13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 9,217 holding rows worth $280,583,630,000.
- Accession
- 0001446194-18-000005
- Filer
- CIK 1446194
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,235 entries on the cover page, a total value of $280,583,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,583,630,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAIA INC NEW | 36269P104 | CL A | 10,051 | $156,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 68,600 | $156,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 44,000 | $156,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,400 | $156,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,200 | $156,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 41,400 | $156,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 10,674 | $155,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 21,700 | $155,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 50,500 | $155,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,900 | $154,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 38,200 | $154,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 16,900 | $154,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 93,300 | $154,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 22,885 | $153,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,100 | $153,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 221,404 | $153,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 14,300 | $153,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,019 | $152,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,742 | $152,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 359,321 | $152,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 52,400 | $152,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 69,200 | $151,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 13,127 | $151,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 12,900 | $151,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 19,100 | $150,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 56,100 | $150,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 54,565 | $150,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 20,285 | $150,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 15,800 | $149,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,389 | $149,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,063 | $149,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,100 | $148,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,474 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,579 | $148,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 20,467 | $148,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,148 | $148,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,474 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,594 | $147,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 88,300 | $147,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,816 | $147,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 36,549 | $146,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 79,205 | $146,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,200 | $145,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,100 | $145,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 18,400 | $145,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 26,700 | $145,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 64,470 | $145,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 49,730 | $145,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 109,700 | $144,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 20,300 | $144,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 27,400 | $143,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 13,354 | $143,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 266,588 | $143,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,000 | $142,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,180 | $142,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 53,688 | $141,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 17,100 | $141,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 10,100 | $141,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 24,000 | $140,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,144 | $140,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 15,100 | $140,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 26,600 | $140,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 12,227 | $139,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 26,000 | $139,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 16,883 | $139,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 29,600 | $139,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,070 | $138,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,200 | $138,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,400 | $137,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 326,548 | $137,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,138 | $137,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,800 | $136,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 43,700 | $136,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 12,200 | $136,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 36,700 | $136,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 31,323 | $136,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 27,800 | $136,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 27,366 | $135,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 31,000 | $135,000 | thousands by filing date | call |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 302,217 | $135,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 16,500 | $134,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 14,900 | $134,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 19,133 | $134,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 26,100 | $134,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 24,000 | $134,000 | thousands by filing date | call |
| DITECH HLDG CORP | 25501G105 | COM | 14,900 | $134,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 63,500 | $133,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,300 | $133,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 16,200 | $133,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16,601 | $132,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 11,174 | $132,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 11,599 | $132,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,300 | $132,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,700 | $131,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 34,800 | $131,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 37,431 | $131,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 12,272 | $131,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 13,800 | $131,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,930 | $130,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 43,608 | $130,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 71,000 | $130,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,300 | $129,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 12,300 | $128,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 34,514 | $128,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 11,559 | $127,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,300 | $126,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,900 | $126,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 20,700 | $126,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 29,900 | $126,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 33,838 | $125,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 22,700 | $125,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 30,700 | $125,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 31,300 | $125,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 17,000 | $125,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 34,200 | $125,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 111,800 | $125,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 31,200 | $124,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,860 | $124,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,197 | $124,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,200 | $124,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,400 | $123,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 15,232 | $123,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 61,200 | $123,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,500 | $122,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 12,066 | $122,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,362 | $121,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,745 | $121,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,400 | $121,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 16,800 | $121,000 | thousands by filing date | call |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 10,473 | $120,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,300 | $119,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 15,700 | $119,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 45,449 | $118,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 102,990 | $118,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 11,904 | $118,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 12,106 | $117,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,000 | $117,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,700 | $117,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 55,200 | $116,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 15,800 | $116,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 67,300 | $116,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,431 | $115,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 26,300 | $115,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,600 | $115,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 29,900 | $115,000 | thousands by filing date | put |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 26,419 | $115,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,290 | $115,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,900 | $114,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 26,100 | $114,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 90,451 | $113,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,766 | $113,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 38,352 | $113,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 11,165 | $113,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,300 | $112,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 19,200 | $112,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 13,300 | $112,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 62,200 | $112,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 10,581 | $112,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 30,273 | $111,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 10,691 | $111,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 31,285 | $111,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 51,417 | $111,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 25,000 | $110,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,500 | $108,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,000 | $108,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,800 | $108,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 29,800 | $108,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 24,791 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 12,300 | $108,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 73,859 | $108,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,900 | $108,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 80,000 | $108,000 | thousands by filing date | call |
