13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 9,505 holding rows worth $291,339,219,000.
- Accession
- 0001446194-18-000007
- Filer
- CIK 1446194
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,713 entries on the cover page, a total value of $291,339,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,339,219,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBALSCAPE INC | 37940G109 | COM | 28,599 | $111,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 19,927 | $111,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 31,700 | $111,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,220 | $110,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 44,700 | $110,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,303 | $109,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,500 | $109,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 161,748 | $109,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 12,500 | $109,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 49,300 | $109,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 21,900 | $109,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 21,700 | $109,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 24,200 | $109,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 15,765 | $107,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 10,658 | $107,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,222 | $106,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,200 | $106,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 11,200 | $106,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 25,000 | $106,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 30,200 | $105,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 72,085 | $105,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 17,685 | $105,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 69,712 | $105,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 28,100 | $105,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 10,474 | $104,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 40,566 | $104,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,200 | $104,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,200 | $104,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,500 | $103,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 33,800 | $103,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 20,900 | $103,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 25,627 | $103,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 101,961 | $102,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 32,900 | $102,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,300 | $102,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,954 | $101,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,691 | $101,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,000 | $101,000 | thousands by filing date | put |
| MOXIAN INC | 624697207 | COM NEW | 51,784 | $101,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,800 | $100,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 16,100 | $100,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 15,486 | $100,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18,900 | $100,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 51,505 | $100,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 72,467 | $99,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 26,457 | $99,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 21,800 | $99,000 | thousands by filing date | call |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,022 | $98,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,500 | $98,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 60,200 | $98,000 | thousands by filing date | put |
| P & F INDS INC | 692830508 | CL A NEW | 11,234 | $98,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 11,162 | $98,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,100 | $98,000 | thousands by filing date | put |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 107,827 | $98,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 59,000 | $97,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,700 | $97,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 19,763 | $97,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,800 | $96,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 17,233 | $96,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,525 | $96,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 29,600 | $96,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 49,609 | $96,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 38,150 | $96,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,862 | $95,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 361,577 | $95,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 58,100 | $94,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,400 | $94,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 19,400 | $94,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 15,700 | $94,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 11,700 | $94,000 | thousands by filing date | call |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 32,338 | $94,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,130 | $93,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 81,900 | $93,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 27,218 | $92,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 28,600 | $92,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,600 | $92,000 | thousands by filing date | call |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 25,503 | $92,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,600 | $92,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,300 | $91,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,100 | $90,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 23,229 | $90,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 31,800 | $90,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 11,200 | $89,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,686 | $89,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,929 | $89,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 22,400 | $89,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,858 | $89,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 16,900 | $89,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 25,500 | $89,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 10,328 | $88,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 10,400 | $88,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 44,700 | $88,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 65,813 | $88,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 16,400 | $87,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 37,602 | $87,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 13,347 | $87,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 42,800 | $87,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 95,032 | $87,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 35,100 | $86,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 29,200 | $86,000 | thousands by filing date | put |
| ELBIT IMAGING LTD | M37605124 | SHS | 36,617 | $86,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,200 | $85,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 34,700 | $85,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 43,644 | $85,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,900 | $84,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 34,273 | $84,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 38,100 | $84,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 19,700 | $84,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 42,162 | $84,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 10,191 | $84,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 40,200 | $84,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 44,100 | $83,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,600 | $83,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 24,127 | $83,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 56,308 | $83,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 14,900 | $83,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 19,728 | $82,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 15,900 | $82,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,587 | $82,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,395 | $82,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,300 | $82,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 27,000 | $82,000 | thousands by filing date | call |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 12,900 | $82,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 25,200 | $82,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 31,700 | $82,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 26,837 | $82,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,600 | $81,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,465 | $81,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 18,600 | $81,000 | thousands by filing date | call |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 20,985 | $81,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 23,365 | $80,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 33,062 | $80,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 15,900 | $80,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 36,500 | $80,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 42,800 | $80,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 70,600 | $79,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,200 | $79,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 14,200 | $79,000 | thousands by filing date | call |
| 180 DEGREE CAP CORP | 68235B109 | COM | 34,398 | $79,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,000 | $78,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 10,600 | $78,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 24,737 | $78,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 11,842 | $78,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 20,643 | $78,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 29,280 | $78,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 25,200 | $78,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 26,589 | $78,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,300 | $77,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,538 | $77,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,200 | $77,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 49,300 | $77,000 | thousands by filing date | put |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 27,464 | $77,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,813 | $76,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 40,679 | $75,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 33,900 | $75,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,861 | $75,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,000 | $75,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 10,100 | $74,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,100 | $74,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 22,427 | $74,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 13,100 | $74,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 47,735 | $74,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 26,234 | $74,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,100 | $74,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,600 | $73,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,000 | $73,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 178,641 | $73,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 33,397 | $73,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 59,846 | $73,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 107,400 | $72,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 63,000 | $72,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 20,941 | $72,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 11,621 | $71,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 18,531 | $71,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 56,741 | $71,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,060 | $70,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 37,200 | $70,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 13,500 | $69,000 | thousands by filing date | put |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 11,145 | $69,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,000 | $68,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,300 | $68,000 | thousands by filing date | call |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 24,596 | $68,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,315 | $68,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 103,200 | $68,000 | thousands by filing date | put |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 54,358 | $68,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 40,757 | $67,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,100 | $67,000 | thousands by filing date | put |
