13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 9,505 holding rows worth $291,339,219,000.
- Accession
- 0001446194-18-000007
- Filer
- CIK 1446194
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,713 entries on the cover page, a total value of $291,339,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,339,219,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,900 | $213,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 10,900 | $213,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 500,000 | $213,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,024 | $212,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,462 | $212,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 51,600 | $212,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,500 | $212,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 27,993 | $212,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 105,929 | $212,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,900 | $211,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,000 | $211,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,700 | $211,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 68,100 | $211,000 | thousands by filing date | put |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 5,100 | $211,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 2,645 | $211,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 60,800 | $211,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 42,355 | $211,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 19,531 | $211,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 11,189 | $211,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,726 | $210,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,300 | $210,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 4,164 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,521 | $210,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 22,100 | $210,000 | thousands by filing date | call |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 9,100 | $210,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 17,100 | $210,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 874 | $209,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 9,588 | $209,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,640 | $209,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,000 | $209,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 8,467 | $209,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,900 | $209,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 28,800 | $209,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 11,900 | $209,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,300 | $209,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,063 | $209,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 65,200 | $209,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,800 | $208,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 4,000 | $208,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 5,800 | $208,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 16,200 | $208,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,900 | $208,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,714 | $208,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,638 | $208,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 20,300 | $208,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,830 | $208,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 41,200 | $208,000 | thousands by filing date | call |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,256 | $208,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 172,685 | $208,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,000 | $207,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 1,069 | $207,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,535 | $207,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,586 | $207,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,100 | $207,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 86,800 | $207,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 10,887 | $207,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 79,600 | $207,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 4,200 | $207,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 10,605 | $207,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 22,127 | $207,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,500 | $206,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,300 | $206,000 | thousands by filing date | call |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 7,835 | $206,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,414 | $206,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 21,490 | $206,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,800 | $206,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 57,600 | $206,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 85,500 | $206,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 8,037 | $206,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,300 | $205,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 3,900 | $205,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,800 | $205,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 9,164 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 19,504 | $205,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,000 | $205,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 24,475 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 5,169 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 13,100 | $204,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,700 | $204,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 25,200 | $204,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,400 | $204,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,400 | $204,000 | thousands by filing date | put |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 10,770 | $204,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,540 | $203,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,145 | $203,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 54,700 | $203,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 25,500 | $203,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 33,484 | $203,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 26,950 | $203,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 6,816 | $203,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 25,904 | $203,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,800 | $203,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 14,400 | $203,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 24,100 | $203,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 67,594 | $203,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,500 | $202,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,568 | $202,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,459 | $202,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,800 | $202,000 | thousands by filing date | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 8,227 | $202,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,900 | $202,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 30,847 | $202,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 90,850 | $202,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,087 | $202,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,200 | $201,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 3,043 | $201,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,000 | $201,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,197 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 3,700 | $201,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 14,987 | $201,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,018 | $200,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 29,400 | $200,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 16,169 | $200,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,188 | $199,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 29,000 | $199,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 20,100 | $199,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,000 | $198,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,600 | $198,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 86,700 | $198,000 | thousands by filing date | put |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 13,059 | $198,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,821 | $197,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 12,671 | $197,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,400 | $196,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,971 | $196,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 37,600 | $196,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 28,000 | $196,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 71,806 | $196,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 103,200 | $196,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 76,630 | $195,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,795 | $195,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 97,300 | $195,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 61,000 | $195,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 22,197 | $194,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,300 | $194,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,000 | $194,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 10,687 | $194,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,352 | $194,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,366 | $194,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 388,343 | $194,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,463 | $193,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,800 | $193,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 23,000 | $193,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 48,400 | $193,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,500 | $192,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,300 | $192,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 38,200 | $192,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 25,995 | $191,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,500 | $191,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,814 | $191,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 14,368 | $191,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,475 | $191,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 13,100 | $191,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 46,818 | $191,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,241 | $191,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 18,726 | $191,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 21,600 | $190,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 20,278 | $190,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 73,600 | $190,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 10,000 | $190,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 39,415 | $189,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,278 | $189,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 17,500 | $189,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 14,600 | $189,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 72,646 | $189,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,000 | $188,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 52,900 | $188,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 28,800 | $188,000 | thousands by filing date | call |
| AIRGAIN INC | 00938A104 | COM | 20,423 | $188,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,500 | $188,000 | thousands by filing date | put |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 17,382 | $188,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 12,000 | $188,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 14,200 | $188,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 160,456 | $188,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 23,235 | $187,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 15,576 | $187,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,200 | $186,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,959 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 12,086 | $186,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,500 | $186,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,300 | $186,000 | thousands by filing date | call |
| IFRESH INC | 449538107 | COM | 35,401 | $186,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,400 | $185,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 64,552 | $185,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,833 | $185,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,300 | $184,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 14,034 | $184,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 13,657 | $184,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,902 | $184,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 24,500 | $184,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 13,100 | $183,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,200 | $183,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 24,600 | $183,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,100 | $183,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 31,113 | $183,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,300 | $183,000 | thousands by filing date | call |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 15,481 | $183,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 17,300 | $182,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,575 | $182,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 85,900 | $182,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 119,113 | $182,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 44,500 | $181,000 | thousands by filing date | put |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,100 | $181,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 55,101 | $181,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34,788 | $181,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 74,672 | $181,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,900 | $181,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 22,600 | $181,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 16,000 | $180,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 58,700 | $180,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,500 | $179,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 57,400 | $179,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 37,294 | $178,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 17,400 | $178,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,542 | $177,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 10,046 | $177,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 17,169 | $177,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 45,300 | $177,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 13,500 | $177,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 13,505 | $177,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 13,100 | $176,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 42,900 | $176,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 12,521 | $176,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,216 | $176,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,386 | $176,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 11,030 | $176,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 130,989 | $176,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 13,221 | $175,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,100 | $175,000 | thousands by filing date | put |
| JERASH HLDGS US INC | 47632P101 | CMN | 23,703 | $175,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 23,300 | $175,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 28,646 | $175,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,200 | $175,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,040 | $175,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 22,554 | $175,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 31,200 | $174,000 | thousands by filing date | put |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 10,499 | $174,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 31,200 | $174,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 16,000 | $174,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 104,800 | $174,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 21,100 | $173,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 16,800 | $173,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 43,972 | $173,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,519 | $172,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 14,700 | $172,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,376 | $172,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 14,380 | $172,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,800 | $172,000 | thousands by filing date | put |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 11,645 | $172,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,585 | $172,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,973 | $171,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,600 | $171,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 148,577 | $171,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 46,186 | $171,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 12,921 | $171,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 17,558 | $171,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 43,700 | $171,000 | thousands by filing date | call |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 19,400 | $171,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 10,300 | $170,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 62,400 | $170,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 64,500 | $170,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 71,400 | $170,000 | thousands by filing date | put |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,800 | $169,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,400 | $169,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,200 | $169,000 | thousands by filing date | put |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 20,069 | $169,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 70,300 | $169,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,700 | $169,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 168,900 | $168,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 18,700 | $168,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 55,200 | $168,000 | thousands by filing date | put |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 89,404 | $168,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,299 | $167,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 18,786 | $167,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 20,600 | $167,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 27,200 | $167,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 40,868 | $167,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 75,900 | $167,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 25,500 | $167,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 26,028 | $166,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 15,100 | $166,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,592 | $165,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,693 | $165,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 40,649 | $165,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,700 | $165,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 10,619 | $165,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,100 | $165,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 12,723 | $165,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 55,100 | $165,000 | thousands by filing date | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,201 | $164,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,300 | $164,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 145,100 | $164,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 28,442 | $164,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 81,002 | $164,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,800 | $163,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 39,300 | $163,000 | thousands by filing date | call |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,672 | $163,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 14,000 | $163,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 35,984 | $163,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,846 | $162,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 35,700 | $162,000 | thousands by filing date | call |
| SERVOTRONICS INC | 817732100 | COM | 17,712 | $162,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 16,600 | $162,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,108 | $161,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,992 | $161,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 517,789 | $161,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,000 | $160,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20,200 | $160,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 72,900 | $160,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 12,321 | $160,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,162 | $159,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 41,266 | $159,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 31,700 | $159,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 52,750 | $159,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 29,500 | $157,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,046 | $157,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 26,410 | $156,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 136,900 | $156,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 68,458 | $156,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,086 | $156,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 65,978 | $155,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 10,100 | $154,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,100 | $154,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 30,800 | $154,000 | thousands by filing date | call |
