13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 9,149 holding rows worth $283,439,313,000.
- Accession
- 0001446194-18-000002
- Filer
- CIK 1446194
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,370 entries on the cover page, a total value of $283,439,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,439,313,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,600 | $147,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,251 | $146,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,798 | $146,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 16,600 | $146,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 49,200 | $146,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 49,500 | $146,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,408 | $146,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 20,694 | $146,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,288 | $145,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 54,200 | $145,000 | thousands by filing date | put |
| RADA ELECTR INDS LTD | M81863124 | CMN | 47,200 | $145,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 28,269 | $144,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 19,200 | $144,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,200 | $143,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 34,700 | $143,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,700 | $143,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 33,000 | $142,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 10,200 | $142,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 12,400 | $142,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505772 | REX VOLMAX LNG | 11,564 | $142,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,350 | $141,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 35,994 | $141,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,600 | $141,000 | thousands by filing date | call |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 15,673 | $141,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 52,674 | $141,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 12,498 | $141,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 51,800 | $141,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,300 | $140,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,398 | $140,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,600 | $140,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 21,222 | $140,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,621 | $139,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 365,445 | $139,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,335 | $139,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 139,316 | $139,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 67,400 | $138,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,900 | $138,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 38,731 | $138,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,200 | $138,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 31,959 | $138,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 14,500 | $138,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 83,800 | $137,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 25,100 | $137,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 33,800 | $137,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,300 | $137,000 | thousands by filing date | put |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 14,328 | $137,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 14,600 | $137,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 10,457 | $136,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,300 | $136,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 11,700 | $136,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 17,600 | $136,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 15,164 | $136,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 13,400 | $136,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 43,800 | $136,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 33,588 | $136,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 11,500 | $136,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,755 | $135,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 44,400 | $135,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 109,000 | $135,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,657 | $135,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 50,300 | $135,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,007 | $134,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,400 | $134,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,163 | $134,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,900 | $134,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 103,800 | $134,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,400 | $134,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 13,414 | $134,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,600 | $133,000 | thousands by filing date | call |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 10,100 | $133,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,900 | $132,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 10,431 | $132,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 17,760 | $132,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 33,700 | $132,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 70,445 | $132,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 46,700 | $132,000 | thousands by filing date | put |
| DWS Mun Income Tr | 25160C106 | COM | 11,116 | $132,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,957 | $131,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 50,000 | $131,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 15,641 | $130,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,100 | $130,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,300 | $130,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 22,300 | $129,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 23,600 | $129,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 45,000 | $129,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 14,100 | $128,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 52,300 | $128,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 29,100 | $128,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 52,400 | $128,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 10,839 | $128,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 20,800 | $127,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 46,517 | $127,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 22,900 | $127,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 11,191 | $127,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,800 | $127,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 14,100 | $127,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 10,400 | $126,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 14,300 | $125,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843208 | COM NEW | 12,100 | $125,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 68,800 | $125,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 66,900 | $125,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 32,198 | $125,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 10,600 | $125,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 13,856 | $124,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 22,700 | $124,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 15,900 | $123,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,200 | $123,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 42,200 | $123,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 23,300 | $123,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 31,072 | $123,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 69,733 | $123,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 12,416 | $123,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 49,582 | $122,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 22,327 | $122,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,981 | $121,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,300 | $121,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,652 | $121,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 75,564 | $121,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 27,750 | $119,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,258 | $119,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 91,000 | $119,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 16,000 | $119,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,800 | $119,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,100 | $118,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,626 | $117,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 10,411 | $117,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,405 | $116,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 90,000 | $116,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,503 | $115,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 37,372 | $115,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,100 | $115,000 | thousands by filing date | put |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 84,645 | $115,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,700 | $114,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 16,419 | $114,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 49,893 | $114,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,900 | $114,000 | thousands by filing date | put |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 16,211 | $114,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 23,778 | $114,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 42,489 | $114,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 14,100 | $113,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,867 | $113,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 44,465 | $113,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 37,300 | $112,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 16,133 | $112,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 78,800 | $112,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 12,985 | $111,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 128,958 | $111,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,785 | $110,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 33,000 | $110,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 21,710 | $110,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 41,370 | $110,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 28,232 | $110,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 26,567 | $110,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 22,199 | $109,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,038 | $109,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 26,600 | $109,000 | thousands by filing date | call |
