892 | $4,106,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 73,209 | $4,094,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 63,709 | $4,072,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 413,900 | $4,058,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 397,692 | $4,056,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 402,908 | $4,005,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 399,918 | $3,987,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 25,000 | $3,971,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 3,705,000 | $3,971,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 468,031 | $3,969,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 400,922 | $3,965,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 90,800 | $3,946,000 | thousands by filing date | put |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 142,179 | $3,945,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 399,900 | $3,903,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 400,000 | $3,896,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 134,572 | $3,881,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 400,000 | $3,864,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,565,000 | $3,841,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 171,541 | $3,832,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 980,338 | $3,814,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 102,264 | $3,765,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 387,269 | $3,753,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 14,200 | $3,748,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 58,200 | $3,727,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 58,200 | $3,727,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 18,440 | $3,719,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 383,072 | $3,716,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,000 | $3,702,000 | thousands by filing date | call |
| POWERED BRANDS | G7209M108 | COM | 379,659 | $3,683,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 174,785 | $3,657,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 367,603 | $3,643,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 375,000 | $3,630,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 364,539 | $3,628,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 261,504 | $3,590,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 357,269 | $3,551,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 348,339 | $3,536,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 352,906 | $3,508,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 352,907 | $3,505,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,024,000 | $3,485,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 41,061 | $3,422,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 34,170 | $3,416,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100,000 | $3,405,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 192,608 | $3,405,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 116,726 | $3,393,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,000 | $3,391,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 79,413 | $3,390,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,792,000 | $3,382,000 | thousands by filing date | principal |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 350,000 | $3,378,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 332,269 | $3,373,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 229,301 | $3,350,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 341,514 | $3,350,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 329,699 | $3,297,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 383,748 | $3,296,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21,934 | $3,293,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 332,630 | $3,293,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 150,000 | $3,291,000 | thousands by filing date | call |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 321,125 | $3,244,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,111,680 | $3,235,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 325,000 | $3,211,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 322,907 | $3,210,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 322,269 | $3,206,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,472,000 | $3,201,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 45,555 | $3,196,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 109,246 | $3,183,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,321 | $3,177,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 83,000 | $3,172,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 129,207 | $3,172,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 325,150 | $3,121,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 308,270 | $3,070,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 106,682 | $3,067,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 70,229 | $3,024,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 21,426 | $3,023,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 22,798 | $3,023,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 18,381 | $3,018,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 275,200 | $3,016,000 | thousands by filing date | put |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 302,908 | $3,011,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 308,627 | $2,978,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 26,520 | $2,974,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 300,000 | $2,970,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11,447 | $2,966,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 2,589,000 | $2,964,000 | thousands by filing date | principal |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 298,731 | $2,958,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 33,523 | $2,949,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 42,500 | $2,906,000 | thousands by filing date | put |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 300,000 | $2,895,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 28,945 | $2,863,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 228,700 | $2,854,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 48,325 | $2,853,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 365,575 | $2,851,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 28,653 | $2,847,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 283,158 | $2,843,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 271,800 | $2,835,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 180,500 | $2,834,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 122,600 | $2,830,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 2,589,000 | $2,823,000 | thousands by filing date | principal |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 292,118 | $2,822,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 281,747 | $2,815,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 289,489 | $2,814,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,932 | $2,813,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 64,718 | $2,808,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,200 | $2,796,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 277,052 | $2,768,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 284,394 | $2,761,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 275,291 | $2,753,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 40,000 | $2,750,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 274,225 | $2,750,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 2,000,000 | $2,748,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 133,064 | $2,741,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 71,400 | $2,728,000 | thousands by filing date | put |
| GORES METROPOULOS II INC | 382873107 | CL A | 275,863 | $2,706,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,733 | $2,677,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 73,399 | $2,664,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 100,000 | $2,658,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,000,000 | $2,649,000 | thousands by filing date | principal |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 264,169 | $2,644,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 257,437 | $2,634,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 267,900 | $2,631,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 157,019 | $2,610,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 264,200 | $2,589,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 37,718 | $2,582,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 257,270 | $2,571,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,552 | $2,566,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,341,100 | $2,552,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 258,616 | $2,547,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 251,437 | $2,540,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 257,270 | $2,535,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 252,270 | $2,533,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 106,731 | $2,527,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 258,457 | $2,525,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 257,832 | $2,524,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 252,908 | $2,512,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 252,908 | $2,509,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 252,908 | $2,504,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 252,908 | $2,499,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 250,000 | $2,483,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 248,812 | $2,481,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 248,410 | $2,479,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 42,445 | $2,460,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,000 | $2,453,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 105,000 | $2,434,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 250,597 | $2,431,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 102,400 | $2,431,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 244,093 | $2,414,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 250,000 | $2,403,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 52,600 | $2,399,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,080,000 | $2,341,000 | thousands by filing date | principal |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 234,855 | $2,318,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 67,457 | $2,289,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,000,000 | $2,277,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 26,855 | $2,275,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 228,800 | $2,274,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 18,254 | $2,251,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,925,000 | $2,249,000 | thousands by filing date | principal |