| AIRGAIN INC | 00938A104 | COM | 13,825 | $107,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 15,625 | $107,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,087 | $106,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,977 | $106,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 36,200 | $106,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 46,300 | $106,000 | thousands by filing date | put |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,400 | $106,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 25,800 | $105,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,311 | $105,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,400 | $105,000 | thousands by filing date | call |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 10,127 | $104,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 13,851 | $104,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 44,000 | $104,000 | thousands by filing date | put |
| OHA INVT CORP | 67091U102 | COM | 74,014 | $104,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,335 | $103,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 28,600 | $103,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 33,095 | $103,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 40,447 | $103,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 20,400 | $103,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 11,110 | $103,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,500 | $102,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 74,235 | $102,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 29,600 | $102,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 19,431 | $102,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 90,693 | $102,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,320 | $101,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,500 | $101,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 39,695 | $101,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 90,900 | $101,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,300 | $100,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,100 | $100,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 51,004 | $100,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 32,200 | $100,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,500 | $99,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 20,000 | $99,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 94,790 | $99,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 19,900 | $99,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 35,700 | $98,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,700 | $98,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,300 | $98,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,900 | $98,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 10,132 | $98,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 20,682 | $98,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 21,000 | $97,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 35,000 | $96,000 | thousands by filing date | put |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 12,720 | $96,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 33,100 | $96,000 | thousands by filing date | call |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 10,971 | $96,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,245 | $95,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,400 | $95,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 18,428 | $95,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 23,799 | $95,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 89,250 | $95,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,483 | $94,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,000 | $93,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 15,171 | $93,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 42,578 | $93,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 12,300 | $93,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 18,598 | $93,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 21,000 | $93,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,600 | $92,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,200 | $92,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 10,400 | $91,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 467,873 | $91,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,500 | $91,000 | thousands by filing date | put |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 12,900 | $91,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 24,931 | $91,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 30,577 | $90,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 31,000 | $90,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 17,300 | $89,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,900 | $89,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,565 | $89,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 62,900 | $89,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 43,100 | $88,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62,154 | $88,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,270 | $88,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 13,213 | $88,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,620 | $87,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,700 | $87,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 18,754 | $86,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 38,640 | $86,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 10,344 | $86,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,022 | $85,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,938 | $85,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,300 | $85,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,307 | $85,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 20,453 | $85,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 64,250 | $85,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,003 | $85,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 17,900 | $85,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,100 | $85,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 12,018 | $85,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,200 | $84,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 20,000 | $84,000 | thousands by filing date | call |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 10,957 | $84,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 169,693 | $84,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,000 | $84,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 35,622 | $84,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,600 | $83,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 118,360 | $83,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 31,200 | $83,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 61,700 | $83,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,400 | $82,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,100 | $82,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 76,473 | $82,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 18,117 | $82,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 16,400 | $82,000 | thousands by filing date | put |
| NEUROMETRIX INC | 641255708 | COM PAR | 58,396 | $82,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 14,554 | $81,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,346 | $81,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 27,500 | $81,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 29,400 | $81,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,415 | $81,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 18,320 | $80,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,645 | $80,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,300 | $80,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 22,100 | $80,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 76,643 | $80,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,700 | $79,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 12,736 | $79,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 22,364 | $79,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,855 | $79,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 24,300 | $79,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 89,184 | $79,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 66,800 | $79,000 | thousands by filing date | put |
| SUMMER INFANT INC | 865646103 | COMM STK | 68,481 | $79,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 22,306 | $79,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 58,601 | $79,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,513 | $78,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 21,553 | $78,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,200 | $78,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 42,300 | $78,000 | thousands by filing date | call |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 12,662 | $78,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,400 | $78,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 20,800 | $78,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 21,800 | $77,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,000 | $77,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 34,199 | $77,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 51,600 | $77,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 10,400 | $77,000 | thousands by filing date | call |
| ENVIROTECH VHS INC | 00726a100 | COM | 65,332 | $77,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 14,900 | $76,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 14,000 | $76,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 14,755 | $75,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,300 | $75,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 129,931 | $75,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 17,900 | $75,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20,800 | $75,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 39,254 | $75,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 50,200 | $75,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,700 | $74,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,700 | $74,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,000 | $73,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 11,963 | $73,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 26,630 | $73,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,800 | $73,000 | thousands by filing date | call |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 57,371 | $73,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 30,270 | $73,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 21,200 | $73,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,912 | $72,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,169 | $72,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 26,899 | $72,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,100 | $72,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 29,200 | $72,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 17,436 | $71,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,600 | $71,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,326 | $71,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 10,000 | $71,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $71,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,700 | $70,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 20,842 | $70,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 55,932 | $70,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,463 | $70,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 359,100 | $70,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,800 | $70,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 26,160 | $70,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 36,400 | $69,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 11,300 | $69,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 13,600 | $69,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,000 | $69,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 57,638 | $69,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 23,100 | $69,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 18,000 | $68,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 15,200 | $68,000 | thousands by filing date | put |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 10,748 | $68,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 71,593 | $68,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,400 | $67,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 114,388 | $67,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 41,400 | $67,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 33,187 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,400 | $66,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,600 | $66,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,609 | $66,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 29,100 | $66,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 27,700 | $66,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 29,718 | $65,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,000 | $65,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,300 | $65,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 39,200 | $65,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 18,600 | $65,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 15,200 | $64,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,639 | $64,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,192 | $64,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 76,300 | $64,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,400 | $64,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 16,900 | $64,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 30,500 | $64,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R401 | COM NEW | 39,000 | $64,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,420 | $63,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 73,520 | $63,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,800 | $63,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 21,300 | $63,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 28,600 | $63,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 26,640 | $63,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 14,275 | $63,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 54,207 | $63,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 12,300 | $63,000 | thousands by filing date | call |
| Gevo Inc stock | 374396307 | Stock | 138,669 | $63,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 21,000 | $63,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 31,338 | $63,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,186 | $62,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 17,500 | $62,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 20,600 | $61,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 34,000 | $61,000 | thousands by filing date | put |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 45,420 | $61,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 125,308 | $61,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,800 | $61,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 12,100 | $61,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,900 | $60,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,100 | $60,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 22,900 | $60,000 | thousands by filing date | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 26,502 | $60,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,100 | $60,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,042 | $60,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 20,611 | $60,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 110,389 | $60,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 39,500 | $60,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 33,500 | $60,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 21,900 | $60,000 | thousands by filing date | put |
| MY SIZE INC | 62844N109 | COM | 43,044 | $60,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,800 | $59,000 | thousands by filing date | call |
| DESWELL INDS INC | 250639101 | COM | 19,108 | $59,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 27,874 | $59,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 60,000 | $59,000 | thousands by filing date | call |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 36,671 | $58,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 27,300 | $58,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 96,400 | $57,000 | thousands by filing date | put |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 23,628 | $56,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,400 | $56,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442109 | COM | 12,399 | $56,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,575 | $55,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,900 | $55,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 18,200 | $55,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 47,500 | $54,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 21,495 | $54,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 40,472 | $54,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 23,329 | $54,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 26,111 | $54,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 23,566 | $53,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 43,139 | $53,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,268 | $53,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,985 | $53,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 14,540 | $53,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,500 | $53,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 47,000 | $53,000 | thousands by filing date | principal |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 12,519 | $53,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,600 | $52,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 42,939 | $52,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 26,000 | $52,000 | thousands by filing date | put |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 15,663 | $52,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 52,800 | $52,000 | thousands by filing date | put |
| TANTECH HLDGS LTD | G8675X107 | COM | 18,698 | $52,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,328 | $52,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 25,058 | $52,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,500 | $51,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,005 | $51,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,620 | $51,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 36,079 | $51,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,600 | $50,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 54,958 | $50,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 22,200 | $50,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,905 | $49,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 16,353 | $49,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,500 | $49,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 14,400 | $49,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 22,851 | $49,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 67,228 | $49,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 18,330 | $49,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 13,700 | $48,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,800 | $48,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 81,800 | $48,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 16,800 | $48,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 14,500 | $48,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 24,011 | $48,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 14,000 | $48,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 16,083 | $48,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,600 | $47,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,785 | $47,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 16,200 | $47,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,303 | $47,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $47,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 28,014 | $47,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 44,814 | $47,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,100 | $46,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 15,415 | $46,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 51,879 | $46,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,700 | $46,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,800 | $46,000 | thousands by filing date | put |
| ENSYNC INC. | 29359T102 | Common Stock | 120,327 | $46,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 29,550 | $46,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $45,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 24,374 | $45,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 37,893 | $45,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,979 | $44,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,800 | $44,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 19,900 | $44,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 11,900 | $44,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,800 | $44,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 12,700 | $44,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 11,620 | $44,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,966 | $44,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,500 | $43,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 11,600 | $43,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 63,100 | $43,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 26,156 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,200 | $43,000 | thousands by filing date | put |
| BROADWAY FINL CORP DEL | 111444105 | COM | 21,077 | $43,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 19,200 | $43,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000005 | this filing | 2018-05-15 | acceptance time not in the bulk data set |