13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 8,707 holding rows worth $243,349,877,000.
- Accession
- 0001446194-19-000004
- Filer
- CIK 1446194
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 10,005 entries on the cover page, a total value of $243,349,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,349,877,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 79,800 | $161,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,810 | $161,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 39,740 | $161,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 51,100 | $161,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,800 | $160,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 11,300 | $160,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 18,800 | $160,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 61,100 | $159,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,231 | $159,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 31,977 | $159,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 43,300 | $158,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 11,700 | $158,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 11,700 | $157,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 24,500 | $157,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,900 | $157,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 88,100 | $157,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E752 | DLY MSCI MX 3X | 14,508 | $157,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,647 | $156,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,300 | $156,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 11,776 | $156,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 44,600 | $156,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 54,102 | $156,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 27,900 | $156,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 38,500 | $155,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,600 | $155,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 70,985 | $155,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,977 | $155,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 31,298 | $155,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10,400 | $154,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 18,800 | $153,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 10,900 | $153,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 34,300 | $153,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,500 | $153,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,500 | $153,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 11,873 | $153,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,700 | $153,000 | thousands by filing date | call |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 12,228 | $153,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 23,100 | $152,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 26,900 | $152,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,800 | $152,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,700 | $151,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,100 | $151,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 13,800 | $151,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 11,900 | $151,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 10,673 | $151,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 80,328 | $151,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,900 | $151,000 | thousands by filing date | put |
| COREPOINT LODGING INC | 21872L104 | COM | 13,500 | $151,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,600 | $150,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,100 | $150,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 12,500 | $150,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,700 | $150,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 17,299 | $149,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,906 | $149,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 29,500 | $149,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 21,100 | $149,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 17,500 | $149,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,700 | $148,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 12,200 | $148,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 23,500 | $148,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 52,200 | $148,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 18,900 | $148,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,400 | $147,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 28,500 | $147,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,266 | $147,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 13,400 | $147,000 | thousands by filing date | put |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 18,022 | $147,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 10,496 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,918 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,674 | $146,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,905 | $146,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 339,600 | $146,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,300 | $145,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 30,300 | $145,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,900 | $144,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,100 | $144,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 74,200 | $144,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,080 | $144,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,000 | $143,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 31,807 | $143,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 20,000 | $143,000 | thousands by filing date | call |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 15,534 | $143,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 15,700 | $143,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 50,412 | $143,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 11,026 | $143,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,047 | $142,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,330 | $142,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,014 | $142,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 34,200 | $142,000 | thousands by filing date | call |
| HF FOODS GROUP INC | 40417F109 | COM | 10,700 | $142,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 10,564 | $142,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 23,000 | $142,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 32,600 | $141,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 18,700 | $141,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 130,379 | $141,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,617 | $140,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 16,500 | $140,000 | thousands by filing date | put |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 16,758 | $140,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 21,431 | $140,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 16,054 | $139,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 22,759 | $139,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,211 | $139,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 10,200 | $139,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 10,800 | $139,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,300 | $138,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 35,100 | $138,000 | thousands by filing date | put |
| DYNASIL CORP AMER | 268102100 | COM | 135,308 | $138,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 43,763 | $138,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 13,532 | $138,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,000 | $137,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 47,100 | $137,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 11,620 | $137,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 127,300 | $137,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 26,200 | $136,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,380 | $136,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 28,600 | $136,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 45,800 | $136,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 22,113 | $136,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 35,300 | $136,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 27,400 | $135,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 16,209 | $135,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 87,400 | $135,000 | thousands by filing date | call |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 13,594 | $135,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 71,092 | $135,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 35,433 | $134,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 26,300 | $134,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 10,900 | $133,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,500 | $132,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,131 | $132,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,200 | $132,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 38,200 | $132,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 12,545 | $132,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,586 | $131,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 19,258 | $131,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 60,500 | $131,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 53,320 | $131,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 35,804 | $131,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 12,500 | $131,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 11,771 | $131,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 20,020 | $130,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 16,921 | $130,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 49,210 | $130,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 45,100 | $130,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 76,519 | $129,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,300 | $129,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 29,900 | $129,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,200 | $128,000 | thousands by filing date | put |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 93,462 | $128,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 14,600 | $128,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 35,800 | $127,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 65,500 | $127,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,400 | $126,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 83,700 | $126,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326102 | COM | 318,380 | $126,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 33,100 | $125,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 60,818 | $125,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,635 | $125,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,100 | $125,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 40,600 | $125,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,841 | $124,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 22,900 | $123,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,956 | $123,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 34,300 | $123,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 10,500 | $123,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 23,600 | $123,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 14,800 | $123,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,500 | $122,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,200 | $122,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,300 | $122,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,800 | $121,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 11,600 | $121,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 20,000 | $121,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,100 | $120,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,200 | $119,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 61,366 | $119,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 25,499 | $119,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 28,664 | $118,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 64,700 | $118,000 | thousands by filing date | call |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 13,842 | $118,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 23,882 | $117,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 14,524 | $117,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 18,441 | $117,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 22,569 | $117,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 119,392 | $116,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 31,800 | $116,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 17,100 | $116,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 22,200 | $115,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,200 | $115,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,500 | $115,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 28,400 | $115,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,200 | $114,000 | thousands by filing date | put |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 16,181 | $114,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,500 | $114,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 68,918 | $114,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,300 | $114,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 28,961 | $114,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 15,005 | $113,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 10,100 | $113,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 53,700 | $113,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 10,850 | $113,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,254 | $112,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,600 | $112,000 | thousands by filing date | put |
| Ocugen | 43358V109 | Common | 972,080 | $112,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 23,900 | $111,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 13,600 | $111,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 43,700 | $110,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,100 | $110,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,800 | $110,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,400 | $110,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 36,554 | $110,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 32,780 | $109,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,900 | $109,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 30,355 | $108,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 26,100 | $108,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,800 | $108,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 11,158 | $107,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,700 | $107,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 14,200 | $107,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,200 | $107,000 | thousands by filing date | put |
| GLEN BURNIE BANCORP | 377407101 | COM | 10,062 | $107,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 34,433 | $107,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 29,500 | $107,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,600 | $106,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 22,400 | $106,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 17,300 | $106,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 54,543 | $106,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 28,000 | $106,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 35,300 | $106,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,500 | $105,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 17,000 | $105,000 | thousands by filing date | call |
| SCWORX CORP COM | 78396V109 | Stock | 14,682 | $105,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,900 | $104,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 13,000 | $104,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 44,208 | $104,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 16,900 | $103,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,200 | $103,000 | thousands by filing date | call |
| PRECIPIO INC | 74019L107 | COM | 822,096 | $103,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,257 | $102,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,300 | $102,000 | thousands by filing date | call |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,800 | $102,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 19,700 | $102,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,321 | $102,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,900 | $102,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 71,900 | $101,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,500 | $101,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 15,900 | $101,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,400 | $100,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 21,561 | $100,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 32,846 | $100,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 18,106 | $100,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,700 | $99,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 24,000 | $99,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,900 | $99,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 12,105 | $99,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 53,500 | $99,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 23,300 | $98,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,300 | $98,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,300 | $98,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 23,600 | $97,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 29,800 | $97,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 136,615 | $97,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 136,652 | $97,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,900 | $97,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 32,500 | $96,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 16,800 | $96,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 183,881 | $96,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 10,871 | $96,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,700 | $95,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 12,800 | $95,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 57,400 | $95,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 17,899 | $95,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 72,620 | $95,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,182 | $94,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,556 | $94,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 13,800 | $93,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,092 | $93,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 54,200 | $93,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 121,800 | $93,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 15,851 | $93,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 32,800 | $92,000 | thousands by filing date | put |
| BARNWELL INDS INC | 068221100 | COM | 62,352 | $92,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 24,400 | $92,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 20,115 | $91,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 11,835 | $91,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 83,600 | $91,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,199 | $91,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,900 | $91,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 215,595 | $91,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 75,193 | $91,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,970 | $90,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,500 | $90,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 158,206 | $89,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,200 | $89,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,198 | $89,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 26,683 | $89,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,157 | $88,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,690 | $88,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 28,600 | $88,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 20,800 | $88,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 65,400 | $87,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 12,481 | $87,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 51,524 | $87,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 41,797 | $87,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 36,445 | $87,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 20,700 | $87,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,894 | $86,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 16,700 | $86,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 11,300 | $85,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,500 | $85,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 52,774 | $85,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 16,222 | $85,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 24,728 | $84,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 23,700 | $83,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 64,415 | $83,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 46,743 | $83,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 14,501 | $83,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 23,118 | $83,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 36,433 | $83,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,577 | $82,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 19,116 | $82,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,200 | $82,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,300 | $81,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,200 | $81,000 | thousands by filing date | put |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 74,963 | $81,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,400 | $81,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 34,999 | $81,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 127,776 | $81,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,000 | $80,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,587 | $80,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,400 | $80,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 13,500 | $80,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 30,500 | $80,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,900 | $79,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 33,900 | $79,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,700 | $79,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 35,731 | $79,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,300 | $79,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 73,600 | $79,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 10,000 | $79,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 41,155 | $79,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,800 | $78,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 76,948 | $78,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 11,400 | $78,000 | thousands by filing date | call |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 21,384 | $77,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 57,275 | $77,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,200 | $76,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 23,600 | $76,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,000 | $76,000 | thousands by filing date | call |