| NUVECTRA CORP | 67075N108 | COM | 14,074 | $109,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,600 | $108,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,000 | $108,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,100 | $108,000 | thousands by filing date | put |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 18,900 | $108,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,400 | $107,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,700 | $107,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 45,300 | $106,000 | thousands by filing date | put |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $106,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 73,200 | $105,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 44,829 | $105,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,700 | $105,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 51,000 | $105,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,494 | $105,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,274 | $104,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,042 | $104,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 26,602 | $104,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 22,600 | $104,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 207,800 | $104,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,500 | $103,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 19,300 | $103,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 32,900 | $103,000 | thousands by filing date | put |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 215,500 | $103,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,971 | $102,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 330,644 | $102,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 63,029 | $102,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,782 | $102,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,800 | $102,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,600 | $101,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,600 | $101,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 55,983 | $101,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,853 | $100,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,800 | $100,000 | thousands by filing date | put |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 21,700 | $100,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 30,495 | $100,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $100,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,758 | $99,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,700 | $99,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,500 | $99,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 34,344 | $99,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,800 | $99,000 | thousands by filing date | call |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,731 | $99,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 261,178 | $98,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 45,129 | $98,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 12,600 | $98,000 | thousands by filing date | put |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 37,836 | $98,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 24,599 | $98,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 12,300 | $98,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,300 | $97,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 29,900 | $97,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,099 | $96,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 29,885 | $96,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,000 | $96,000 | thousands by filing date | call |
| S&W SEED COMPANY COM | 785135104 | COM | 24,500 | $96,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 18,788 | $96,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 26,606 | $96,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,314 | $95,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,700 | $95,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 23,162 | $95,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 47,039 | $95,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 33,700 | $95,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,145 | $94,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 20,320 | $94,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,100 | $93,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 11,100 | $93,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 18,200 | $93,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 13,445 | $93,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 17,700 | $93,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,920 | $93,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,413 | $93,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 25,200 | $93,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 11,302 | $92,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,600 | $91,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 26,800 | $91,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,000 | $91,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 31,400 | $90,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 80,273 | $90,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 53,465 | $90,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,839 | $89,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 43,600 | $89,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 27,165 | $89,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 22,565 | $89,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 30,700 | $89,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 12,764 | $89,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 35,734 | $89,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 51,341 | $88,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 20,300 | $87,000 | thousands by filing date | call |
| ID SYSTEMS INC | 449489103 | COM | 12,600 | $87,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 67,300 | $87,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 65,500 | $86,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 19,545 | $86,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 15,100 | $85,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,900 | $85,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 68,851 | $85,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 11,391 | $85,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,200 | $84,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 39,400 | $84,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 15,921 | $83,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 21,853 | $83,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,900 | $83,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 12,157 | $83,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,200 | $83,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 93,400 | $83,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 12,900 | $83,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 72,400 | $83,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 43,483 | $83,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 49,100 | $83,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 98,742 | $82,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,100 | $82,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 14,680 | $81,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 16,500 | $81,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 74,875 | $81,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 33,742 | $81,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 18,500 | $81,000 | thousands by filing date | put |
| COGINT INC | 19241Q101 | COM | 18,500 | $81,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,900 | $80,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 32,752 | $80,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 24,541 | $80,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,200 | $79,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 68,619 | $79,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 20,300 | $79,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,638 | $78,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 74,500 | $78,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,000 | $78,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 14,335 | $78,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 32,777 | $78,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 25,601 | $78,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,600 | $77,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 11,354 | $77,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,700 | $77,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,100 | $77,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 28,500 | $77,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 23,500 | $77,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,700 | $77,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 17,949 | $77,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 22,100 | $77,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,600 | $76,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,600 | $75,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 11,000 | $75,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 36,632 | $75,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 10,774 | $75,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 31,600 | $75,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 24,500 | $74,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,000 | $74,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 59,464 | $74,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,729 | $74,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 27,700 | $74,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 35,200 | $74,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,500 | $74,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,026 | $74,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 15,400 | $74,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 25,500 | $74,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 20,100 | $74,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,800 | $73,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,545 | $73,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 15,500 | $73,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,163 | $73,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 24,548 | $73,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 16,500 | $73,000 | thousands by filing date | put |
| DIGIRAD CORP | 253827109 | COM | 28,170 | $73,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 17,122 | $72,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,900 | $72,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,400 | $72,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 16,400 | $72,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R401 | COM NEW | 42,000 | $72,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,732 | $71,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,200 | $71,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 42,727 | $70,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,930 | $70,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 14,601 | $69,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 41,878 | $69,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,427 | $69,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 26,921 | $69,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 17,088 | $69,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 25,397 | $68,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 49,600 | $68,000 | thousands by filing date | call |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 80,000 | $68,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,400 | $67,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 52,096 | $67,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,600 | $66,000 | thousands by filing date | call |
