13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 10,148 holding rows worth $314,335,312,000.
- Accession
- 0001446194-20-000003
- Filer
- CIK 1446194
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 11,928 entries on the cover page, a total value of $314,335,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,335,312,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES, LLC028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,500 | $72,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,100 | $72,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 11,034 | $72,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 20,800 | $72,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,916 | $72,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 13,500 | $72,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 143,454 | $72,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 18,429 | $72,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 28,235 | $72,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 111,200 | $72,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,190 | $71,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 39,800 | $71,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 20,532 | $71,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,600 | $71,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 55,869 | $71,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 58,600 | $70,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 36,900 | $70,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 13,200 | $70,000 | thousands by filing date | put |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,758 | $70,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,623 | $70,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 29,900 | $70,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 44,100 | $70,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,600 | $70,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 15,022 | $70,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 15,524 | $69,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 178,300 | $69,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 14,900 | $69,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 16,600 | $69,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 33,300 | $69,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 13,354 | $69,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 56,900 | $69,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 22,200 | $69,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 84,500 | $69,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,500 | $68,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 29,100 | $68,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 45,500 | $67,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 45,097 | $67,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,408 | $67,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,700 | $67,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 13,000 | $67,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,200 | $67,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 59,358 | $67,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 16,000 | $67,000 | thousands by filing date | put |
| AMERISERV FINL INC | 03074A102 | COM | 25,249 | $66,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 20,046 | $66,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 44,828 | $66,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,200 | $66,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 64,364 | $66,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 30,200 | $66,000 | thousands by filing date | put |
| TSR INC | 872885207 | COM | 20,654 | $66,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 18,144 | $66,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 155,919 | $66,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,800 | $65,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 22,801 | $65,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 28,398 | $65,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 19,800 | $65,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,600 | $65,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 44,000 | $65,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 142,300 | $65,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 52,900 | $65,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 278,100 | $65,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 14,224 | $65,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 27,400 | $64,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,861 | $64,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 40,602 | $64,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 218,600 | $64,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,000 | $64,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 15,959 | $64,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 67,546 | $64,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 12,584 | $63,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,600 | $63,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 20,325 | $63,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 30,121 | $63,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,900 | $63,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 21,900 | $63,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 26,200 | $62,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 48,300 | $62,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 236,885 | $62,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 172,400 | $62,000 | thousands by filing date | call |
| HUDSON LTD | G46408103 | COM CL A | 12,407 | $62,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,542 | $62,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 61,061 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 11,315 | $62,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,000 | $61,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 19,108 | $61,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 28,000 | $61,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 24,800 | $61,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,341 | $60,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 15,300 | $60,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 18,600 | $60,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 14,500 | $60,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 18,841 | $60,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,200 | $59,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,229 | $59,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,554 | $59,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,405 | $59,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,300 | $59,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 42,000 | $59,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 21,433 | $59,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 250,100 | $59,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 24,300 | $59,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 142,700 | $59,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 20,100 | $58,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 23,493 | $58,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 76,929 | $58,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,366 | $58,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $58,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 103,200 | $58,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 17,500 | $58,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 25,401 | $58,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,008 | $58,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 248,853 | $58,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 20,672 | $58,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,813 | $57,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 15,300 | $57,000 | thousands by filing date | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,000 | $57,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 43,300 | $57,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 18,500 | $57,000 | thousands by filing date | call |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,485 | $57,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 12,578 | $57,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,471 | $56,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 37,846 | $56,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 13,200 | $56,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 17,275 | $56,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,900 | $56,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 30,670 | $56,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 24,800 | $56,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 17,158 | $56,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 302,300 | $56,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,540 | $56,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 29,717 | $56,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,704 | $56,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 59,300 | $56,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,700 | $56,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 32,561 | $56,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 12,380 | $56,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 54,800 | $56,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L103 | COM | 54,780 | $56,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 44,900 | $55,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 33,161 | $55,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 26,200 | $55,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,400 | $55,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 10,200 | $55,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,900 | $55,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 40,500 | $55,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 66,400 | $55,000 | thousands by filing date | call |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 76,759 | $55,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 13,100 | $55,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 29,178 | $55,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,800 | $55,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 36,862 | $55,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,000 | $54,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 11,030 | $54,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,712 | $54,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,600 | $54,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 36,000 | $54,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 148,561 | $54,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 22,249 | $54,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 34,098 | $54,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 53,923 | $54,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 12,527 | $54,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,100 | $53,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 14,600 | $53,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 84,213 | $53,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 11,600 | $53,000 | thousands by filing date | put |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 12,843 | $53,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,800 | $52,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 13,331 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,159 | $52,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 25,463 | $52,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 14,400 | $52,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,767 | $52,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,094 | $52,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,900 | $52,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 15,800 | $52,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 47,537 | $52,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 26,597 | $52,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 19,032 | $52,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,500 | $52,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,094 | $51,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 195,900 | $51,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 165,688 | $51,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,900 | $51,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,800 | $50,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 62,827 | $50,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 17,276 | $50,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 21,865 | $50,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 32,743 | $50,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,400 | $49,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 25,000 | $49,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 20,500 | $49,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,256 | $49,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,949 | $49,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 92,427 | $49,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,336 | $49,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,294 | $49,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 65,907 | $49,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 29,537 | $49,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 13,625 | $48,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 19,100 | $48,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,887 | $48,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 32,400 | $48,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 23,058 | $48,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 10,613 | $48,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,102 | $48,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,700 | $48,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,400 | $47,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,955 | $47,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,739 | $47,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 154,397 | $47,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,743 | $46,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,119 | $46,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,000 | $46,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 11,200 | $46,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 39,400 | $46,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 19,000 | $46,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 38,400 | $46,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 37,400 | $46,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 44,400 | $45,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 56,400 | $45,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 29,100 | $45,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 27,140 | $45,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 21,400 | $45,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 47,136 | $45,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 28,748 | $45,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 22,000 | $44,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 21,480 | $44,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 35,200 | $44,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 54,034 | $44,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 17,926 | $44,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 15,800 | $44,000 | thousands by filing date | put |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 42,900 | $44,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 41,073 | $44,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 26,000 | $43,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,488 | $43,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 12,015 | $43,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,300 | $43,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 56,700 | $43,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 41,600 | $43,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 14,128 | $43,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,918 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 10,200 | $42,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 31,041 | $42,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 150,597 | $42,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 17,200 | $42,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 40,821 | $42,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 24,303 | $42,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 18,243 | $42,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 18,096 | $42,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,300 | $41,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,100 | $41,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 30,400 | $41,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,500 | $41,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 16,935 | $41,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 64,569 | $40,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 37,546 | $40,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 18,400 | $40,000 | thousands by filing date | put |
| GULF RES INC | 40251W408 | COM | 12,000 | $40,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 23,220 | $40,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 10,200 | $40,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 10,200 | $39,000 | thousands by filing date | put |
| IMAGE SENSING SYS INC | 45244C104 | COM | 10,644 | $39,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 38,100 | $39,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 16,600 | $38,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,700 | $38,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,300 | $38,000 | thousands by filing date | call |
| INMUNE BIO INC | 45782T105 | COM | 11,443 | $38,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 54,027 | $38,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,300 | $38,000 | thousands by filing date | call |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 52,588 | $38,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 91,000 | $38,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 19,176 | $37,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 41,400 | $37,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 11,475 | $37,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,700 | $37,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 96,900 | $37,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,800 | $37,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 13,600 | $37,000 | thousands by filing date | put |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 211,668 | $37,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,586 | $36,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 80,800 | $36,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 46,231 | $36,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 41,600 | $36,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 53,471 | $36,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,711 | $36,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 16,441 | $35,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,600 | $35,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,100 | $35,000 | thousands by filing date | call |
| TITAN MED INC | 88830X819 | COM | 127,786 | $35,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 60,456 | $35,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 16,100 | $35,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 28,200 | $35,000 | thousands by filing date | put |
| CORREVIO PHARMA CORP | 22026V105 | COM | 91,405 | $35,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,000 | $34,000 | thousands by filing date | put |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 28,856 | $34,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,800 | $34,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 35,260 | $34,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,300 | $33,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 17,400 | $33,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,579 | $33,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 15,800 | $33,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,781 | $33,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,400 | $33,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 14,200 | $33,000 | thousands by filing date | put |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 54,336 | $33,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 16,321 | $33,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 70,641 | $33,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 99,627 | $33,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 15,064 | $33,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 14,500 | $33,000 | thousands by filing date | put |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 70,451 | $33,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 24,000 | $33,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 12,000 | $32,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20,700 | $32,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 58,400 | $32,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,851 | $32,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 39,592 | $32,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,000 | $32,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 16,518 | $32,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 16,093 | $32,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 22,800 | $32,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,000 | $31,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 24,516 | $31,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 75,700 | $31,000 | thousands by filing date | call |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 16,296 | $31,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 30,725 | $31,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 34,329 | $30,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 17,105 | $30,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,513 | $30,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 19,943 | $30,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 40,100 | $29,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,500 | $29,000 | thousands by filing date | put |
