13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 8,707 holding rows worth $243,349,877,000.
- Accession
- 0001446194-19-000004
- Filer
- CIK 1446194
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 10,005 entries on the cover page, a total value of $243,349,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,349,877,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DESWELL INDS INC | 250639101 | COM | 13,745 | $41,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,000 | $41,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 21,800 | $41,000 | thousands by filing date | call |
| TINGO GROUP INC | 55328R109 | COM | 32,872 | $41,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 26,300 | $41,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,400 | $40,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 35,664 | $40,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 12,285 | $40,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 18,100 | $40,000 | thousands by filing date | call |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 24,514 | $40,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,900 | $39,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 27,061 | $39,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,300 | $39,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 22,000 | $39,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 13,163 | $39,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 20,900 | $39,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 31,700 | $39,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 18,600 | $38,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 22,926 | $38,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 10,899 | $38,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,200 | $38,000 | thousands by filing date | call |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 12,789 | $38,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 13,228 | $37,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,300 | $37,000 | thousands by filing date | put |
| SILVERCREST METALS INC | 828363101 | COM | 11,259 | $37,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,000 | $37,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 36,700 | $36,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,200 | $36,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 27,600 | $36,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 11,932 | $36,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 39,555 | $36,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,851 | $35,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,536 | $35,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 26,900 | $35,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,000 | $35,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,254 | $35,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 31,190 | $35,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 21,972 | $35,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 20,000 | $35,000 | thousands by filing date | call |
| SCHMITT INDS INC ORE | 806870200 | COM | 14,767 | $35,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 27,030 | $34,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 76,927 | $33,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 14,800 | $33,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,000 | $32,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V402 | COM PAR | 27,792 | $32,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 30,269 | $32,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,352 | $31,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,700 | $31,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 17,861 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 12,344 | $31,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 20,934 | $31,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 105,641 | $31,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,976 | $30,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 15,210 | $30,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,500 | $29,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 65,000 | $28,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,100 | $28,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 23,582 | $28,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 87,273 | $28,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 36,100 | $27,000 | thousands by filing date | put |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 72,890 | $27,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 40,090 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,400 | $26,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 38,200 | $26,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,600 | $26,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 26,317 | $25,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,931 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,483 | $25,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 41,200 | $25,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,600 | $25,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 127,313 | $25,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 73,341 | $25,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 24,400 | $24,000 | thousands by filing date | put |
| ELTEK LTD | M40184208 | SHS | 14,745 | $24,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 11,921 | $24,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 12,917 | $24,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 30,100 | $23,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 44,847 | $23,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 167,956 | $23,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 25,623 | $23,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 13,000 | $22,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,100 | $22,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 18,500 | $22,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 49,420 | $22,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,400 | $22,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 11,400 | $22,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,413 | $21,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 14,344 | $21,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,844 | $21,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 31,276 | $21,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,338 | $21,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 25,750 | $21,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 12,300 | $21,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 41,924 | $20,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,845 | $20,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 33,200 | $20,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,369 | $19,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,143 | $19,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 11,600 | $18,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 14,373 | $18,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 26,365 | $18,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 11,136 | $18,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,300 | $18,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 93,700 | $18,000 | thousands by filing date | call |
| GTX INC DEL | 40052B207 | COM NEW | 14,796 | $18,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,100 | $18,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 19,563 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 83,708 | $18,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 14,900 | $17,000 | thousands by filing date | put |
| BLONDER TONGUE LABS INC | 093698108 | COM | 15,300 | $17,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 14,200 | $17,000 | thousands by filing date | put |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,790 | $17,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,000 | $17,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 44,732 | $17,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 10,611 | $17,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 14,222 | $16,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,861 | $16,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 15,384 | $16,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 19,690 | $16,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,993 | $16,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 45,507 | $16,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,100 | $15,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 12,104 | $15,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,870 | $15,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,700 | $15,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 10,785 | $15,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,900 | $15,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,000 | $15,000 | thousands by filing date | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 10,183 | $14,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,373 | $14,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 12,484 | $14,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 14,379 | $14,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 19,180 | $14,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 31,600 | $14,000 | thousands by filing date | call |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 11,270 | $14,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 12,594 | $14,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,984 | $13,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10,800 | $13,000 | thousands by filing date | call |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 66,341 | $13,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 23,111 | $12,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,300 | $12,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,331 | $12,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,488 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,424 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,700 | $12,000 | thousands by filing date | call |
| ALTA MESA RES INC | 02133L109 | CL A | 44,792 | $12,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 11,088 | $12,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 11,580 | $12,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 41,488 | $12,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,800 | $11,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 12,263 | $11,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 21,900 | $11,000 | thousands by filing date | call |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 30,546 | $11,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 86,357 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,700 | $10,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,147 | $10,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 13,600 | $10,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,500 | $10,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,322 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,600 | $10,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 16,602 | $10,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,555 | $9,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 51,096 | $9,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 18,686 | $8,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 12,312 | $8,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 15,187 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,800 | $7,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 31,300 | $7,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 14,100 | $7,000 | thousands by filing date | call |
| ALTA MESA RES INC 3 | 02133L117 | COM | 188,187 | $7,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 20,962 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 26,805 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 14,000 | $6,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,237 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 20,800 | $5,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 19,500 | $5,000 | thousands by filing date | put |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 88,171 | $5,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 28,168 | $5,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 18,009 | $5,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 11,000 | $4,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 12,023 | $4,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 11,660 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 40,876 | $4,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 26,866 | $3,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 11,049 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 34,168 | $3,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 26,796 | $3,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,292 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 62,831 | $2,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 14,075 | $2,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 17,401 | $2,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 23,023 | $2,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 12,264 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 97,641 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 52,617 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 51,775 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 29,649 | $1,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 197,242 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 36,412 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 14,890 | $1,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 28,412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 21,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 17,363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 14,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 27,170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 219,598 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000004 | this filing | 2019-05-15 | acceptance time not in the bulk data set |