| Gevo Inc stock | 374396307 | Stock | 111,312 | $66,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 39,600 | $65,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 26,700 | $65,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,900 | $64,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,336 | $64,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 53,123 | $64,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,500 | $64,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 15,000 | $63,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 21,500 | $63,000 | thousands by filing date | put |
| DESWELL INDS INC | 250639101 | COM | 22,978 | $63,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 60,200 | $63,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 46,800 | $63,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 13,976 | $63,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 37,300 | $63,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,406 | $63,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,100 | $62,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,200 | $61,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,700 | $61,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,826 | $61,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 91,976 | $61,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 31,068 | $61,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 10,773 | $61,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 23,500 | $61,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $61,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 15,679 | $61,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 12,595 | $60,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11,679 | $60,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 19,317 | $60,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 28,573 | $60,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 12,322 | $60,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,843 | $59,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,811 | $59,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,200 | $58,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 10,400 | $58,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 34,908 | $58,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,800 | $58,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,300 | $58,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,700 | $58,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 36,300 | $58,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 25,723 | $58,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 21,300 | $58,000 | thousands by filing date | call |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 19,509 | $58,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,300 | $57,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,100 | $57,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 22,800 | $57,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 114,123 | $57,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 41,833 | $57,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 22,600 | $56,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 14,200 | $56,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,100 | $56,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 72,944 | $56,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,917 | $55,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 17,700 | $55,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 22,400 | $54,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,300 | $54,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 16,226 | $54,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 61,000 | $54,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 15,800 | $54,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 19,491 | $54,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 37,800 | $54,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 22,400 | $53,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 14,400 | $53,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 130,843 | $52,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 22,600 | $52,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 14,943 | $52,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 19,727 | $51,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 12,592 | $51,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 11,486 | $50,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,000 | $50,000 | thousands by filing date | call |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 30,980 | $50,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,600 | $49,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 11,385 | $49,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 14,548 | $49,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,700 | $49,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 13,300 | $49,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 13,496 | $49,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,600 | $49,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 61,000 | $49,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 24,556 | $49,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 34,027 | $48,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 17,029 | $48,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 19,159 | $48,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 15,320 | $48,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 10,386 | $48,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,815 | $48,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 25,248 | $47,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 36,091 | $47,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,995 | $47,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,900 | $47,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 24,638 | $47,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 15,100 | $47,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 12,100 | $47,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 43,275 | $46,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,000 | $46,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 38,700 | $46,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 19,277 | $46,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 69,400 | $46,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,400 | $46,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 14,100 | $46,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 22,500 | $45,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 24,000 | $45,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 14,400 | $45,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,000 | $45,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,327 | $44,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 104,547 | $44,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 20,000 | $44,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 169,500 | $44,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,700 | $43,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 47,241 | $43,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 19,100 | $43,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,400 | $43,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 21,728 | $43,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 17,725 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,774 | $42,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 27,955 | $42,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,591 | $42,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 20,000 | $42,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 24,068 | $42,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 14,800 | $42,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 17,700 | $42,000 | thousands by filing date | put |
| Adobe Systems Inc | 98979H103 | COM | 80,195 | $42,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,100 | $41,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 15,800 | $41,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 10,600 | $41,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 24,100 | $41,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 37,688 | $41,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847208 | SHS | 15,249 | $41,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 56,946 | $40,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,000 | $40,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 27,279 | $40,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $40,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 18,509 | $40,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 18,300 | $40,000 | thousands by filing date | put |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 10,727 | $39,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 30,200 | $39,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 23,580 | $39,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 251,577 | $39,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 14,506 | $39,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 22,719 | $39,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 15,000 | $38,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 48,100 | $38,000 | thousands by filing date | put |
| AMERI HLDGS INC | 02362F104 | COM | 12,300 | $38,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 16,675 | $38,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 35,759 | $38,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 24,818 | $37,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,288 | $37,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,940 | $37,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 46,144 | $37,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 29,247 | $37,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 18,228 | $37,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 12,007 | $37,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 19,728 | $37,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 10,200 | $37,000 | thousands by filing date | put |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 14,251 | $37,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 13,169 | $37,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156119 | SHS NEW | 16,127 | $37,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,088 | $36,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,300 | $36,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 12,430 | $36,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 55,000 | $36,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 10,000 | $36,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 38,300 | $35,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 10,200 | $35,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 15,267 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000002 | this filing | 2018-02-14 | acceptance time not in the bulk data set |