| PRESIDIO INC | 74102M103 | COM | 11,781 | $154,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,912 | $153,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 45,600 | $153,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,100 | $152,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 20,400 | $152,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 79,502 | $152,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 16,400 | $151,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 39,200 | $151,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 19,071 | $151,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 10,500 | $150,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,203 | $150,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,049 | $150,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,983 | $150,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 697,400 | $150,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,365 | $150,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 44,800 | $150,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,376 | $150,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 43,200 | $150,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 32,200 | $149,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 42,700 | $149,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 52,300 | $149,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $149,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 13,400 | $149,000 | thousands by filing date | put |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 19,852 | $148,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 24,400 | $148,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 126,307 | $148,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 28,400 | $148,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 13,354 | $147,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 22,000 | $147,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,000 | $147,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,400 | $146,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,700 | $146,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,200 | $146,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 12,300 | $146,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 24,900 | $146,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 49,400 | $146,000 | thousands by filing date | call |
| NUVEEN NY | 670706100 | COM | 10,574 | $146,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 20,000 | $146,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,800 | $145,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 16,300 | $145,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 20,500 | $145,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 28,400 | $145,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 32,300 | $145,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 59,100 | $145,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 10,378 | $145,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 71,800 | $144,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 27,500 | $144,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 32,700 | $144,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,200 | $143,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,300 | $143,000 | thousands by filing date | put |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 15,324 | $143,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 124,371 | $143,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 21,388 | $143,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,108 | $143,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,600 | $142,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 30,759 | $142,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 57,917 | $142,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,569 | $141,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 16,458 | $141,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 17,843 | $141,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 31,532 | $141,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 20,100 | $141,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 66,400 | $141,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,200 | $140,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 48,300 | $140,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 25,940 | $140,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 22,500 | $140,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,890 | $139,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,200 | $139,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 16,200 | $139,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,300 | $139,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 105,200 | $139,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 41,400 | $138,000 | thousands by filing date | put |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,384 | $138,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,500 | $138,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,674 | $138,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 53,500 | $138,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,600 | $137,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 23,600 | $137,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 71,770 | $137,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 68,740 | $137,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,499 | $136,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 21,300 | $136,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,805 | $136,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 52,700 | $136,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 27,200 | $136,000 | thousands by filing date | put |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 11,572 | $136,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 17,600 | $135,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 20,300 | $135,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 31,564 | $135,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 73,634 | $135,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 15,601 | $134,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 24,341 | $134,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,308 | $134,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,800 | $134,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 90,060 | $134,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,100 | $133,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 50,299 | $133,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 10,291 | $132,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,900 | $131,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 45,500 | $131,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,300 | $131,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 27,000 | $131,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,300 | $130,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,704 | $130,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,874 | $130,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 26,400 | $130,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 23,900 | $130,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 39,200 | $130,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 67,400 | $130,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 45,761 | $130,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 68,770 | $130,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,225 | $129,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,000 | $129,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 69,839 | $129,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,606 | $129,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 118,494 | $128,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,669 | $128,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 22,000 | $128,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,446 | $128,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,268 | $127,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 20,033 | $127,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 45,600 | $127,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 16,100 | $126,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 15,207 | $126,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 32,100 | $126,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 51,557 | $126,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 25,210 | $126,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 43,400 | $124,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,900 | $124,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 40,579 | $124,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 94,053 | $123,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 19,615 | $123,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 13,400 | $122,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 37,000 | $122,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 16,300 | $122,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 39,200 | $122,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,300 | $121,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 70,200 | $121,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 12,000 | $121,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 30,600 | $121,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,400 | $120,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 21,600 | $120,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 38,207 | $120,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 46,368 | $120,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,800 | $119,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,700 | $119,000 | thousands by filing date | put |
| ALTA MESA RES INC | 02133L109 | CL A | 17,500 | $119,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 11,904 | $119,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,100 | $118,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 22,600 | $118,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,300 | $118,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 39,400 | $118,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 11,042 | $118,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,700 | $117,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 57,871 | $117,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 80,000 | $117,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,264 | $116,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,400 | $116,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,533 | $115,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,162 | $115,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 22,476 | $115,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 15,700 | $115,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 11,800 | $115,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 16,200 | $115,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 28,500 | $115,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 28,200 | $114,000 | thousands by filing date | put |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 34,134 | $114,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 12,900 | $114,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 70,908 | $113,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 26,261 | $112,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 29,515 | $112,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 20,777 | $112,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,900 | $111,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,663 | $111,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 10,200 | $111,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 42,833 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000007 | this filing | 2018-08-14 | acceptance time not in the bulk data set |