13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,822 holding rows worth $251,707,088,000.
- Accession
- 0001446194-19-000003
- Filer
- CIK 1446194
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 10,209 entries on the cover page, a total value of $251,707,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,707,088,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATUZZI S P A | 63905A101 | ADR | 61,387 | $48,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 37,000 | $48,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 19,100 | $48,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 15,800 | $48,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 31,322 | $48,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 55,106 | $48,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 16,800 | $47,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 17,031 | $47,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,180 | $47,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 59,698 | $47,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 13,300 | $47,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,413 | $47,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 11,000 | $47,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 22,162 | $47,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 13,192 | $46,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 32,081 | $46,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 55,168 | $46,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 18,755 | $46,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 61,762 | $45,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,900 | $45,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10,800 | $45,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,200 | $45,000 | thousands by filing date | put |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 35,287 | $45,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 10,222 | $44,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 17,057 | $44,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,954 | $44,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 36,525 | $44,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 24,700 | $43,000 | thousands by filing date | put |
| OCEAN BIO-CHEM INC | 674631106 | COM | 13,118 | $43,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 19,900 | $43,000 | thousands by filing date | put |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 27,670 | $43,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,300 | $42,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 127,342 | $42,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 66,099 | $42,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 44,400 | $42,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 17,500 | $42,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 25,300 | $42,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 17,100 | $42,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,500 | $42,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 11,348 | $42,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 40,596 | $42,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 48,476 | $42,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 77,100 | $42,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,300 | $41,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 72,569 | $41,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 35,700 | $41,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,300 | $41,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 13,571 | $41,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 128,481 | $40,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 13,700 | $40,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 52,400 | $40,000 | thousands by filing date | put |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 23,445 | $39,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,700 | $39,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 91,922 | $39,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,162 | $39,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,000 | $39,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 14,797 | $39,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 72,841 | $39,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 42,900 | $38,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 34,038 | $38,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,460 | $38,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 23,000 | $38,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,900 | $38,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 26,196 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,400 | $37,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,284 | $37,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,183 | $37,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 19,865 | $37,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,000 | $37,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 26,200 | $37,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,798 | $36,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 71,851 | $36,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 10,000 | $36,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 91,782 | $36,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,624 | $36,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 27,493 | $36,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,626 | $35,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 15,900 | $35,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 17,700 | $35,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 51,268 | $35,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 19,359 | $35,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 29,933 | $35,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 194,598 | $35,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,600 | $34,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,696 | $34,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 110,000 | $34,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 29,000 | $34,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 28,452 | $34,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 25,458 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 10,500 | $34,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 15,700 | $33,000 | thousands by filing date | put |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 43,477 | $33,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 23,537 | $33,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,700 | $32,000 | thousands by filing date | call |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 24,426 | $32,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 23,207 | $32,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 15,800 | $32,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 15,400 | $32,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 16,695 | $32,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,214 | $32,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 70,133 | $32,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,900 | $31,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 18,408 | $31,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 28,353 | $31,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,000 | $31,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 22,200 | $31,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 28,102 | $31,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 51,133 | $31,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 95,220 | $31,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 13,910 | $30,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 11,312 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,540 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,500 | $30,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 19,400 | $30,000 | thousands by filing date | call |
| SUMMER INFANT INC | 865646103 | COMM STK | 28,319 | $30,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 22,500 | $30,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 170,539 | $30,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 51,667 | $30,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 16,800 | $29,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,600 | $29,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 62,668 | $29,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 29,700 | $29,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 11,304 | $29,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 112,985 | $29,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 19,100 | $29,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,500 | $28,000 | thousands by filing date | put |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,737 | $28,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,602 | $28,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,400 | $28,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,453 | $28,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 26,200 | $28,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 10,115 | $28,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 32,432 | $28,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 10,360 | $28,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 43,449 | $27,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,400 | $26,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 23,279 | $26,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 14,567 | $26,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 99,300 | $26,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 57,979 | $26,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,788 | $25,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,259 | $25,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 10,984 | $25,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 18,201 | $25,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 45,559 | $25,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,435 | $25,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,800 | $24,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 65,706 | $24,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 121,204 | $24,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 13,747 | $24,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,364 | $24,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 16,896 | $24,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 135,374 | $24,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 13,678 | $24,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 13,228 | $24,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 15,800 | $24,000 | thousands by filing date | call |
