13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 9,082 holding rows worth $303,724,724,000.
- Accession
- 0001446194-18-000008
- Filer
- CIK 1446194
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,303 entries on the cover page, a total value of $303,724,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,724,724,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,800 | $128,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 13,172 | $128,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,000 | $127,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 98,067 | $127,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 31,789 | $127,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,792 | $126,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,229 | $126,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 14,375 | $126,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 145,173 | $126,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,800 | $126,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,800 | $125,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 34,100 | $125,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 32,886 | $125,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,100 | $124,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 11,043 | $124,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,200 | $123,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,973 | $123,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 10,010 | $123,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 43,200 | $123,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,300 | $123,000 | thousands by filing date | put |
| BIOMERICA INC | 09061H307 | COM NEW | 34,453 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 10,525 | $123,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,500 | $122,000 | thousands by filing date | put |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 94,467 | $122,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 15,340 | $121,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 44,000 | $121,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 17,023 | $121,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 12,100 | $121,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 23,063 | $121,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,554 | $120,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,100 | $120,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 11,021 | $120,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 32,500 | $120,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,138 | $119,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 42,847 | $119,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 42,525 | $119,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,886 | $118,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 16,600 | $118,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,056 | $117,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,500 | $117,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 16,462 | $117,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 11,764 | $117,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 20,522 | $117,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,300 | $116,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 33,500 | $116,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 16,000 | $116,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 11,724 | $116,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 22,958 | $116,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 11,500 | $115,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,800 | $115,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 226,900 | $115,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 19,500 | $115,000 | thousands by filing date | call |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 11,233 | $115,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,800 | $114,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 18,900 | $113,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 11,486 | $113,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 51,930 | $113,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,900 | $112,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,629 | $112,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,077 | $112,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 41,400 | $112,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 41,600 | $112,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 24,100 | $111,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 50,400 | $111,000 | thousands by filing date | put |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 133,383 | $111,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,187 | $110,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,363 | $110,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 32,016 | $110,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 32,419 | $110,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 51,747 | $110,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,968 | $109,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,200 | $109,000 | thousands by filing date | call |
| P & F INDS INC | 692830508 | CL A NEW | 13,244 | $109,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 11,500 | $108,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 52,800 | $108,000 | thousands by filing date | put |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 19,301 | $108,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,500 | $108,000 | thousands by filing date | call |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 52,363 | $108,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 19,000 | $108,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,800 | $107,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 104,380 | $107,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 54,100 | $107,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,300 | $107,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,300 | $107,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 46,600 | $107,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 32,430 | $107,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 10,567 | $107,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 149,815 | $106,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 35,909 | $106,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 11,476 | $106,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 14,669 | $105,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 40,100 | $104,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 17,700 | $104,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 32,300 | $103,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 12,600 | $103,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 36,000 | $103,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 57,374 | $103,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 38,300 | $103,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 38,400 | $103,000 | thousands by filing date | put |
| CKX LDS INC | 12562N104 | COM | 10,142 | $102,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 14,000 | $102,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 16,800 | $102,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,500 | $101,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 14,700 | $100,000 | thousands by filing date | call |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 14,700 | $100,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 25,298 | $99,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,900 | $99,000 | thousands by filing date | call |
| CAFEPRESS INC | 12769A103 | COM | 67,829 | $99,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 16,083 | $98,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,600 | $98,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 22,300 | $98,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 43,200 | $98,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 41,501 | $98,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,800 | $97,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,809 | $97,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,409 | $97,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 21,800 | $97,000 | thousands by filing date | put |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 18,100 | $97,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 31,100 | $96,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 63,700 | $96,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 34,400 | $96,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,770 | $96,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 17,000 | $96,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 68,400 | $96,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 12,580 | $95,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 67,801 | $95,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 10,500 | $95,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 32,500 | $94,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 162,345 | $94,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,200 | $93,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 16,800 | $93,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 16,558 | $93,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 29,633 | $93,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 34,818 | $93,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 12,300 | $93,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 13,732 | $92,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,411 | $92,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 17,700 | $92,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 42,900 | $92,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 89,626 | $92,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21,802 | $92,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 11,158 | $92,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,349 | $91,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 54,065 | $91,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 39,546 | $91,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 331,102 | $91,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,818 | $90,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,000 | $89,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 21,100 | $89,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,100 | $89,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 15,762 | $89,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,900 | $88,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,200 | $88,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 14,228 | $88,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 18,191 | $87,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 17,809 | $87,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 50,900 | $87,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 15,187 | $87,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 39,352 | $87,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,808 | $86,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,400 | $86,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 28,700 | $85,000 | thousands by filing date | put |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 41,791 | $85,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 12,271 | $85,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,996 | $84,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,091 | $84,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 29,031 | $84,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 14,800 | $84,000 | thousands by filing date | put |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 34,348 | $84,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,100 | $83,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 60,782 | $82,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 48,500 | $82,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 19,000 | $82,000 | thousands by filing date | put |
| ELBIT IMAGING LTD | M37605124 | SHS | 39,006 | $82,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,000 | $81,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,521 | $81,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,500 | $81,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 92,100 | $81,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,500 | $81,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 19,100 | $81,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 14,900 | $80,000 | thousands by filing date | put |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 5,309,441 | $80,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 80,005 | $80,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 12,600 | $80,000 | thousands by filing date | call |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 23,784 | $80,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 30,801 | $80,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 52,373 | $79,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 28,216 | $79,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 50,300 | $79,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 60,989 | $79,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 15,891 | $79,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,715 | $78,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,400 | $78,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,394 | $78,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,687 | $78,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,900 | $78,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,240 | $78,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 19,693 | $78,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 56,653 | $78,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 105,661 | $77,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 17,800 | $77,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 54,700 | $77,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,800 | $76,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 31,200 | $76,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 12,834 | $76,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,635 | $76,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,900 | $75,000 | thousands by filing date | put |
| POWER REIT | 73933H101 | COM | 12,408 | $75,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,703 | $75,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 26,031 | $75,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,300 | $75,000 | thousands by filing date | call |
| NORTECH SYS INC | 656553104 | COM | 18,087 | $74,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 42,073 | $74,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 33,500 | $74,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,900 | $74,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,281 | $74,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 12,275 | $74,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 53,585 | $74,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 45,337 | $73,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 22,800 | $73,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 100,000 | $73,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 16,127 | $73,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 15,600 | $73,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,200 | $73,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 20,493 | $73,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 34,755 | $73,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 29,300 | $72,000 | thousands by filing date | call |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 16,075 | $72,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 32,434 | $72,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 17,612 | $72,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 25,096 | $72,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 62,778 | $72,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 45,506 | $72,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 46,545 | $71,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 36,100 | $71,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 73,582 | $71,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 15,486 | $71,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 17,100 | $71,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 10,150 | $70,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,700 | $70,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 24,905 | $70,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 34,518 | $70,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 10,900 | $70,000 | thousands by filing date | put |
| ALTA MESA RES INC | 02133L109 | CL A | 16,400 | $69,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,952 | $68,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 17,875 | $68,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,900 | $68,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 14,300 | $68,000 | thousands by filing date | put |
| NATUZZI S P A | 63905A101 | ADR | 49,839 | $68,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 47,000 | $68,000 | thousands by filing date | principal |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 39,487 | $68,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 63,744 | $68,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,687 | $67,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 28,300 | $67,000 | thousands by filing date | call |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,951 | $67,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 13,900 | $67,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,800 | $66,000 | thousands by filing date | put |
| BARNWELL INDS INC | 068221100 | COM | 36,807 | $66,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,035 | $66,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,761 | $66,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 51,255 | $66,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 45,332 | $66,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,800 | $65,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,100 | $65,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,000 | $64,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 29,800 | $64,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,400 | $64,000 | thousands by filing date | put |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 37,758 | $64,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 30,300 | $64,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 21,701 | $64,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,929 | $63,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 21,400 | $63,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,476 | $63,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 26,200 | $63,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,200 | $63,000 | thousands by filing date | put |
| RENREN INC | 759892201 | SPON ADR A NEW | 44,500 | $63,000 | thousands by filing date | call |
| PERSHING GOLD CORP | 715302204 | COM NEW | 52,331 | $63,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,000 | $62,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 60,400 | $62,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 26,500 | $62,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 19,100 | $62,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 29,500 | $62,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 41,324 | $62,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 63,900 | $62,000 | thousands by filing date | put |
| CERECOR INC | 15671L109 | COM | 13,200 | $62,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,291 | $61,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 21,464 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 11,300 | $61,000 | thousands by filing date | put |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 20,600 | $61,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,636 | $60,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 13,922 | $60,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 11,592 | $60,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 21,000 | $60,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,247 | $59,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 21,334 | $59,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 24,600 | $59,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 32,551 | $59,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 72,874 | $59,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 41,823 | $59,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 20,700 | $58,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 292,638 | $58,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 58,300 | $58,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,900 | $58,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 25,400 | $57,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 23,800 | $57,000 | thousands by filing date | put |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 19,512 | $57,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 32,705 | $57,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,539 | $56,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 28,237 | $56,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,600 | $56,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,962 | $56,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,900 | $56,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 14,661 | $56,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 29,337 | $56,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 15,691 | $56,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 42,579 | $55,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 83,600 | $55,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 76,300 | $55,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 27,310 | $55,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 31,437 | $55,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 67,946 | $54,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 22,300 | $54,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,000 | $54,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 57,000 | $54,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 12,900 | $54,000 | thousands by filing date | put |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 135,197 | $54,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,200 | $53,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,300 | $53,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,700 | $53,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 10,000 | $53,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 32,109 | $53,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,325 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 29,500 | $52,000 | thousands by filing date | put |
| STEEL CONNECT INC | 858098106 | CMN | 24,604 | $52,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 12,760 | $52,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 93,165 | $52,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 14,067 | $52,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 134,276 | $52,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,579 | $51,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,930 | $51,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 19,998 | $51,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 35,125 | $51,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 28,600 | $51,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 250,740 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 54,400 | $51,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 11,496 | $51,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,800 | $51,000 | thousands by filing date | call |
| FUSION CONNECT INC | 36116X102 | COM | 19,800 | $51,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 69,600 | $51,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 79,856 | $51,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 17,880 | $50,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 16,800 | $50,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 101,970 | $49,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 49,205 | $49,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 30,847 | $49,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 20,900 | $49,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 22,200 | $48,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 27,856 | $48,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 21,370 | $48,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,300 | $48,000 | thousands by filing date | put |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 41,920 | $48,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 49,489 | $48,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 11,400 | $47,000 | thousands by filing date | put |
| THESTREET INC | 88368Q103 | COM | 21,425 | $47,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 18,388 | $46,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 30,600 | $46,000 | thousands by filing date | call |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 253,333 | $46,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 45,583 | $46,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 111,378 | $46,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,900 | $45,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 12,051 | $45,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 21,100 | $45,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 16,962 | $45,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,549 | $45,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,700 | $45,000 | thousands by filing date | call |
| AMERICAN LORAIN CORP | 027297100 | COM | 324,716 | $45,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 10,600 | $44,000 | thousands by filing date | call |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 23,794 | $44,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,000 | $44,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,000 | $44,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 25,322 | $44,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 158,700 | $44,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 40,012 | $44,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 32,369 | $44,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 25,500 | $43,000 | thousands by filing date | call |
| Kelso Technologies Inc | 48826D201 | COM | 93,609 | $43,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 24,300 | $43,000 | thousands by filing date | call |
| GTX INC DEL | 40052B207 | COM NEW | 27,300 | $43,000 | thousands by filing date | call |
| CHINA COML CR INC | 16891K103 | COM | 54,738 | $43,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,872 | $42,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 16,662 | $42,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,900 | $42,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 32,000 | $41,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 11,393 | $41,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 28,647 | $41,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 20,856 | $41,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 86,861 | $40,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 30,983 | $40,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 49,624 | $40,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 13,582 | $39,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 18,766 | $39,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 38,721 | $39,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 17,255 | $38,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,900 | $38,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 75,500 | $38,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,700 | $38,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 22,900 | $37,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 23,802 | $37,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 11,106 | $37,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 34,200 | $37,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 35,400 | $36,000 | thousands by filing date | put |
| AIR INDS GROUP COM | 00912N205 | Stock | 25,639 | $36,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 12,500 | $36,000 | thousands by filing date | put |
| National Holdings Corporation | 636375206 | COM NEW | 11,347 | $36,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 16,697 | $36,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,777 | $35,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 16,100 | $35,000 | thousands by filing date | call |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 11,998 | $35,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28,700 | $35,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 19,407 | $35,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,996 | $34,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 10,266 | $34,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 19,900 | $34,000 | thousands by filing date | call |
| INPIXON | 45790J305 | COM NEW | 170,655 | $34,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,467 | $33,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 45,500 | $33,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,226 | $33,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 23,151 | $33,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 14,748 | $33,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 17,734 | $32,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,900 | $32,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 24,400 | $31,000 | thousands by filing date | put |
| VAXART INC NEW | 92243A200 | COM | 10,863 | $31,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 10,203 | $31,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,603 | $31,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 20,400 | $31,000 | thousands by filing date | call |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 10,792 | $31,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 30,264 | $31,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,034 | $31,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 30,490 | $31,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 29,492 | $31,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 32,800 | $31,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,100 | $30,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 10,079 | $30,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 35,040 | $30,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 15,434 | $30,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 41,300 | $30,000 | thousands by filing date | put |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 30,452 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,800 | $29,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 12,200 | $29,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 16,400 | $29,000 | thousands by filing date | call |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 30,325 | $29,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 18,100 | $29,000 | thousands by filing date | call |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 17,931 | $29,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 10,884 | $29,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 23,205 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 18,700 | $28,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 16,400 | $28,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 17,700 | $28,000 | thousands by filing date | call |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 12,145 | $28,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 41,764 | $28,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,634 | $27,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,515 | $27,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 13,606 | $27,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 28,536 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,100 | $26,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 18,302 | $26,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 13,046 | $26,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 10,407 | $26,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 21,862 | $26,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 53,876 | $26,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 132,060 | $25,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 12,848 | $25,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,151 | $25,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 10,377 | $24,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,700 | $24,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,061 | $24,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 87,900 | $24,000 | thousands by filing date | call |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 19,350 | $24,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 57,934 | $24,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,730 | $23,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 19,212 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,705 | $23,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 13,231 | $23,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 12,111 | $22,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 32,655 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 20,669 | $22,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 25,541 | $22,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 10,967 | $22,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 69,819 | $22,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,400 | $21,000 | thousands by filing date | call |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 103,742 | $21,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 21,300 | $21,000 | thousands by filing date | put |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 36,120 | $21,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 11,127 | $21,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 15,588 | $20,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 14,039 | $20,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 22,332 | $20,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 12,943 | $19,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,790 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000008 | this filing | 2018-11-14 | acceptance time not in the bulk data set |