| DYNATRONICS CORP | 268157401 | COM NEW | 38,839 | $76,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,200 | $76,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 51,418 | $75,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,300 | $75,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 30,300 | $75,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 133,300 | $75,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 27,400 | $75,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 37,318 | $74,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,600 | $74,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,100 | $74,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 35,900 | $74,000 | thousands by filing date | put |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,700 | $74,000 | thousands by filing date | put |
| POWER REIT | 73933H101 | COM | 12,311 | $74,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 12,600 | $74,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 24,800 | $74,000 | thousands by filing date | call |
| CYTRX CORP | 232828608 | COM PAR | 117,300 | $74,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 28,200 | $74,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 38,200 | $73,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,100 | $73,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 80,167 | $73,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,700 | $73,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 25,700 | $73,000 | thousands by filing date | call |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 11,035 | $72,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,765 | $72,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,800 | $72,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,400 | $72,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 34,500 | $72,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 172,052 | $72,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 11,459 | $72,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 46,600 | $72,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 21,220 | $72,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,800 | $71,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 23,777 | $71,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,300 | $71,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,100 | $71,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 24,500 | $71,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,200 | $71,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 20,000 | $70,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 53,882 | $70,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,900 | $70,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 26,500 | $70,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 303,163 | $70,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,300 | $69,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,530 | $69,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,036 | $68,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,200 | $68,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,100 | $68,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,700 | $68,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 20,300 | $68,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,200 | $67,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 21,900 | $67,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 27,277 | $67,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 14,200 | $67,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 23,200 | $67,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 19,550 | $66,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,400 | $66,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 28,000 | $66,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 347,836 | $66,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 14,600 | $65,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 25,400 | $65,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 98,673 | $65,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,300 | $65,000 | thousands by filing date | call |
| MICRON SOLUTIONS INC | 59511X105 | COM | 23,261 | $65,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,300 | $64,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 42,800 | $64,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 13,900 | $64,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,918 | $63,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,900 | $63,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 28,530 | $63,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 22,160 | $62,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 15,115 | $62,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 44,800 | $62,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 16,748 | $61,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,283 | $61,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,500 | $61,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 14,839 | $61,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 156,029 | $61,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 39,118 | $60,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 18,000 | $60,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 16,800 | $60,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 25,100 | $60,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 50,300 | $60,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,400 | $59,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 19,902 | $59,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,500 | $59,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 16,400 | $59,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 32,000 | $59,000 | thousands by filing date | put |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 33,200 | $59,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 123,361 | $58,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,442 | $58,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 59,900 | $58,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 10,500 | $57,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 46,000 | $57,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 25,000 | $57,000 | thousands by filing date | put |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 29,100 | $57,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 14,200 | $56,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 51,931 | $56,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 16,802 | $56,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 72,151 | $56,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 36,982 | $55,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 35,820 | $55,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 48,727 | $54,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,900 | $54,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,200 | $54,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,700 | $54,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 34,800 | $54,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 30,490 | $54,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 10,308 | $53,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,100 | $53,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 18,300 | $53,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 23,300 | $52,000 | thousands by filing date | put |
| TAITRON COMPONENTS INC | 874028103 | CL A | 19,619 | $52,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 48,100 | $52,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 13,836 | $50,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,300 | $50,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 35,000 | $50,000 | thousands by filing date | call |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 21,977 | $50,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,022 | $49,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,000 | $49,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 20,661 | $49,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,900 | $48,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 10,800 | $48,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 110,200 | $48,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 17,000 | $48,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 23,039 | $48,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 63,850 | $48,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 24,100 | $47,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 16,194 | $47,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 26,500 | $47,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,900 | $47,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 22,000 | $46,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 60,400 | $46,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,737 | $46,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 103,820 | $46,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 12,440 | $46,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,900 | $46,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 52,700 | $45,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 11,800 | $45,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 21,500 | $45,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 98,997 | $45,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 98,300 | $45,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 14,174 | $44,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 22,037 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 72,814 | $44,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 11,084 | $44,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 20,750 | $43,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 33,829 | $43,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,400 | $42,000 | thousands by filing date | put |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 22,046 | $42,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 17,029 | $42,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 40,309 | $42,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 24,586 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000004 | this filing | 2019-05-15 | acceptance time not in the bulk data set |