| SMTC CORP | 832682207 | COM NEW | 22,856 | $67,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 47,000 | $67,000 | thousands by filing date | principal |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 34,366 | $67,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,300 | $67,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 46,000 | $67,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 11,400 | $67,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 53,900 | $66,000 | thousands by filing date | call |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 51,845 | $66,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,877 | $65,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 17,200 | $65,000 | thousands by filing date | put |
| MABVAX THERAPEUTICS | 55414P702 | Equities | 75,904 | $65,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 34,400 | $65,000 | thousands by filing date | put |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 39,978 | $65,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 21,620 | $64,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 59,951 | $64,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,248 | $64,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 96,439 | $64,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 16,922 | $64,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 25,982 | $64,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 50,284 | $64,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 16,700 | $63,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,803 | $63,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 43,909 | $63,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 21,200 | $63,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,350 | $63,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,561 | $62,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 180,685 | $62,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 12,113 | $62,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 15,996 | $62,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,957 | $61,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28,452 | $61,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,400 | $61,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 10,300 | $60,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 11,300 | $60,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,794 | $60,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,900 | $60,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,100 | $60,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,500 | $60,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 15,300 | $59,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 54,201 | $59,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 41,000 | $59,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,200 | $59,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 27,635 | $59,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 36,257 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 22,607 | $58,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 21,100 | $58,000 | thousands by filing date | call |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 11,848 | $58,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 24,200 | $57,000 | thousands by filing date | put |
| Link Motion Inc | 53577L105 | COM | 49,857 | $57,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 13,284 | $57,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 42,035 | $57,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 24,143 | $57,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 31,512 | $57,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 15,078 | $56,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 58,069 | $56,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,200 | $56,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 16,080 | $56,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $56,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 136,396 | $56,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,886 | $55,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 38,681 | $55,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,900 | $55,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 26,496 | $55,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 18,400 | $54,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,200 | $54,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 12,800 | $54,000 | thousands by filing date | put |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 22,865 | $54,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 40,801 | $54,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 16,339 | $53,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,025 | $53,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 24,162 | $53,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 27,867 | $53,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 15,400 | $53,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 27,000 | $53,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 21,700 | $53,000 | thousands by filing date | put |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,810 | $53,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 76,300 | $52,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 26,900 | $52,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 14,900 | $52,000 | thousands by filing date | call |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 15,935 | $52,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 44,952 | $52,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,990 | $51,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 31,800 | $51,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 11,404 | $51,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,680 | $51,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,575 | $50,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,600 | $50,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,251 | $50,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 12,733 | $50,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 42,227 | $50,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 23,900 | $50,000 | thousands by filing date | call |
| National Holdings Corporation | 636375206 | COM NEW | 15,254 | $50,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,600 | $49,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,600 | $49,000 | thousands by filing date | call |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 24,039 | $49,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 11,554 | $48,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,700 | $48,000 | thousands by filing date | call |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 33,408 | $48,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,500 | $48,000 | thousands by filing date | put |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 15,036 | $48,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 14,000 | $48,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 10,600 | $47,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,606 | $47,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,300 | $47,000 | thousands by filing date | call |
| TRUETT-HURST INC THST | 897871109 | COMMON | 28,511 | $47,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 117,128 | $47,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 25,185 | $47,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 88,334 | $47,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 37,069 | $47,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 127,815 | $47,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 33,356 | $46,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,200 | $46,000 | thousands by filing date | put |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 11,352 | $46,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 10,164 | $46,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 16,532 | $45,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,651 | $45,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 76,800 | $45,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,800 | $45,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 12,800 | $45,000 | thousands by filing date | call |
| DYNATRONICS CORP | 268157401 | COM NEW | 15,004 | $44,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,900 | $43,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,800 | $43,000 | thousands by filing date | put |
| GSE SYS INC | 36227k106 | COM | 12,937 | $42,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23,900 | $42,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 34,357 | $42,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 20,708 | $42,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 10,230 | $41,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 84,300 | $41,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 12,500 | $41,000 | thousands by filing date | call |
| OCEAN BIO-CHEM INC | 674631106 | COM | 11,395 | $41,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 25,352 | $41,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 31,298 | $41,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,695 | $40,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,200 | $40,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 19,700 | $40,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 11,800 | $39,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26,977 | $39,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 19,500 | $39,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,055 | $39,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 28,000 | $39,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 12,992 | $39,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 20,600 | $38,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,300 | $38,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 12,900 | $38,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 44,300 | $38,000 | thousands by filing date | put |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 22,968 | $37,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,600 | $37,000 | thousands by filing date | call |
