13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,056 holding rows worth $11,379,183,000.
- Accession
- 0001454027-21-000001
- Filer
- CIK 1454027
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,131 entries on the cover page, a total value of $11,379,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,379,183,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMIRABELLA FINANCIAL SERVICES LLP028-20053
- included managerDeepCurrents Investment Group LLC028-19350
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 205,448 | $669,130,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 205,000 | $667,671,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 3,299,900 | $437,864,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,299,900 | $437,864,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,401,425 | $382,813,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,400,000 | $382,424,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,724,900 | $369,232,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,703,874 | $364,731,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 580,000 | $313,623,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 580,000 | $313,623,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 663,600 | $248,107,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 21,831,000 | $213,930,000 | thousands by filing date | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 52,416,000 | $207,667,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 769,000 | $178,969,000 | thousands by filing date | call |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 39,417,000 | $164,427,000 | thousands by filing date | principal |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 3,775,000 | $142,959,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,700,000 | $120,887,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 895,900 | $117,766,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,281,266 | $117,505,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 450,000 | $105,390,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 450,000 | $105,390,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 445,300 | $103,635,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 442,500 | $98,470,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,050,000 | $96,296,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 431,352 | $95,941,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 427,255 | $95,077,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,127,451 | $94,386,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 250,000 | $94,195,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 250,000 | $94,195,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 3,000,000 | $90,540,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 400,000 | $88,968,000 | thousands by filing date | put |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 31,407,000 | $88,055,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 355,502 | $82,736,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 514,213 | $78,335,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 500,000 | $76,170,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42,657 | $74,762,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 15,313,000 | $73,164,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40,000 | $70,106,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 531,792 | $69,904,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,067,055 | $65,795,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 886,405 | $64,672,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 18,080,000 | $62,704,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 581,400 | $62,297,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 997,500 | $61,506,000 | thousands by filing date | put |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 18,561,000 | $57,936,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 369,500 | $52,384,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 935,041 | $51,586,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,009,667 | $50,301,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,000,000 | $49,820,000 | thousands by filing date | put |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 549,994 | $45,595,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,907,000 | $42,064,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 17,585,000 | $37,399,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 509,900 | $37,202,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 261,800 | $37,115,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200,000 | $35,672,000 | thousands by filing date | call |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 28,798,000 | $35,660,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 14,463,000 | $35,496,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150,000 | $32,436,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150,000 | $32,436,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 250,286 | $31,506,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 250,000 | $31,470,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 500,200 | $31,423,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 719,300 | $30,369,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 267,525 | $29,331,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 201,620 | $27,850,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 259,200 | $27,773,000 | thousands by filing date | call |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 12,079,000 | $27,493,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 194,000 | $27,311,000 | thousands by filing date | put |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,195,100 | $27,165,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 510,300 | $26,969,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,231,472 | $26,649,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,128,083 | $26,516,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 11,360,000 | $25,764,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 149,900 | $25,556,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 24,797,000 | $25,432,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 156,100 | $25,049,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 283,800 | $24,776,000 | thousands by filing date | put |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 16,915,600 | $23,678,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150,101 | $23,452,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 364,945 | $22,550,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 986,200 | $22,416,000 | thousands by filing date | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 21,651,000 | $21,906,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 193,446 | $21,486,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 509,300 | $21,294,000 | thousands by filing date | call |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 4,000,000 | $20,757,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 89,200 | $19,850,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 125,800 | $19,655,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 388,874 | $19,440,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 10,484,000 | $19,403,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 112,700 | $19,214,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 160,000 | $19,192,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 261,600 | $19,086,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 81,784 | $18,963,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 8,514,000 | $18,613,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 117,300 | $18,327,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 19,000,000 | $17,154,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 300,000 | $16,452,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 300,000 | $16,452,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 43,600 | $16,301,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 127,775 | $16,280,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 15,410,000 | $15,706,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 94,700 | $15,197,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 134,600 | $15,187,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 134,600 | $15,187,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 7,303,000 | $14,884,000 | thousands by filing date | principal |
