13F-HR filed by Verition Fund Management LLC
Verition Fund Management LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 561 holding rows worth $2,533,190,000.
- Accession
- 0001454027-20-000002
- Filer
- CIK 1454027
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 521 entries on the cover page, a total value of $2,533,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,533,190,000 with VALUE read as thousands by filing date, 13F file number 028-13309. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMIRABELLA FINANCIAL SERVICES LLP028-20053
- included managerDeepCurrents Investment Group LLC028-19350
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 1,386,700 | $245,585,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 930,300 | $112,864,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 88,467,000 | $98,192,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 758,900 | $92,070,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 2,000,000 | $81,720,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 599,668 | $69,184,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,000,000 | $50,260,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 644,400 | $49,097,000 | thousands by filing date | put |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 992,925 | $48,395,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 239,400 | $42,398,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 554,400 | $42,240,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 2,319,900 | $40,273,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 13,315,000 | $36,192,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,966,000 | $35,344,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 272,900 | $35,341,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 561,400 | $33,353,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 971,061 | $31,715,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 229,100 | $29,668,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,000,000 | $29,090,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,015,773 | $28,452,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 22,298,000 | $28,136,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 230,196 | $27,927,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 200,830 | $26,335,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 200,000 | $26,226,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 242,243 | $23,401,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 240,000 | $23,184,000 | thousands by filing date | put |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 20,644,000 | $22,654,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 14,735,000 | $22,403,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 20,154,000 | $21,334,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 105,800 | $20,144,000 | thousands by filing date | call |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 19,422,000 | $19,786,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 13,143,000 | $18,527,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 15,618,000 | $18,510,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 300,200 | $17,835,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 15,000,000 | $17,325,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 990,700 | $17,199,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17,000,000 | $16,930,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 21,598,000 | $16,576,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 215,000 | $16,381,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 89,137 | $16,297,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,071,016 | $14,748,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 17,623,000 | $14,396,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 255,500 | $14,242,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 108,400 | $14,184,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 95,000 | $13,870,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 14,036,000 | $13,562,000 | thousands by filing date | principal |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 244,877 | $12,822,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 119,767 | $12,782,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,275,000 | $12,578,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 13,098,000 | $12,459,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 1,783,600 | $11,879,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 4,658,000 | $10,834,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 128,000 | $10,125,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,907,000 | $10,124,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 119,700 | $9,969,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 117,800 | $9,883,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 6,063,000 | $8,689,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100,308 | $8,476,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 96,702 | $8,422,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,400 | $8,351,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AB5 | BOND | 7,795,000 | $8,250,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 279,648 | $8,222,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,550,000 | $8,169,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 29,756 | $8,127,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 716,003 | $8,027,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500,000 | $7,900,000 | thousands by filing date | call |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 8,588,000 | $7,868,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 11,000,000 | $7,772,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,378,000 | $7,664,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 90,900 | $7,570,000 | thousands by filing date | put |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 3,822,000 | $7,265,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 36,500 | $6,950,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 25,400 | $6,937,000 | thousands by filing date | call |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 4,954,000 | $6,937,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 7,589,000 | $6,398,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 109,745 | $6,395,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 80,000 | $6,155,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 80,000 | $5,981,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 891,600 | $5,938,000 | thousands by filing date | call |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 6,088,000 | $5,856,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 7,370,000 | $5,818,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 3,990,000 | $5,692,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 5,267,000 | $5,489,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 6,036,000 | $5,228,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,250,000 | $5,131,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 114,179 | $5,034,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,055,000 | $4,996,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,177,330 | $4,798,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 421,300 | $4,723,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K104 | COM | 467,479 | $4,661,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,700 | $4,609,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 76,908 | $4,563,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,440,000 | $4,480,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 52,200 | $4,380,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 103,958 | $4,372,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,200 | $4,305,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79,000 | $4,223,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79,000 | $4,223,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 145,000 | $4,154,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,720,000 | $4,052,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 2,899 | $3,900,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 29,600 | $3,873,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 274,570 | $3,811,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 85,990 | $3,718,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,324 | $3,678,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 79,493 | $3,615,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,946,000 | $3,584,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,757,000 | $3,547,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 354,723 | $3,526,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 336,380 | $3,495,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 30,209 | $3,458,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,752 | $3,416,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,500 | $3,403,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 2,295,000 | $3,398,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,870 | $3,335,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 14,642 | $3,324,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 54,500 | $3,238,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 309,470 | $3,188,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,762,000 | $3,096,000 | thousands by filing date | principal |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 297,449 | $2,995,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $2,978,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 23,424 | $2,957,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 703,451 | $2,947,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 128,709 | $2,882,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 1,873,000 | $2,804,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 66,460 | $2,801,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 269,962 | $2,732,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 35,000 | $2,710,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,120 | $2,646,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 266,679 | $2,643,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 20,013 | $2,619,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 264,353 | $2,608,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 17,695 | $2,606,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 4,127,000 | $2,602,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 45,427 | $2,601,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,232,000 | $2,598,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278107 | COM | 255,002 | $2,593,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 76,198 | $2,588,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,324,000 | $2,586,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 17,500 | $2,555,000 | thousands by filing date | put |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 242,969 | $2,500,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 27,307 | $2,463,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 234,856 | $2,435,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,358 | $2,412,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 44,467 | $2,368,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,403,000 | $2,319,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 225,000 | $2,301,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 3,351,000 | $2,299,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,732,000 | $2,262,000 | thousands by filing date | principal |
