13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 9,217 holding rows worth $280,583,630,000.
- Accession
- 0001446194-18-000005
- Filer
- CIK 1446194
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,235 entries on the cover page, a total value of $280,583,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,583,630,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 32,316 | $43,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 14,012 | $43,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 53,344 | $43,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,318 | $42,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,400 | $42,000 | thousands by filing date | put |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 25,685 | $42,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,500 | $42,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 15,600 | $42,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 48,952 | $42,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 34,966 | $42,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 33,455 | $42,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,900 | $42,000 | thousands by filing date | call |
| BIOPHARMX CORP | 09072X101 | COM | 181,335 | $42,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 16,286 | $41,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 107,980 | $41,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 19,096 | $41,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,444 | $40,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 113,500 | $40,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 19,176 | $40,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 27,708 | $40,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,283 | $40,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,000 | $39,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,771 | $39,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 12,800 | $39,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 26,995 | $39,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 27,200 | $39,000 | thousands by filing date | put |
| MYOMO INC | 62857J102 | COM | 13,268 | $39,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,600 | $38,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,865 | $38,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 55,000 | $38,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,200 | $38,000 | thousands by filing date | call |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 46,040 | $38,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 22,200 | $38,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 21,800 | $38,000 | thousands by filing date | call |
| BIOBLAST PHARMA LTD | M20156119 | SHS NEW | 19,212 | $38,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 14,354 | $37,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,500 | $37,000 | thousands by filing date | put |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 19,708 | $37,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,500 | $37,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 55,500 | $36,000 | thousands by filing date | call |
| THE9 LTD | 88337K104 | ADR | 75,292 | $36,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 112,400 | $36,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 12,655 | $36,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 32,241 | $36,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,124 | $36,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,987 | $36,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 37,426 | $36,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 44,543 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 38,600 | $35,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 12,600 | $35,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 26,333 | $35,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 138,943 | $35,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 12,100 | $34,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 22,100 | $34,000 | thousands by filing date | put |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 26,617 | $34,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 10,876 | $33,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 24,500 | $33,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,209 | $33,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,100 | $33,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 29,209 | $32,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 26,073 | $32,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 66,800 | $32,000 | thousands by filing date | put |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 41,233 | $32,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,044 | $32,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,500 | $32,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 31,044 | $31,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 15,667 | $31,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,269 | $31,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 13,889 | $31,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 19,000 | $31,000 | thousands by filing date | put |
| Link Motion Inc | 53577L105 | COM | 18,085 | $30,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 18,800 | $30,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 20,500 | $30,000 | thousands by filing date | put |
| NXT-ID INC | 67091J206 | COM NEW | 15,000 | $30,000 | thousands by filing date | put |
| ONCOBIOLOGICS INC | 68235M105 | COM | 33,794 | $30,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 23,999 | $30,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 17,609 | $29,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,600 | $29,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 47,030 | $28,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,300 | $28,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 16,494 | $28,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,700 | $28,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 11,066 | $27,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,500 | $27,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 20,612 | $27,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 19,993 | $27,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 30,500 | $27,000 | thousands by filing date | call |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 13,045 | $27,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,500 | $26,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 20,825 | $26,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 16,400 | $26,000 | thousands by filing date | put |
| TRUETT-HURST INC THST | 897871109 | COMMON | 13,914 | $26,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 15,701 | $26,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 17,921 | $26,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 21,794 | $26,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 45,157 | $25,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 20,498 | $25,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 25,047 | $25,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,832 | $25,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 67,319 | $25,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,200 | $25,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 35,583 | $24,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,700 | $24,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 14,400 | $24,000 | thousands by filing date | put |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 18,439 | $24,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 40,111 | $24,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,204 | $23,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 12,655 | $23,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 15,364 | $23,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 24,357 | $23,000 | thousands by filing date | |
| JMU LTD | 46647L105 | SPONSORED ADR | 26,554 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,000 | $22,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 12,400 | $22,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,036 | $22,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 41,584 | $22,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,300 | $21,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 20,648 | $21,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,341 | $21,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,200 | $21,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 22,980 | $21,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 15,592 | $21,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,200 | $21,000 | thousands by filing date | put |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 10,328 | $21,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 10,200 | $20,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,284 | $19,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 13,800 | $19,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 36,100 | $19,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 11,150 | $19,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 14,848 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,057 | $19,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 23,610 | $19,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 13,726 | $18,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,700 | $18,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 21,568 | $18,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,013 | $18,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 62,863 | $18,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 16,782 | $18,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 22,400 | $18,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 88,896 | $18,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,052 | $17,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 10,456 | $17,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 12,230 | $17,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 66,459 | $17,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 44,323 | $17,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,030 | $16,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 22,220 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 38,326 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 22,600 | $16,000 | thousands by filing date | put |
| DIGIRAD CORP | 253827109 | COM | 10,147 | $16,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 44,763 | $16,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 13,400 | $16,000 | thousands by filing date | call |
| SESEN BIO, INC. | 286221106 | COM | 14,897 | $16,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,400 | $15,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 12,886 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,000 | $15,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 36,299 | $15,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 11,600 | $15,000 | thousands by filing date | call |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 51,607 | $15,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 11,610 | $15,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 12,203 | $15,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 13,481 | $15,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,500 | $14,000 | thousands by filing date | put |
| VERMILLION INC | 92407M206 | COM NEW | 10,157 | $14,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 18,448 | $14,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 29,700 | $14,000 | thousands by filing date | call |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 11,517 | $14,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 10,793 | $14,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 15,415 | $14,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 31,076 | $14,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,000 | $13,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 46,000 | $13,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V204 | COM NEW | 43,106 | $13,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 15,638 | $13,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 11,337 | $12,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 13,623 | $12,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,352 | $12,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 16,835 | $11,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 50,874 | $11,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 33,073 | $11,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 51,095 | $11,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 18,600 | $11,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 26,934 | $10,000 | thousands by filing date | |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 10,724 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,200 | $9,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 194,246 | $9,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 13,208 | $9,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 21,911 | $9,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 11,832 | $8,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 18,319 | $8,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 11,188 | $7,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 11,339 | $7,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 20,388 | $7,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 28,100 | $6,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,000 | $6,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 18,388 | $6,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 16,858 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 30,900 | $6,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A150 | RIGHT 05/15/2018 | 44,762 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 13,481 | $5,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 12,272 | $5,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 29,856 | $4,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 27,663 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 16,343 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 11,631 | $3,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 15,831 | $3,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC-CW18 | 00444P116 | W E | 1,001,125 | $3,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,548 | $2,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,600 | $2,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 172,296 | $2,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 17,396 | $2,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 10,597 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 25,537 | $2,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 14,507 | $1,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 41,737 | $1,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 15,603 | $1,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 574,336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 18,854 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000005 | this filing | 2018-05-15 | acceptance time not in the bulk data set |