| MEXCO ENERGY CORP | 592770101 | COM | 13,001 | $29,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 22,500 | $29,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 13,400 | $29,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,600 | $29,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120202 | COM NEW | 10,268 | $29,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 16,466 | $29,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,200 | $29,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A303 | COM | 27,738 | $29,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,219 | $29,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 73,200 | $28,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,100 | $28,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,187 | $28,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 142,255 | $28,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,806 | $28,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 26,700 | $28,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,100 | $28,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,100 | $28,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,476 | $27,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,000 | $27,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,400 | $27,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,718 | $27,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 35,585 | $27,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 19,200 | $27,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,800 | $27,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,900 | $27,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,800 | $27,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 104,700 | $27,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,600 | $27,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,900 | $27,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 64,234 | $27,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 13,800 | $27,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 13,900 | $27,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 17,357 | $27,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 137,622 | $27,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,700 | $26,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 15,100 | $26,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,800 | $26,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 56,300 | $26,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,280 | $26,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,400 | $26,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,153 | $26,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 145,701 | $26,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 56,952 | $26,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 21,900 | $26,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 18,057 | $26,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 27,404 | $26,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 20,734 | $26,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 20,500 | $26,000 | thousands by filing date | call |
| JUPAI HLDGS LTD | 48205B107 | ADS | 24,934 | $26,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 60,575 | $26,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 16,400 | $25,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,000 | $25,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 29,981 | $25,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,000 | $25,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 153,893 | $25,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 16,100 | $25,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 11,408 | $25,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 32,723 | $25,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,800 | $25,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 17,100 | $25,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 46,100 | $24,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,500 | $24,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,130 | $24,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 65,454 | $24,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 16,290 | $24,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 19,306 | $24,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 18,500 | $24,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 12,600 | $24,000 | thousands by filing date | put |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 20,080 | $24,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 34,000 | $24,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 11,160 | $24,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 111,056 | $24,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,300 | $23,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,500 | $23,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 34,719 | $23,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,100 | $23,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 53,165 | $23,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 22,765 | $23,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 20,043 | $23,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 10,812 | $23,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 23,841 | $23,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,400 | $22,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 24,928 | $22,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,900 | $22,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,819 | $22,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 38,448 | $22,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 16,001 | $22,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 16,423 | $22,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 14,000 | $22,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 29,874 | $21,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,500 | $21,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 17,498 | $21,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,654 | $21,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,282 | $21,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 112,900 | $21,000 | thousands by filing date | put |
| BK Technologies Corp. | 05587G104 | COM | 12,814 | $21,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 65,696 | $21,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16,453 | $21,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 24,960 | $21,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,855 | $21,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 37,146 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 28,675 | $21,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 11,900 | $20,000 | thousands by filing date | call |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 20,845 | $20,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 13,500 | $20,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 24,043 | $20,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 24,200 | $20,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 107,364 | $20,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 45,205 | $20,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,000 | $19,000 | thousands by filing date | put |
| VAXART INC NEW | 92243A200 | COM | 10,742 | $19,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 19,658 | $19,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 33,421 | $19,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,818 | $19,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,301 | $19,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,800 | $19,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L503 | COM | 26,664 | $19,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,223 | $19,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,300 | $18,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,086 | $18,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 25,600 | $18,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 46,864 | $18,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 13,400 | $18,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,000 | $18,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 24,791 | $18,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,569 | $18,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 13,714 | $18,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 54,558 | $18,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,400 | $18,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 11,800 | $18,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 13,392 | $18,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 25,344 | $18,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 28,252 | $17,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 17,810 | $17,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,718 | $17,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 65,365 | $17,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 27,201 | $17,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 20,507 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 48,300 | $17,000 | thousands by filing date | put |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 45,011 | $17,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 38,496 | $17,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 38,561 | $17,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 26,200 | $16,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,500 | $16,000 | thousands by filing date | call |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 15,684 | $16,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 16,300 | $16,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 24,800 | $16,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 12,200 | $16,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,559 | $16,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,441 | $16,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,062 | $16,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 25,600 | $16,000 | thousands by filing date | put |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 27,868 | $16,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,900 | $15,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 16,252 | $15,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 32,470 | $15,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,308 | $15,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 43,900 | $15,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 15,088 | $15,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 10,839 | $15,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,140 | $15,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 19,800 | $15,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 35,713 | $15,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,597 | $15,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,300 | $15,000 | thousands by filing date | put |
| AETHLON MED INC | 00808Y307 | COM | 10,064 | $15,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 18,084 | $15,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,400 | $15,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-20-000003 | this filing | 2020-05-15 | acceptance time not in the bulk data set |