13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 9,149 holding rows worth $283,439,313,000.
- Accession
- 0001446194-18-000002
- Filer
- CIK 1446194
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,370 entries on the cover page, a total value of $283,439,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,439,313,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNACOR INC | 871561106 | COM | 15,400 | $35,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 26,098 | $35,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 19,000 | $35,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,600 | $34,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 32,631 | $34,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,625 | $33,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 12,514 | $33,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 21,731 | $33,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 56,535 | $33,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 39,891 | $33,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,806 | $32,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 45,737 | $32,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,100 | $32,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,227 | $32,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 10,166 | $32,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,200 | $31,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,300 | $31,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 36,587 | $31,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 13,783 | $31,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 30,641 | $31,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,200 | $30,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 17,500 | $30,000 | thousands by filing date | put |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 18,442 | $30,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 15,800 | $30,000 | thousands by filing date | call |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 14,613 | $30,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 13,000 | $30,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 12,800 | $29,000 | thousands by filing date | call |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 29,727 | $29,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 16,195 | $29,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 16,299 | $29,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 24,814 | $29,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 20,200 | $28,000 | thousands by filing date | put |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 27,740 | $28,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 15,900 | $28,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 11,400 | $27,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,603 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,916 | $27,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,145 | $27,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 21,472 | $26,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 10,088 | $26,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 38,403 | $26,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,400 | $25,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 29,885 | $25,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 21,231 | $25,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,000 | $25,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 21,578 | $25,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 21,972 | $25,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,300 | $24,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 14,400 | $24,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 80,724 | $24,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 14,925 | $24,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 112,412 | $24,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,217 | $23,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 21,900 | $23,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 14,651 | $23,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 14,927 | $23,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,900 | $22,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 16,532 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,424 | $21,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 13,834 | $21,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 41,379 | $21,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 16,000 | $21,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 20,221 | $20,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 20,261 | $20,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 11,648 | $20,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 27,508 | $20,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 26,500 | $20,000 | thousands by filing date | put |
| ROSETTA GENOMICS | M82183209 | Equities | 36,171 | $20,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $20,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 27,301 | $19,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 16,426 | $19,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 11,578 | $19,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 13,400 | $19,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 10,392 | $19,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 21,288 | $19,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,700 | $18,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 27,238 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 36,000 | $18,000 | thousands by filing date | put |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 11,007 | $18,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 32,316 | $18,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 12,710 | $18,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 53,335 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 26,109 | $17,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 17,622 | $17,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 11,770 | $17,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 19,702 | $16,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,200 | $16,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 15,930 | $16,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 11,939 | $16,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 30,000 | $16,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 13,514 | $16,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 12,610 | $16,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 24,876 | $16,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 11,451 | $16,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 14,836 | $15,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 11,322 | $15,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 27,041 | $15,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 68,622 | $15,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 15,150 | $15,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 46,033 | $15,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,334 | $14,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 19,969 | $14,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 12,601 | $14,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,273 | $14,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 14,613 | $13,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 50,929 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,275 | $12,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 18,600 | $12,000 | thousands by filing date | call |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 11,421 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $12,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 95,560 | $12,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 20,726 | $11,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,100 | $11,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 16,765 | $11,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 10,095 | $11,000 | thousands by filing date | |
| JMU LTD | 46647L105 | SPONSORED ADR | 11,192 | $11,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 35,409 | $11,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,900 | $10,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 10,300 | $10,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,251 | $9,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 11,137 | $9,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,064 | $9,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 49,529 | $9,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 19,501 | $8,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 14,251 | $8,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 20,879 | $8,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 34,400 | $6,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 10,241 | $6,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 19,111 | $6,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 23,900 | $6,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,600 | $5,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,984 | $5,000 | thousands by filing date | |
| MONSTER DIGITAL INC | 61174L113 | *W EXP 99/99/999 | 95,772 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,000 | $4,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 43,942 | $4,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 29,907 | $4,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 13,700 | $4,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 24,494 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 93,748 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,900 | $2,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 19,565 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 43,100 | $2,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 47,065 | $1,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 574,336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 38,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 14,679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 46,497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000002 | this filing | 2018-02-14 | acceptance time not in the bulk data set |