13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 10,148 holding rows worth $314,335,312,000.
- Accession
- 0001446194-20-000003
- Filer
- CIK 1446194
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 11,928 entries on the cover page, a total value of $314,335,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,335,312,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTREPID POTASH INC | 46121Y102 | COM | 17,800 | $14,000 | thousands by filing date | put |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 13,077 | $14,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 12,781 | $14,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 14,900 | $14,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 34,400 | $14,000 | thousands by filing date | put |
| BOXLIGHT CORP | 103197109 | COM CL A | 24,695 | $14,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,807 | $13,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,200 | $13,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,600 | $13,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 14,100 | $13,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 15,447 | $13,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 19,872 | $13,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,103 | $13,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 57,727 | $13,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 11,578 | $13,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,200 | $12,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,000 | $12,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 36,297 | $12,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,473 | $12,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,217 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 29,812 | $12,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 15,000 | $12,000 | thousands by filing date | put |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 20,027 | $12,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 67,869 | $12,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 20,900 | $12,000 | thousands by filing date | call |
| AIKIDO PHARMA INC | 008875106 | COM | 22,766 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 65,777 | $12,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 24,480 | $12,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,359 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 29,218 | $11,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 10,400 | $11,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,000 | $11,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 12,382 | $11,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 13,724 | $11,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 11,923 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,300 | $11,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,508 | $11,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 11,365 | $11,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,140 | $11,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,700 | $11,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 34,058 | $11,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,919 | $11,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 15,082 | $11,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 35,355 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 35,863 | $10,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 17,374 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,900 | $10,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 10,062 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 17,505 | $10,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,100 | $10,000 | thousands by filing date | call |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 26,992 | $10,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 23,631 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,400 | $9,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,400 | $9,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 15,700 | $9,000 | thousands by filing date | call |
| BIRKS GROUP INC | 09088U109 | CL A COM | 18,970 | $9,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 14,368 | $9,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 19,794 | $9,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $9,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 35,311 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 25,900 | $9,000 | thousands by filing date | call |
| MOXIAN INC | 624697306 | COM | 11,986 | $9,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 13,700 | $8,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 43,400 | $8,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 15,500 | $8,000 | thousands by filing date | put |
| COVIA HLDGS CORP | 22305A103 | COM | 13,815 | $8,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,300 | $8,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 33,800 | $7,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 11,305 | $7,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,568 | $7,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,100 | $7,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,600 | $7,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,314 | $7,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 15,900 | $7,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 10,446 | $7,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 14,400 | $7,000 | thousands by filing date | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 11,441 | $7,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 10,500 | $7,000 | thousands by filing date | call |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 25,657 | $7,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 11,176 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,100 | $7,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,212 | $7,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 21,072 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 17,016 | $7,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 19,002 | $7,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 12,800 | $7,000 | thousands by filing date | put |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 22,602 | $7,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 12,231 | $7,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 17,878 | $7,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 25,026 | $7,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,471 | $6,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 12,868 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 20,182 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17,000 | $6,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 31,896 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 65,857 | $6,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 16,315 | $6,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 15,287 | $6,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 13,043 | $6,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 11,015 | $6,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 10,600 | $6,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,134 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,014 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,000 | $5,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 19,000 | $5,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 17,500 | $5,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C409 | COM | 10,397 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 11,061 | $5,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 45,428 | $5,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,435 | $5,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 13,100 | $5,000 | thousands by filing date | put |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 67,891 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 12,590 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,800 | $4,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 23,248 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 20,383 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 35,823 | $4,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 11,009 | $4,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 11,569 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 509,804 | $4,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 22,377 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10,800 | $4,000 | thousands by filing date | put |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 28,842 | $3,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,342 | $3,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 17,109 | $3,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 10,206 | $3,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 33,105 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,340 | $2,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,048 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 26,247 | $2,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 10,389 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 187,940 | $2,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 25,489 | $2,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 53,233 | $2,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 22,930 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 20,080 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 11,514 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 88,356 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 16,474 | $1,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 21,017 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 18,772 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 30,484 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 50,664 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 18,771 | $1,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 29,569 | $1,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 20,774 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 12,527 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 17,329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-20-000003 | this filing | 2020-05-15 | acceptance time not in the bulk data set |