13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,822 holding rows worth $251,707,088,000.
- Accession
- 0001446194-19-000003
- Filer
- CIK 1446194
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 10,209 entries on the cover page, a total value of $251,707,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,707,088,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 13,300 | $147,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 26,428 | $147,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 18,365 | $146,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,559 | $146,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,000 | $146,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 35,500 | $146,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 14,068 | $146,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,657 | $145,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,900 | $145,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 33,300 | $145,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,800 | $145,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 32,156 | $145,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 38,744 | $145,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 12,400 | $144,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,900 | $143,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17,700 | $143,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 11,800 | $143,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,678 | $143,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 28,100 | $143,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 34,400 | $143,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 45,300 | $143,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 32,608 | $143,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 82,400 | $143,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 15,542 | $142,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 19,718 | $142,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 16,007 | $142,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 53,780 | $142,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,000 | $141,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 14,800 | $141,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 77,500 | $141,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,236,697 | $141,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,916 | $141,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 29,200 | $140,000 | thousands by filing date | put |
| 3PEA INTL INC | 88579C109 | COM | 39,879 | $140,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,056 | $139,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,300 | $139,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 17,100 | $139,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 12,016 | $139,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,900 | $139,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 19,900 | $139,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,700 | $138,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,600 | $138,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 27,000 | $138,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 95,500 | $138,000 | thousands by filing date | call |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 11,044 | $138,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,663 | $138,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 29,091 | $138,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,400 | $137,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,547 | $137,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,415 | $137,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,900 | $137,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 22,931 | $137,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 13,532 | $137,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 347,962 | $137,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,171 | $136,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,041 | $136,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 88,669 | $136,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,700 | $135,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 43,692 | $135,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,732 | $134,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 20,700 | $134,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 41,800 | $133,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,900 | $133,000 | thousands by filing date | call |
| FFBW INC | 30258M107 | COM | 13,245 | $133,000 | thousands by filing date | |
| IPASS INC | 46261V306 | COM NEW | 72,278 | $133,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 10,125 | $133,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 15,637 | $132,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,800 | $132,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 19,410 | $132,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,049 | $132,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 23,430 | $131,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,500 | $131,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 44,964 | $131,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 69,430 | $131,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,238 | $131,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 20,500 | $130,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 12,900 | $130,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 14,114 | $130,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 21,226 | $130,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 25,249 | $130,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 61,818 | $129,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 58,900 | $129,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 12,500 | $129,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,700 | $129,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 20,771 | $128,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 14,300 | $128,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,607 | $128,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 22,800 | $128,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 69,800 | $128,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,500 | $127,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 36,347 | $127,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 17,700 | $127,000 | thousands by filing date | call |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 10,732 | $127,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 27,800 | $126,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 70,200 | $126,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,000 | $126,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 17,000 | $126,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 11,400 | $126,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 34,100 | $126,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 100,699 | $126,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,564 | $125,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 133,000 | $125,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 18,300 | $125,000 | thousands by filing date | call |
| COVIA HLDGS CORP | 22305A103 | COM | 36,600 | $125,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,100 | $124,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,400 | $124,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,700 | $124,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 29,600 | $124,000 | thousands by filing date | call |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 16,020 | $124,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 256,472 | $123,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 17,219 | $123,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,622 | $123,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,000 | $122,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,500 | $122,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,543 | $122,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 36,300 | $122,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 11,800 | $121,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 13,600 | $121,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,612 | $121,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 22,700 | $121,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 45,019 | $120,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,500 | $120,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 11,400 | $119,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,365 | $119,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 101,200 | $119,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 53,221 | $119,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,929 | $119,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,900 | $119,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,772 | $118,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,100 | $118,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 11,500 | $118,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 118,930 | $118,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 10,602 | $118,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 39,160 | $118,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 187,593 | $118,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 22,057 | $118,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,500 | $117,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 12,200 | $117,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,582 | $117,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 12,412 | $117,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,872 | $117,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 30,800 | $117,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 28,600 | $117,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 209,479 | $117,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,000 | $117,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 28,300 | $117,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 16,457 | $116,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,000 | $116,000 | thousands by filing date | call |
| PCM FD INC | 69323T101 | COM | 11,471 | $116,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 62,897 | $116,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 46,600 | $116,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,200 | $115,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 31,851 | $115,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,837 | $115,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 60,900 | $115,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 11,625 | $114,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 55,100 | $114,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,461 | $114,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 45,684 | $114,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,568 | $113,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,053 | $113,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 46,046 | $113,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 35,900 | $113,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,478 | $112,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,000 | $112,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,200 | $112,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 30,300 | $112,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,084 | $111,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,800 | $111,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,668 | $111,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 33,100 | $111,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,200 | $110,000 | thousands by filing date | put |
| CKX LDS INC | 12562N104 | COM | 10,695 | $110,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 14,500 | $109,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,121 | $109,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 16,246 | $109,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,700 | $109,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 30,274 | $109,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 21,200 | $109,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,369 | $108,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 49,439 | $108,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,400 | $108,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 20,776 | $108,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,761 | $108,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 18,900 | $107,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 11,892 | $107,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,400 | $107,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 30,300 | $107,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,000 | $107,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 106,100 | $106,000 | thousands by filing date | put |
| POWER REIT | 73933H101 | COM | 18,980 | $106,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 117,662 | $106,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 89,500 | $106,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,616 | $105,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 30,800 | $105,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 56,997 | $105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,575 | $105,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 27,500 | $105,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 81,700 | $105,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,500 | $105,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,400 | $104,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,300 | $104,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 29,360 | $104,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 10,170 | $104,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,900 | $104,000 | thousands by filing date | put |
| SAFE T GROUP LTD | 78643B302 | SPONSORED ADS | 34,886 | $104,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 23,500 | $103,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,122 | $103,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,400 | $103,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 120,555 | $103,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 44,300 | $103,000 | thousands by filing date | put |
| BK TECHNOLOGIES INC | 09180A100 | COM | 27,593 | $103,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 15,208 | $102,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 81,141 | $102,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,300 | $102,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 13,413 | $102,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 23,899 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,958 | $101,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 16,521 | $101,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 14,559 | $101,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,190 | $101,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 35,898 | $101,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 16,352 | $101,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,472 | $100,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,500 | $100,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 16,200 | $100,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 28,039 | $100,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 26,937 | $100,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 10,110 | $100,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 54,700 | $100,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,200 | $99,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,822 | $99,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,220 | $98,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 44,270 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 44,946 | $98,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,268 | $97,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 46,994 | $97,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,816 | $97,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 68,577 | $97,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 33,500 | $96,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 104,872 | $96,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,800 | $96,000 | thousands by filing date | put |
| DYNASIL CORP AMER | 268102100 | COM | 108,212 | $96,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 74,622 | $96,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 30,000 | $95,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 27,754 | $95,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 32,351 | $95,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 53,195 | $95,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 381,532 | $95,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,000 | $94,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 146,116 | $93,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 818,500 | $93,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 64,515 | $93,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,528 | $92,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 12,900 | $92,000 | thousands by filing date | call |
| CENTRIC BRANDS INC | 15644G104 | COM | 26,782 | $92,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 48,600 | $92,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 150,427 | $91,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 47,578 | $91,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 27,300 | $91,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 11,000 | $91,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 26,700 | $91,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 93,500 | $91,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 26,400 | $90,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,251 | $90,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 44,424 | $90,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 128,199 | $90,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 171,956 | $90,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,364 | $89,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 20,500 | $89,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 17,508 | $89,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 27,666 | $89,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,347 | $89,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 103,343 | $89,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 61,900 | $89,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,671 | $88,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 25,300 | $88,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,320 | $87,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 12,500 | $87,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 24,800 | $87,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 25,708 | $87,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 57,690 | $87,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,400 | $86,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 16,538 | $86,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 52,400 | $86,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 33,382 | $86,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 39,761 | $86,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 77,993 | $85,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,900 | $85,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 12,400 | $85,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,600 | $85,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 29,000 | $84,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,206 | $84,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 34,800 | $84,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 31,400 | $84,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 37,400 | $84,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 13,082 | $84,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,500 | $83,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 17,798 | $83,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,300 | $83,000 | thousands by filing date | put |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 11,679 | $83,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 22,400 | $83,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 13,500 | $82,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 62,800 | $82,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 11,723 | $82,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 152,157 | $82,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 53,461 | $81,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20,900 | $81,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 102,095 | $81,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 103,256 | $81,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,800 | $81,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 47,829 | $81,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 139,900 | $81,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 76,486 | $81,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,468 | $80,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 54,300 | $80,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 63,400 | $79,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,800 | $79,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 200,200 | $79,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 13,800 | $79,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,533 | $79,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,311 | $78,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,100 | $78,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 11,500 | $78,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 16,049 | $78,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 105,069 | $77,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 10,716 | $77,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 27,548 | $77,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 121,503 | $77,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 35,223 | $77,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,100 | $77,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,986 | $76,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,800 | $76,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,200 | $76,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 10,157 | $75,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,100 | $75,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 56,565 | $75,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 88,663 | $75,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 43,900 | $75,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,409 | $75,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,500 | $75,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 42,993 | $74,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,145 | $74,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,483 | $74,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 30,400 | $74,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 36,918 | $74,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,211 | $73,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,300 | $73,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,600 | $73,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,605 | $73,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 106,697 | $73,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,266 | $73,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 63,229 | $73,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 32,078 | $73,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 19,161 | $72,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,700 | $72,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 17,491 | $71,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 35,545 | $71,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,800 | $71,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 24,400 | $71,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 59,800 | $71,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 20,400 | $70,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 43,800 | $70,000 | thousands by filing date | call |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 11,785 | $70,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,700 | $70,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,600 | $70,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 20,500 | $70,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 48,500 | $70,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 12,200 | $69,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,685 | $69,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 160,183 | $69,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,472 | $68,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,286 | $68,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,400 | $67,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,300 | $67,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,668 | $67,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,452 | $67,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,100 | $67,000 | thousands by filing date | put |
| SCPHARMACEUTICALS INC | 810648105 | COM | 17,711 | $67,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,400 | $67,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 30,800 | $67,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 47,081 | $67,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 25,400 | $67,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 121,100 | $67,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 39,400 | $67,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 47,300 | $67,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,846 | $66,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 49,400 | $66,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 70,593 | $66,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,700 | $65,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 65,481 | $65,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,647 | $65,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,100 | $65,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 53,400 | $65,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,600 | $64,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,369 | $64,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,216 | $64,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,904 | $64,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 26,000 | $64,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,100 | $63,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,305 | $63,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,100 | $63,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 63,200 | $63,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 21,517 | $63,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 52,900 | $63,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 30,300 | $63,000 | thousands by filing date | call |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 96,189 | $63,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 26,100 | $62,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,645 | $62,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,200 | $62,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,000 | $62,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 10,474 | $62,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 15,900 | $62,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,134 | $62,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 44,670 | $61,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 16,770 | $60,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 18,951 | $60,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,800 | $60,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 17,200 | $60,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 36,200 | $60,000 | thousands by filing date | put |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 16,009 | $60,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,300 | $59,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,916 | $59,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 16,575 | $59,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 17,977 | $59,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 26,300 | $59,000 | thousands by filing date | call |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 185,217 | $59,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 37,219 | $58,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 20,500 | $58,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,610 | $58,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 11,979 | $58,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 371,249 | $58,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,350 | $57,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,200 | $57,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 135,800 | $57,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 18,300 | $57,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 172,481 | $57,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T107 | COM | 113,927 | $57,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,900 | $56,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 30,200 | $56,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,084 | $56,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,600 | $56,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 13,900 | $56,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 15,600 | $56,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 15,119 | $56,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,100 | $56,000 | thousands by filing date | call |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 28,024 | $56,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,660 | $55,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,198 | $55,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 14,800 | $55,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,200 | $55,000 | thousands by filing date | put |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 88,711 | $55,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,400 | $54,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 20,800 | $54,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 61,944 | $54,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 30,034 | $54,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,300 | $54,000 | thousands by filing date | put |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 123,724 | $54,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 33,000 | $54,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,200 | $54,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,100 | $53,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 35,900 | $53,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,800 | $53,000 | thousands by filing date | call |
| EMERSON RADIO CORP | 291087203 | COM NEW | 36,896 | $53,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 24,900 | $53,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 29,391 | $53,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 47,341 | $53,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 19,492 | $53,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 15,473 | $53,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 21,200 | $53,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 32,371 | $53,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 78,639 | $53,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,300 | $52,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 20,000 | $52,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,800 | $51,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 16,038 | $51,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 26,900 | $51,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,400 | $50,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 11,584 | $50,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,900 | $50,000 | thousands by filing date | put |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 110,461 | $50,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 13,800 | $50,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 11,459 | $50,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 15,185 | $50,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 43,722 | $50,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 500,000 | $50,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,500 | $49,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 14,200 | $49,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 44,655 | $49,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,486 | $49,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 40,969 | $49,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 28,700 | $49,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 56,900 | $49,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120103 | COM | 99,158 | $49,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 136,978 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,200 | $48,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 28,600 | $48,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,200 | $48,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,000 | $48,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 57,559 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |