13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 9,082 holding rows worth $303,724,724,000.
- Accession
- 0001446194-18-000008
- Filer
- CIK 1446194
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,303 entries on the cover page, a total value of $303,724,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,724,724,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 46,700 | $225,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,200 | $225,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 4,900 | $225,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 8,300 | $225,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 9,700 | $225,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 84,961 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 7,575 | $225,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,569 | $224,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 9,600 | $224,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,300 | $224,000 | thousands by filing date | call |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 14,900 | $224,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,200 | $224,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,356 | $224,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 22,300 | $224,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 5,658 | $224,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 54,041 | $224,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 46,272 | $224,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,000 | $223,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,981 | $223,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,700 | $223,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 16,100 | $223,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,400 | $223,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,600 | $223,000 | thousands by filing date | call |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 24,726 | $223,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 38,100 | $223,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 103,700 | $223,000 | thousands by filing date | put |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 22,607 | $223,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,800 | $222,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 1,552 | $222,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,400 | $222,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,800 | $222,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F593 | CMN | 6,738 | $222,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,449 | $222,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 9,210 | $222,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 6,605 | $222,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 60,513 | $221,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 25,169 | $221,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,000 | $221,000 | thousands by filing date | put |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 4,800 | $221,000 | thousands by filing date | put |
| FQF TR | 351680103 | QUANTSHARE MOM | 8,791 | $221,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,577 | $220,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,385 | $220,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,000 | $220,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,100 | $220,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,400 | $220,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 19,700 | $220,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 21,827 | $220,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,900 | $220,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,000 | $220,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 18,627 | $220,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 9,400 | $219,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,500 | $219,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,100 | $219,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,900 | $219,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 28,497 | $219,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,000 | $219,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 27,700 | $219,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 12,900 | $219,000 | thousands by filing date | put |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,673 | $219,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,319 | $218,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,100 | $218,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 89,900 | $218,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,700 | $218,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 90,947 | $218,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,425 | $218,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,200 | $218,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 8,178 | $218,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 90,500 | $218,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,400 | $217,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 2,972 | $217,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 13,700 | $217,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,760 | $217,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 4,458 | $217,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,900 | $217,000 | thousands by filing date | put |
| AZUL S A | 05501U106 | OPT | 12,200 | $217,000 | thousands by filing date | call |
| WCF BANCORP INC | 92940L103 | COM | 23,161 | $217,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,500 | $216,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,900 | $216,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,600 | $216,000 | thousands by filing date | put |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,700 | $216,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,712 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 4,700 | $216,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 12,499 | $216,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 13,301 | $216,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 5,600 | $215,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 39,816 | $215,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,512 | $215,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,400 | $215,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 17,100 | $215,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 11,236 | $215,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 7,400 | $214,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,200 | $214,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,800 | $214,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 21,200 | $214,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,412 | $214,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,302 | $214,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,400 | $214,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 105,725 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 12,656 | $214,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 36,500 | $214,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,300 | $213,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,115 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,394 | $213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,589 | $213,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,600 | $213,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 22,200 | $212,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,000 | $212,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,415 | $212,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,900 | $212,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,100 | $212,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,200 | $212,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 22,535 | $212,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,500 | $212,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 18,700 | $212,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 22,700 | $212,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 3,800 | $211,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 5,803 | $211,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 9,516 | $211,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,100 | $211,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 38,600 | $211,000 | thousands by filing date | put |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 53,300 | $211,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 7,300 | $210,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,600 | $210,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,024 | $210,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,241 | $210,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 8,084 | $210,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,608 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,531 | $210,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 29,800 | $210,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,400 | $210,000 | thousands by filing date | put |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 4,000 | $210,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 10,300 | $210,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 29,100 | $210,000 | thousands by filing date | call |
| DAVIDSTEA INC | 238661102 | COM | 77,700 | $210,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 2,681 | $210,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,400 | $209,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,634 | $209,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 108,900 | $209,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,360 | $209,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,495 | $209,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 9,700 | $209,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 109,800 | $209,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 20,469 | $209,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,248 | $209,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,200 | $208,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 8,700 | $208,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,300 | $208,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 4,947 | $208,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,039 | $208,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 13,700 | $208,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,000 | $208,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 6,300 | $208,000 | thousands by filing date | put |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 16,097 | $208,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 43,347 | $208,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,100 | $207,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 4,651 | $207,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,100 | $207,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 5,100 | $207,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,900 | $207,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,200 | $207,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 43,532 | $207,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 500,000 | $207,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 9,954 | $207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,765 | $206,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,937 | $206,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,573 | $206,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,443 | $206,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 13,357 | $206,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 5,983 | $206,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,200 | $205,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 27,400 | $205,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,480 | $205,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,100 | $205,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 4,014 | $205,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 46,800 | $205,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 34,400 | $205,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 92,000 | $205,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,641 | $205,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 73,918 | $205,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 54,200 | $205,000 | thousands by filing date | call |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 14,512 | $205,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 54,000 | $204,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,800 | $204,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 28,800 | $204,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20,200 | $204,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,700 | $204,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 4,500 | $204,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 77,000 | $204,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 73,100 | $204,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,622 | $204,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 7,850 | $204,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 10,388 | $204,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,500 | $203,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,100 | $203,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 7,267 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 3,700 | $203,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,568 | $202,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,708 | $202,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 8,200 | $202,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,157 | $202,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 73,900 | $202,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,400 | $202,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 49,098 | $202,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 9,332 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,900 | $202,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 11,369 | $202,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 8,366 | $202,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,200 | $201,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 10,300 | $201,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,000 | $201,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,100 | $201,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 27,969 | $201,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 6,496 | $201,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 5,811 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 3,000 | $201,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 36,900 | $201,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 12,696 | $201,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,815 | $201,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,128 | $200,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,925 | $200,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,400 | $200,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 12,328 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,200 | $200,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 11,100 | $200,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 140,200 | $200,000 | thousands by filing date | call |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 9,100 | $200,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 15,500 | $199,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,400 | $199,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 20,200 | $199,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 11,799 | $199,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,349 | $198,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,982 | $198,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,215 | $198,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 20,400 | $198,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 47,008 | $198,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 39,743 | $197,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 28,590 | $197,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 129,137 | $197,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 95,854 | $196,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,100 | $195,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 67,600 | $195,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 42,200 | $195,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 39,800 | $195,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,235 | $194,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,900 | $194,000 | thousands by filing date | put |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 15,300 | $193,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 44,464 | $193,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 71,300 | $193,000 | thousands by filing date | put |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 12,585 | $193,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 23,800 | $192,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,700 | $192,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 79,270 | $191,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 14,500 | $191,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 21,572 | $191,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 83,540 | $190,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 20,176 | $190,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 19,291 | $189,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 60,990 | $189,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 97,400 | $189,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 33,400 | $189,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 12,221 | $189,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 16,200 | $189,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 46,660 | $189,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 64,700 | $188,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,400 | $188,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 29,000 | $188,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,200 | $188,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 42,800 | $188,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 72,400 | $188,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 334,500 | $187,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 126,168 | $187,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 22,496 | $187,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 44,000 | $187,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,800 | $187,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,558 | $186,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 30,100 | $186,000 | thousands by filing date | put |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 23,850 | $186,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 46,800 | $186,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,800 | $185,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,512 | $184,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 34,900 | $184,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,600 | $184,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 15,800 | $184,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 71,300 | $184,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 12,300 | $183,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,215 | $183,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 11,672 | $183,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 70,799 | $183,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 48,300 | $183,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,000 | $182,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 11,500 | $182,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,093 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 14,601 | $182,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 12,600 | $182,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 15,101 | $181,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,464 | $181,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 84,280 | $181,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $180,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,000 | $180,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 168,000 | $180,000 | thousands by filing date | put |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 12,600 | $180,000 | thousands by filing date | put |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 12,286 | $180,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,200 | $179,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,872 | $179,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 14,515 | $179,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,400 | $179,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 12,482 | $178,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,306 | $178,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 10,214 | $178,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 19,000 | $178,000 | thousands by filing date | call |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 126,556 | $178,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 51,600 | $178,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,004 | $177,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 49,078 | $177,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 12,400 | $176,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 11,089 | $176,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,803 | $176,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,200 | $176,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 11,900 | $176,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,000 | $175,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 156,400 | $175,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 19,901 | $175,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,056 | $174,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 15,100 | $174,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 33,900 | $174,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 43,400 | $174,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 87,030 | $174,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,316 | $173,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 62,700 | $173,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 17,730 | $173,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 63,952 | $173,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 23,100 | $172,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,838 | $172,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 30,682 | $172,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,800 | $172,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 32,000 | $171,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 57,800 | $171,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,800 | $170,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 12,345 | $170,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,800 | $170,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,000 | $169,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 12,200 | $169,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 57,000 | $169,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 25,000 | $168,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,539 | $168,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 39,800 | $168,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,000 | $168,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,000 | $167,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 22,600 | $167,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 12,814 | $167,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,200 | $167,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,000 | $167,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,329 | $167,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 59,800 | $167,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 23,900 | $166,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,500 | $166,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 79,264 | $166,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 19,433 | $165,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 17,692 | $165,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 71,100 | $164,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 19,800 | $164,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 36,900 | $164,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684107 | COM | 733,980 | $163,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 10,583 | $163,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,444 | $162,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 11,373 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 20,343 | $162,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,136 | $161,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 16,300 | $161,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 36,900 | $161,000 | thousands by filing date | call |
| SERVOTRONICS INC | 817732100 | COM | 14,897 | $161,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,300 | $161,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 36,389 | $160,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 12,829 | $160,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,800 | $160,000 | thousands by filing date | put |
| CYTRX CORP | 232828608 | COM PAR | 152,500 | $160,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 17,446 | $159,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,471 | $159,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 48,300 | $159,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 15,938 | $159,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,828 | $159,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,596 | $158,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 12,384 | $158,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,800 | $158,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 20,597 | $158,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,500 | $158,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,800 | $158,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 105,305 | $158,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 79,200 | $158,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,534 | $157,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 90,700 | $156,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 13,200 | $155,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,979 | $155,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 14,000 | $155,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 113,000 | $155,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,630 | $154,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 19,900 | $154,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 61,984 | $154,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 38,902 | $154,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 28,400 | $153,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 25,600 | $153,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 15,700 | $153,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 41,300 | $153,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 10,400 | $153,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 30,600 | $152,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,238 | $152,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 155,019 | $152,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,914 | $151,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,300 | $151,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 49,100 | $151,000 | thousands by filing date | call |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 18,863 | $151,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 21,100 | $151,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 13,300 | $150,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,829 | $149,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,075 | $149,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 54,629 | $149,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,400 | $149,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 44,349 | $149,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 15,900 | $149,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 112,347 | $149,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,100 | $149,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 36,600 | $149,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 22,756 | $148,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,037 | $148,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 19,300 | $148,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 38,794 | $148,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 78,100 | $148,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 25,100 | $148,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 32,600 | $147,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 40,900 | $147,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 20,300 | $147,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,700 | $147,000 | thousands by filing date | put |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 16,233 | $146,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 12,970 | $146,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 12,506 | $146,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 11,771 | $145,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 16,235 | $145,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,700 | $144,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 61,600 | $144,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,300 | $144,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 14,400 | $144,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 67,400 | $144,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,300 | $143,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 75,133 | $143,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,782 | $142,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 19,000 | $142,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 67,600 | $142,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,700 | $141,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 21,000 | $141,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 19,259 | $141,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 67,046 | $141,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 51,200 | $140,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,123 | $140,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 18,700 | $140,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,250 | $140,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 22,721 | $140,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 20,111 | $139,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,600 | $139,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,276 | $139,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 56,518 | $139,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 13,782 | $139,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,400 | $138,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 17,681 | $138,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,118 | $138,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 22,859 | $137,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 21,000 | $137,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 56,800 | $137,000 | thousands by filing date | call |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,900 | $136,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 19,995 | $136,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 11,700 | $135,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 11,100 | $135,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 48,700 | $135,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,600 | $134,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 22,700 | $134,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 39,608 | $134,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 21,994 | $133,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,926 | $133,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 20,429 | $133,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 56,503 | $133,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 20,800 | $133,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 12,043 | $133,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 54,600 | $132,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 15,100 | $132,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 17,321 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,194 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,324 | $131,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 14,941 | $131,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 59,364 | $131,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,600 | $131,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 24,600 | $131,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,900 | $131,000 | thousands by filing date | put |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 18,750 | $131,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 25,800 | $130,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 55,900 | $129,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 58,500 | $129,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 16,440 | $129,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,500 | $128,000 | thousands by filing date | call |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 56,286 | $128,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 19,293 | $128,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 20,800 | $128,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000008 | this filing | 2018-11-14 | acceptance time not in the bulk data set |