| ARVINAS INC | 04335A105 | COM | 33,999 | $2,247,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 58,748 | $2,245,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 227,189 | $2,245,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 228,763 | $2,235,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 45,572 | $2,217,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 539,051 | $2,199,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,100 | $2,192,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 227,729 | $2,186,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 2,000,000 | $2,179,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 220,642 | $2,171,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 122,016 | $2,165,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 220,157 | $2,149,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 215,408 | $2,143,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,000 | $2,140,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 213,296 | $2,129,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 53,499 | $2,120,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 199,096 | $2,104,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,883 | $2,093,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 91,900 | $2,089,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 205,816 | $2,064,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8,157 | $2,063,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 41,632 | $2,062,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,500 | $2,055,000 | thousands by filing date | call |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 207,270 | $2,052,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 209,247 | $2,046,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,564 | $2,041,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 196,416 | $2,033,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 202,908 | $2,023,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 202,908 | $2,019,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 199,312 | $1,999,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 200,000 | $1,992,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 200,000 | $1,990,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 200,000 | $1,984,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 200,100 | $1,981,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,800,000 | $1,973,000 | thousands by filing date | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 77,677 | $1,972,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 1,500,000 | $1,965,000 | thousands by filing date | principal |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 200,000 | $1,960,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 21,957 | $1,949,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,287 | $1,944,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 200,000 | $1,944,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 194,070 | $1,941,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 199,061 | $1,939,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,759,000 | $1,936,000 | thousands by filing date | principal |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 200,000 | $1,936,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 190,796 | $1,935,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,371 | $1,930,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,499,000 | $1,916,000 | thousands by filing date | principal |
| INSU ACQUISITION CORP III | 457817104 | CMN | 192,374 | $1,914,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 38,163 | $1,905,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 46,583 | $1,901,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 196,417 | $1,890,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 27,500 | $1,880,000 | thousands by filing date | call |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 191,809 | $1,876,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 9,950 | $1,871,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 186,833 | $1,867,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 187,270 | $1,863,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 58,428 | $1,858,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 191,410 | $1,857,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 55,000 | $1,853,000 | thousands by filing date | call |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 186,113 | $1,846,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 184,158 | $1,842,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 23,840 | $1,820,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 88,757 | $1,818,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,900 | $1,801,000 | thousands by filing date | put |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 184,476 | $1,799,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 1,218,000 | $1,789,000 | thousands by filing date | principal |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 179,273 | $1,787,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 27,408 | $1,786,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 175,210 | $1,785,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 177,908 | $1,777,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 172,446 | $1,759,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 20,950 | $1,742,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 181,150 | $1,737,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 726,000 | $1,733,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,582,000 | $1,731,000 | thousands by filing date | principal |
| ATOTECH LTD | G0625A105 | COM | 85,495 | $1,731,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 7,998 | $1,730,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,000,000 | $1,726,000 | thousands by filing date | principal |
| QIAGEN NV | N72482123 | SHS NEW | 35,200 | $1,714,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 22,344 | $1,695,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 21,663 | $1,682,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 29,100 | $1,674,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T102 | COM | 171,318 | $1,674,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 165,262 | $1,661,000 | thousands by filing date | |
| BEST INC | 08653CAB2 | NOTE 1.750%10/0 | 2,652,000 | $1,658,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 226,965 | $1,652,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 53,991 | $1,637,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 159,300 | $1,634,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 25,000 | $1,630,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 168,000 | $1,621,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,715 | $1,620,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 165,100 | $1,620,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 525,000 | $1,612,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 33,776 | $1,610,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,833 | $1,607,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 338 | $1,592,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 117,938 | $1,571,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,807 | $1,565,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 157,269 | $1,565,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 157,292 | $1,551,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 69,889 | $1,545,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,878 | $1,544,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 155,716 | $1,544,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,505,000 | $1,536,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 26,927 | $1,535,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 18,155 | $1,530,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 122,583 | $1,530,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,841 | $1,528,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 152,908 | $1,522,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 27,006 | $1,508,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 150,000 | $1,496,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 124,900 | $1,493,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 13,405 | $1,491,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 150,000 | $1,483,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 49,178 | $1,480,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454027-21-000002 | this filing | 2021-05-18 | acceptance time not in the bulk data set |