| Collier Creek Holdings | G22707106 | COM | 218,900 | $2,239,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,312,000 | $2,238,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 200,000 | $2,180,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 54,163 | $2,170,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,600 | $2,153,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 44,065 | $2,150,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,000,000 | $2,116,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,484,000 | $2,097,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 84,000 | $2,082,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 26,688 | $2,080,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 11,727 | $2,078,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,488 | $2,061,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 201,905 | $2,051,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 12,226 | $2,047,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 30,136 | $2,039,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 99,400 | $2,037,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,000 | $2,009,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 22,269 | $1,996,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 200,000 | $1,994,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 26,341 | $1,983,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,512 | $1,980,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 194,200 | $1,963,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 33,200 | $1,953,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 187,181 | $1,926,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,060,000 | $1,873,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 16,894 | $1,858,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 128,239 | $1,847,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 185,130 | $1,846,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 184,418 | $1,839,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 180,600 | $1,806,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 191,000 | $1,790,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,903,000 | $1,776,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 59,316 | $1,771,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 175,824 | $1,771,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 200,000 | $1,758,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641106 | CL A | 177,150 | $1,758,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,000,000 | $1,756,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 8,200 | $1,738,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 175,200 | $1,731,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29,035 | $1,727,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 172,900 | $1,694,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 175,000 | $1,671,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 101,636 | $1,667,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 168,811 | $1,666,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 227,132 | $1,649,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 36,823 | $1,629,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 163,769 | $1,589,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 196,104 | $1,569,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 136,447 | $1,561,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,444 | $1,522,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 155,780 | $1,519,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 150,000 | $1,470,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 150,000 | $1,470,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 215,000 | $1,432,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 16,373 | $1,403,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 13,700 | $1,372,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 125,000 | $1,313,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 880,000 | $1,310,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 25,000 | $1,307,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 67,500 | $1,299,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 125,000 | $1,288,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 22,149 | $1,285,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,196,000 | $1,271,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 125,100 | $1,266,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,570 | $1,252,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,664 | $1,233,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,226,000 | thousands by filing date | principal |
| UNION ACQUISITION CORP II | G9402q100 | COM | 125,029 | $1,223,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16,931 | $1,222,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 45,645 | $1,218,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 26,471 | $1,212,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,357,000 | $1,208,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,000,000 | $1,202,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 103,600 | $1,200,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516203 | COM CL A | 118,886 | $1,195,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 120,401 | $1,188,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 24,520 | $1,185,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,100 | $1,176,000 | thousands by filing date | call |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 120,700 | $1,171,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,000,000 | $1,121,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 41,389 | $1,109,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000,000 | $1,070,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 11,880 | $1,047,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 50,582 | $1,046,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 100,232 | $1,017,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 18,403 | $1,010,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 843,000 | $998,000 | thousands by filing date | principal |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 100,000 | $985,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100,000 | $985,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,559 | $955,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 34,483 | $940,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 97,400 | $940,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 93,090 | $936,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 58,800 | $927,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 51,197 | $911,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 151,199 | $910,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,492 | $909,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 90,000 | $900,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 181,100 | $877,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 20,300 | $873,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 60,053 | $871,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,300 | $870,000 | thousands by filing date | call |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 87,686 | $862,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 79,979 | $856,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,072 | $849,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,000 | $836,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 8,348 | $835,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,707 | $834,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,000,000 | $828,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,202 | $818,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 32,099 | $815,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,505 | $809,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19,083 | $804,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 31,300 | $795,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 822,000 | $795,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 8,461 | $787,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,000 | $777,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 77,002 | $774,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,579 | $771,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,350 | $771,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,000 | $771,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 2,688 | $766,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 30,000 | $762,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 75,100 | $760,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,544 | $759,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 75,450 | $742,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,299,000 | $738,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 8,448 | $727,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 25,418 | $727,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,553 | $723,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 29,727 | $717,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,790 | $711,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 177,100 | $708,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 18,014 | $699,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 146,612 | $696,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,000 | $691,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 130,000 | $677,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,908 | $668,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,313 | $664,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14,001 | $662,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,267 | $654,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 38,378 | $651,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 14,612 | $647,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,131 | $638,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 592,000 | $629,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 1,950 | $621,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,670 | $617,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,236 | $610,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,200 | $605,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 96,318 | $596,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 40,000 | $596,000 | thousands by filing date | put |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 597,000 | $592,000 | thousands by filing date | principal |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 110,000 | $591,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,723 | $590,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,851 | $588,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 53,539 | $587,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 181,728 | $583,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,793 | $581,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,326 | $578,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 20,000 | $573,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 2,383 | $572,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 109,000 | $568,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 71,500 | $565,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 36,000 | $561,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 24,000 | $560,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 4,219 | $559,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 500,000 | $541,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 44,278 | $540,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 32,000 | $540,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,345 | $539,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 28,694 | $537,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 110,000 | $532,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,516 | $530,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,000 | $521,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 11,552 | $516,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,507 | $511,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 17,917 | $510,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,292 | $509,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,069 | $508,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,813 | $507,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,110 | $506,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 34,970 | $504,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 50,841 | $503,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,985 | $502,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,458 | $499,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,900 | $492,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 3,900 | $492,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 10,048 | $471,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 10,190 | $471,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,518 | $466,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,622 | $463,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 95,307 | $461,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,419 | $460,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,591 | $456,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100,000 | $453,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,928 | $453,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 8,191 | $452,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,400 | $450,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,800 | $449,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 7,345 | $447,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,378 | $443,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,421 | $442,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 29,604 | $441,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 38,100 | $440,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,111,000 | $435,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 17,416 | $433,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 26,708 | $430,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,705 | $429,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 36,085 | $417,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 417,000 | $417,000 | thousands by filing date | principal |
| ANAPLAN INC | 03272L108 | COM | 13,712 | $415,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 356,603 | $414,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,751 | $411,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,975 | $410,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,886 | $410,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 41,202 | $407,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,273 | $404,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 6,694 | $402,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 48,233 | $398,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,597 | $397,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 22,916 | $396,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,311 | $395,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 19,296 | $395,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 58,453 | $395,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 40,468 | $393,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 50,000 | $391,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,000 | $386,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 13,199 | $376,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,692 | $370,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 29,827 | $370,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 24,155 | $368,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,917 | $367,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 11,993 | $364,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,699 | $363,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,489 | $361,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 13,998 | $360,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,907 | $358,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,387 | $357,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,652 | $355,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 12,078 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,400 | $353,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 5,273 | $352,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,792 | $351,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,300 | $349,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,221 | $347,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 20,000 | $345,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 11,154 | $344,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,971 | $344,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 92,919 | $344,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,093 | $343,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7,687 | $343,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,524 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,136 | $338,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,195 | $337,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 6,194 | $337,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,759 | $336,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,866 | $335,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,883 | $335,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 709,000 | $335,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 10,608 | $332,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,288 | $329,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,000 | $327,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 45,000 | $326,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,800 | $325,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,285 | $324,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,511 | $324,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,686 | $323,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 46,900 | $323,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 4,500 | $322,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,127 | $321,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27,500 | $318,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 34,124 | $314,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,284 | $310,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,502 | $306,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 19,700 | $305,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 275,000 | $305,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 16,890 | $304,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,169 | $297,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 12,453 | $297,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,182 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,501 | $294,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 20,100 | $294,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 5,378 | $291,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,533 | $291,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,771 | $289,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,128 | $288,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,838 | $287,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,717 | $286,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,430 | $285,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,826 | $285,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,865 | $285,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,103 | $281,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,801 | $279,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,266 | $277,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,586 | $276,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 7,655 | $275,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,643 | $275,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,868 | $275,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 5,236 | $275,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 22,892 | $274,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 25,094 | $273,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,883 | $268,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,881 | $267,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,340 | $265,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,097 | $265,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,264 | $264,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,958 | $263,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,787 | $257,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,042 | $257,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,490 | $257,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 81,010 | $255,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 18,801 | $254,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,032 | $254,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 272 | $254,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,245 | $251,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,207 | $250,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,062 | $250,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 5,956 | $249,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,803 | $247,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $244,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 13,466 | $244,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,478 | $242,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,385 | $240,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,494 | $239,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 34,434 | $238,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,602 | $238,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,976 | $236,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 8,367 | $236,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,128 | $235,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,176 | $235,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,831 | $234,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 28,018 | $233,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 42,700 | $232,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 5,000 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,719 | $229,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 13,730 | $228,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,437 | $227,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,540 | $227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,198 | $226,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,341 | $222,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 22,199 | $220,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,382 | $218,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,976 | $217,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,649 | $216,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,722 | $215,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,691 | $213,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 236,000 | $213,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 14,686 | $212,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,446 | $210,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 11,100 | $210,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 9,821 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001454027-20-000002 | this filing | 2020-05-15 | acceptance time not in the bulk data set |