| OGE ENERGY CORP | 670837103 | COM | 451,349 | $14,380,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 10,001,000 | $14,178,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 11,384,000 | $14,142,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 7,935,000 | $13,926,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 267,900 | $13,392,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 66,800 | $13,097,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 233,955 | $12,987,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 140,000 | $12,839,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,500,000 | $12,756,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 245,924 | $12,473,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 526,945 | $12,088,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,549,000 | $11,896,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 6,486,000 | $11,825,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 134,585 | $11,802,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 784,175 | $11,743,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 11,234,000 | $11,238,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 83,000 | $11,193,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,037,270 | $10,736,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10,830,000 | $10,637,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 8,091,000 | $10,509,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 245,000 | $10,243,000 | thousands by filing date | put |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 8,901,000 | $10,184,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 485,805 | $10,182,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 310,238 | $10,154,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 104,368 | $10,004,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 165,300 | $9,923,000 | thousands by filing date | put |
| Shopify Inc | 82509LAA5 | Convertible bond | 8,278,000 | $9,797,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 31,000 | $9,726,000 | thousands by filing date | put |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 7,925,000 | $9,597,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 305,000 | $9,336,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 100,000 | $9,326,000 | thousands by filing date | put |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,061,000 | $9,207,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,184,000 | $9,040,000 | thousands by filing date | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 10,679,000 | $9,024,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 5,583,000 | $8,920,000 | thousands by filing date | principal |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 854,900 | $8,891,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 844,908 | $8,871,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 177,500 | $8,836,000 | thousands by filing date | call |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,375,000 | $8,797,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 283,404 | $8,669,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 8,506,000 | $8,666,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 102,722 | $8,403,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 6,579,000 | $8,286,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 739,539 | $8,246,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11,500 | $8,115,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 10,437,000 | $8,098,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,200 | $8,078,000 | thousands by filing date | put |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 777,908 | $8,044,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,181,100 | $8,031,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 69,969 | $7,968,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47,001 | $7,936,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 267,400 | $7,883,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 447,063 | $7,815,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 38,236 | $7,611,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 31,500 | $7,485,000 | thousands by filing date | call |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 707,833 | $7,397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 204,000 | $7,348,000 | thousands by filing date | call |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 5,267,000 | $7,276,000 | thousands by filing date | principal |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 701,193 | $7,257,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 6,323,000 | $7,111,000 | thousands by filing date | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 325,765 | $7,072,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 663,822 | $6,910,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 671,054 | $6,905,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 21,469 | $6,893,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 646,158 | $6,817,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 60,459 | $6,771,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 657,319 | $6,764,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 109,017 | $6,756,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 5,000,000 | $6,693,000 | thousands by filing date | principal |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 631,495 | $6,568,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33,338 | $6,479,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 632,270 | $6,462,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 75,267 | $6,392,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,241,323 | $6,353,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 75,000 | $6,334,000 | thousands by filing date | call |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 132,500 | $6,266,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 122,894 | $6,118,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,816,000 | $6,094,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 180,710 | $6,074,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 229,210 | $5,985,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 559,669 | $5,742,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 14,800 | $5,740,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 282,621 | $5,706,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 546,002 | $5,678,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 94,476 | $5,671,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 117,142 | $5,615,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 338,034 | $5,547,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 6,208,000 | $5,385,000 | thousands by filing date | principal |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 507,268 | $5,230,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 518,930 | $5,194,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 496,040 | $5,184,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 5,671,000 | $5,165,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 32,247 | $5,121,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 85,300 | $5,121,000 | thousands by filing date | call |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 165,628 | $5,018,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 37,672 | $5,007,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 476,375 | $4,992,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 443,874 | $4,985,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 291,708 | $4,942,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 32,259 | $4,932,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 158,129 | $4,891,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 383,325 | $4,841,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 174,999 | $4,825,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 4,453,000 | $4,819,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,507,000 | $4,803,000 | thousands by filing date | principal |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 463,661 | $4,776,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 143,297 | $4,680,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 77,544 | $4,653,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 61,797 | $4,646,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 4,154,000 | $4,640,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 308,900 | $4,626,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 1,113,988 | $4,623,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 101,156 | $4,611,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 446,200 | $4,596,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 434,731 | $4,582,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 420,562 | $4,542,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 435,000 | $4,524,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 127,038 | $4,484,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 237,690 | $4,438,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71,895 | $4,368,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 211,113 | $4,332,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 88,565 | $4,315,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85,000 | $4,249,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 220,779 | $4,248,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 400,000 | $4,164,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 32,581 | $4,148,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 57,893 | $4,140,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 111,204 | $4,107,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 387,403 | $4,064,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 119,724 | $4,038,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,268,000 | $3,993,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 365,500 | $3,980,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 379,341 | $3,964,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 36,337 | $3,962,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 362,500 | $3,962,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 1,835,000 | $3,961,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 374,905 | $3,858,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 357,767 | $3,828,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 357,740 | $3,810,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,000,000 | $3,807,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 18,139 | $3,776,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 371,450 | $3,755,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,700 | $3,730,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 298,582 | $3,714,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 145,560 | $3,707,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 341,874 | $3,696,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 360,708 | $3,643,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 36,316 | $3,639,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 345,520 | $3,628,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 20,372 | $3,624,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 42,200 | $3,614,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,777,000 | $3,603,000 | thousands by filing date | principal |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 350,000 | $3,570,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 350,000 | $3,539,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 341,550 | $3,515,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 30,770 | $3,503,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 45,976 | $3,467,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 53,053 | $3,455,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 277,828 | $3,417,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 299,642 | $3,416,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 58,460 | $3,411,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 72,279 | $3,393,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 89,100 | $3,385,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 62,800 | $3,319,000 | thousands by filing date | put |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 310,801 | $3,304,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 115,413 | $3,295,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 41,784 | $3,266,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 322,271 | $3,229,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,472,000 | $3,228,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 63,379 | $3,213,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 73,454 | $3,197,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 301,454 | $3,195,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 46,780 | $3,187,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 989,602 | $3,187,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 60,000 | $3,171,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 36,137 | $3,153,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,083 | $3,146,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 94,039 | $3,113,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 215,000 | $3,085,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 175,539 | $3,075,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 72,024 | $3,042,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 40,436 | $3,041,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 517,247 | $3,010,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 286,691 | $2,996,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 50,000 | $2,994,000 | thousands by filing date | call |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 275,000 | $2,981,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,024,000 | $2,950,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 69,600 | $2,940,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 274,062 | $2,933,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 58,200 | $2,900,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 266,990 | $2,870,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 126,800 | $2,867,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7,630 | $2,853,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 60,998 | $2,842,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 109,585 | $2,839,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 259,055 | $2,805,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 258,221 | $2,776,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 36,391 | $2,769,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 58,200 | $2,767,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 23,767 | $2,765,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 1,861,000 | $2,747,000 | thousands by filing date | principal |
| NERDY INC CL A COM | G8990Y103 | Stock | 247,082 | $2,743,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 56,492 | $2,742,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 294,590 | $2,722,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 89,366 | $2,709,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,653,000 | $2,705,000 | thousands by filing date | principal |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 200,179 | $2,702,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 46,700 | $2,694,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,000,000 | $2,694,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 87,807 | $2,688,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 95,000 | $2,679,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 250,000 | $2,675,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 250,000 | $2,650,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 123,107 | $2,636,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 255,654 | $2,628,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 154,600 | $2,620,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 250,171 | $2,604,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 250,000 | $2,575,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 69,900 | $2,573,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 133,870 | $2,572,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 28,392 | $2,560,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,155 | $2,558,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 232,308 | $2,555,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,306,000 | $2,549,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 29,700 | $2,544,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 21,187 | $2,543,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 50,273 | $2,537,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 245,300 | $2,534,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 539,651 | $2,526,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,028 | $2,519,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,734 | $2,511,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,760 | $2,486,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 225,114 | $2,454,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 21,122 | $2,448,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,000 | $2,439,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 180,735 | $2,429,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,090 | $2,428,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 219,669 | $2,427,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 34,975 | $2,397,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,829 | $2,394,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,105 | $2,383,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 232,230 | $2,357,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 210,165 | $2,316,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 225,156 | $2,285,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 56,699 | $2,276,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,364 | $2,225,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15,000 | $2,216,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,882 | $2,207,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 54,461 | $2,205,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 209,307 | $2,204,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,239 | $2,188,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 207,270 | $2,176,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 28,425 | $2,153,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,583,000 | $2,147,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 67,457 | $2,145,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 51,836 | $2,125,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 200,000 | $2,120,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,500,000 | $2,119,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 22,630 | $2,101,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,524 | $2,094,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 37,264 | $2,094,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 196,460 | $2,094,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 192,183 | $2,085,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 200,000 | $2,082,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 200,255 | $2,081,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,792,000 | $2,060,000 | thousands by filing date | principal |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 200,000 | $2,060,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,335 | $2,029,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 200,000 | $2,020,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,643 | $1,984,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 52,855 | $1,974,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 88,595 | $1,970,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 53,993 | $1,966,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,500,000 | $1,964,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 17,975 | $1,959,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 48,096 | $1,924,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 1,500,000 | $1,913,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 301,880 | $1,905,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 80,000 | $1,898,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 175,333 | $1,892,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,104 | $1,887,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 184,476 | $1,887,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,822,400 | $1,881,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $1,866,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 225,640 | $1,859,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,046 | $1,832,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 47,552 | $1,827,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 64,010 | $1,827,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 170,100 | $1,825,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,454,000 | $1,823,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 55,417 | $1,794,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 160,099 | $1,790,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 800 | $1,782,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 11,352 | $1,780,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,351 | $1,776,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 229,834 | $1,754,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 111,694 | $1,747,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 24,157 | $1,745,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100,000 | $1,710,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 98,600 | $1,707,000 | thousands by filing date | put |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 97,066 | $1,695,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 53,000 | $1,689,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 133,160 | $1,683,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 166,094 | $1,681,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 17,908 | $1,675,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 45,113 | $1,673,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 162,180 | $1,670,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,354 | $1,661,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 20,774 | $1,661,000 | thousands by filing date | |
| BEST INC | 08653CAB2 | NOTE 1.750%10/0 | 2,521,000 | $1,656,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 240,519 | $1,636,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 52,869 | $1,621,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 37,438 | $1,619,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 157,270 | $1,604,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 51,835 | $1,603,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 42,500 | $1,576,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 25,205 | $1,564,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,493 | $1,556,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 21,533 | $1,556,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 32,500 | $1,545,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 73,927 | $1,531,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 23,400 | $1,530,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 4,004 | $1,517,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 124,665 | $1,510,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 45,000 | $1,485,000 | thousands by filing date | call |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 138,594 | $1,465,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 16,642 | $1,463,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,338 | $1,459,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,505,000 | $1,457,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 100,000 | $1,456,000 | thousands by filing date | call |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 141,920 | $1,456,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 257,387 | $1,452,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,379 | $1,428,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 60,000 | $1,424,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 3,452 | $1,416,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 57,354 | $1,410,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 48,772 | $1,403,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,453 | $1,397,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 31,736 | $1,385,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,990 | $1,380,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,350 | $1,373,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 14,568 | $1,370,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,583 | $1,354,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 196,754 | $1,350,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 23,911 | $1,334,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 10,912 | $1,326,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 12,662 | $1,323,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 170,000 | $1,312,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 33,877 | $1,309,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 25,000 | $1,300,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 27,786 | $1,294,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,980 | $1,283,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 130,000 | $1,283,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 124,519 | $1,275,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 125,549 | $1,274,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 118,691 | $1,271,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,632 | $1,270,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 29,100 | $1,259,000 | thousands by filing date | call |
| GAN LTD | G3728V109 | SHS | 62,000 | $1,257,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,000,000 | $1,255,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 75,542 | $1,245,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 9,558 | $1,241,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 1,000,000 | $1,229,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 12,978 | $1,227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,600 | $1,223,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 33,627 | $1,218,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 79,664 | $1,218,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 65,286 | $1,211,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,044 | $1,209,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 172,772 | $1,209,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 45,645 | $1,206,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 50,000 | $1,204,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 10,047 | $1,203,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12,023 | $1,200,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12,618 | $1,196,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 25,000 | $1,189,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 12,908 | $1,160,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,000,000 | $1,142,000 | thousands by filing date | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,382 | $1,141,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 15,500 | $1,139,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,024 | $1,119,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,419 | $1,116,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 163,200 | $1,110,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 1,000,000 | $1,107,000 | thousands by filing date | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 2,687 | $1,097,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,000,000 | $1,090,000 | thousands by filing date | principal |
| SIGNATURE BANK | 82669G104 | COM | 7,901 | $1,069,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 100,000 | $1,061,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 258 | $1,053,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 105,211 | $1,053,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,434 | $1,052,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 20,883 | $1,045,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 100,000 | $1,045,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 15,549 | $1,043,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,828 | $1,042,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454027-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-21-000873 | added | 2021-02-18 | acceptance time not in the bulk data set |