| HUNT COS FIN TR INC | 44558T100 | COM | 10,846 | $37,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,400 | $36,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,900 | $36,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 31,000 | $36,000 | thousands by filing date | call |
| COMMAND SEC CORP | 20050L100 | COM | 22,905 | $36,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 27,400 | $36,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 16,776 | $36,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 31,925 | $36,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,363 | $35,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,400 | $35,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 16,741 | $35,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 21,400 | $35,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 53,519 | $35,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 12,291 | $35,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 16,821 | $35,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 14,259 | $34,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 154,402 | $34,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 37,200 | $34,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 14,265 | $33,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 58,700 | $33,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 167,429 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 24,900 | $33,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,559 | $33,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,139 | $33,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 10,000 | $32,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,499 | $32,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $32,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 27,428 | $32,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,000 | $32,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 92,700 | $32,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 12,850 | $32,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,763 | $32,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,303 | $31,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,945 | $31,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 25,599 | $31,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 19,004 | $31,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 12,600 | $31,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,600 | $30,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,323 | $30,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 17,581 | $30,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 11,944 | $30,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 20,917 | $30,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 26,600 | $30,000 | thousands by filing date | put |
| SPI ENERGY CO LTD | G8651P201 | SHS | 79,495 | $30,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,600 | $29,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,946 | $29,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 22,494 | $29,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 10,326 | $28,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,800 | $28,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 14,663 | $28,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14,124 | $28,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 114,504 | $28,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,529 | $27,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,500 | $27,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 11,661 | $27,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,700 | $27,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 27,954 | $27,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 21,740 | $27,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,100 | $26,000 | thousands by filing date | put |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 34,559 | $26,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 74,800 | $26,000 | thousands by filing date | call |
| Ocugen | 43358V109 | Common | 10,349 | $26,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 47,636 | $26,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,870 | $25,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 25,283 | $25,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 10,600 | $25,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 29,179 | $25,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,600 | $25,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 18,000 | $25,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 11,600 | $25,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 11,911 | $25,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 15,801 | $24,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,700 | $24,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 14,825 | $24,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,300 | $24,000 | thousands by filing date | put |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 17,200 | $24,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 26,017 | $24,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 20,243 | $24,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,000 | $23,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 67,078 | $23,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,700 | $23,000 | thousands by filing date | put |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 22,485 | $23,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,900 | $22,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 17,691 | $22,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,338 | $22,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,500 | $22,000 | thousands by filing date | put |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 21,626 | $22,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 41,259 | $22,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 29,161 | $21,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 10,504 | $21,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 68,598 | $21,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 16,362 | $21,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 53,732 | $20,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 17,412 | $20,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 16,300 | $20,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,082 | $20,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 17,334 | $20,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 14,999 | $19,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 43,053 | $19,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 36,987 | $19,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 15,710 | $19,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 25,092 | $19,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 23,842 | $18,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 29,300 | $18,000 | thousands by filing date | call |
| NEOVASC INC COM STK | 64065J106 | COM | 412,165 | $18,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 15,900 | $18,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 10,200 | $18,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,700 | $17,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 12,183 | $17,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 13,200 | $17,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 21,965 | $16,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 10,367 | $16,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,885 | $16,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 13,049 | $16,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 15,800 | $16,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 20,800 | $15,000 | thousands by filing date | put |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 19,560 | $15,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 11,885 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,361 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,300 | $14,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 39,211 | $14,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 29,564 | $13,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 14,379 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 21,400 | $12,000 | thousands by filing date | call |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 16,989 | $12,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,500 | $12,000 | thousands by filing date | put |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 30,588 | $12,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 21,600 | $11,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 20,661 | $11,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 10,351 | $11,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 31,196 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,026,146 | $11,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 14,500 | $10,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,970 | $10,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 40,100 | $10,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,603 | $9,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,100 | $8,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,000 | $8,000 | thousands by filing date | put |
| AMERICAN LORAIN CORP | 027297100 | COM | 35,985 | $8,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 16,409 | $8,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 13,680 | $8,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 15,497 | $7,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 19,625 | $7,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 29,800 | $6,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 25,004 | $5,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 18,012 | $5,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 15,043 | $5,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 355,226 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 17,310 | $4,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,498 | $4,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 27,867 | $4,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 18,000 | $4,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 11,500 | $3,000 | thousands by filing date | put |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 55,009 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 24,988 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 32,241 | $3,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 30,695 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 16,392 | $2,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 11,076 | $2,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 16,875 | $2,000 | thousands by filing date | |
| ATTIS INDS INC | 049836117 | *W EXP 01/10/202 | 12,375 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 11,121 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 17,161 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 12,572 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 13,241 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 19,001 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000007 | this filing | 2018-08-14 | acceptance time not in the bulk data set |