| LEGACY RESVS INC COM | 524706108 | Stock | 15,900 | $24,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 27,330 | $24,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 32,647 | $24,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,129 | $23,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,200 | $23,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 48,072 | $23,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 22,361 | $23,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 33,045 | $23,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 16,490 | $22,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 34,670 | $22,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 71,363 | $22,000 | thousands by filing date | |
| RENMIN TIANLI GROUP INC | G7500A100 | SHS | 23,597 | $22,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 18,825 | $22,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 17,838 | $21,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 11,277 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,300 | $21,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,060 | $21,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 25,300 | $21,000 | thousands by filing date | put |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,609 | $21,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 51,400 | $21,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,200 | $20,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 15,400 | $20,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 29,000 | $20,000 | thousands by filing date | call |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 12,796 | $20,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 16,860 | $20,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 43,383 | $20,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 14,820 | $20,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 25,602 | $20,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,039 | $19,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,600 | $19,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,976 | $19,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 24,512 | $19,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 53,600 | $19,000 | thousands by filing date | put |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 14,679 | $19,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 19,400 | $18,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 18,510 | $18,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,056 | $18,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 94,200 | $18,000 | thousands by filing date | call |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 26,937 | $18,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 23,178 | $18,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,900 | $17,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 19,985 | $17,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 14,336 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 62,050 | $17,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,300 | $17,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 15,053 | $17,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 41,611 | $17,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 16,400 | $17,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 75,874 | $17,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 14,000 | $17,000 | thousands by filing date | call |
| JMU LTD | 46647L204 | SPONSORED ADS | 24,487 | $17,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 11,656 | $16,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 13,600 | $16,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 17,300 | $16,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,399 | $15,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 17,055 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,800 | $15,000 | thousands by filing date | put |
| DGSE COMPANIES INC | 23323G106 | COM | 33,069 | $15,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 10,700 | $15,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 12,900 | $15,000 | thousands by filing date | put |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 15,268 | $15,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 95,421 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,300 | $14,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 26,025 | $14,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 14,006 | $14,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 11,691 | $14,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 32,500 | $14,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 13,877 | $14,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 13,864 | $14,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 50,397 | $14,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 800,300 | $13,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 14,987 | $13,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 25,546 | $13,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 12,816 | $13,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 12,124 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 15,201 | $12,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 14,700 | $12,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 13,043 | $12,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 10,569 | $12,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 25,523 | $11,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,700 | $11,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 58,923 | $11,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 30,946 | $11,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 12,633 | $11,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 60,857 | $11,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 28,168 | $11,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 128,849 | $11,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 13,619 | $11,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 23,885 | $10,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,013 | $10,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 12,700 | $10,000 | thousands by filing date | call |
| CYTRX CORP | 232828608 | COM PAR | 22,400 | $10,000 | thousands by filing date | call |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 18,069 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 15,240 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,700 | $9,000 | thousands by filing date | put |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 597,178 | $9,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,800 | $9,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,400 | $9,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 17,506 | $9,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 21,864 | $9,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,900 | $9,000 | thousands by filing date | put |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 16,470 | $9,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 21,362 | $9,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,614 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 20,792 | $8,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 68,200 | $8,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 16,026 | $8,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 19,900 | $8,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L107 | COM | 55,025 | $8,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 27,931 | $8,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,600 | $7,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 19,400 | $7,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,361 | $7,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,020 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 27,592 | $7,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 35,700 | $7,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 36,706 | $7,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 28,581 | $7,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 19,708 | $7,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 21,822 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 13,500 | $6,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,411 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,400 | $6,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,000 | $6,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 28,914 | $6,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 45,854 | $6,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 21,646 | $6,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 10,000 | $6,000 | thousands by filing date | put |
| IDEAL PWR INC | 451622104 | COM | 25,737 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,500 | $5,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 13,600 | $5,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 5,712,189 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 23,024 | $5,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,200 | $5,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 28,349 | $5,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 90,116 | $5,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 14,200 | $5,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 10,865 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 17,647 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 22,773 | $4,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 18,400 | $4,000 | thousands by filing date | call |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 24,311 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 40,964 | $4,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 11,523 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $4,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 12,128 | $3,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 16,946 | $3,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 15,461 | $3,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 16,332 | $2,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 18,131 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 48,000 | $2,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 23,740 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 17,515 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 62,016 | $1,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 32,663 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 52,667 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 15,328 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 46,644 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 32,066 | $1,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 293,935 | $1,000 | thousands by filing date | |
| ATTIS INDS INC | 049836117 | *W EXP 01/10/202 | 34,936 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 87,459 | $1,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 168,301 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 47,461 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 34,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,525 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |