13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 9,149 holding rows worth $283,439,313,000.
- Accession
- 0001446194-18-000002
- Filer
- CIK 1446194
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,370 entries on the cover page, a total value of $283,439,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,439,313,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 115,494 | $411,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,300 | $411,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,200 | $411,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 22,552 | $411,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 74,366 | $411,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 41,500 | $410,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 16,800 | $410,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 108,400 | $410,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 202,200 | $410,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 54,700 | $410,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 40,000 | $410,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,045 | $409,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 114,000 | $409,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 74,974 | $409,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,979 | $409,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,038 | $409,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,304 | $408,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,441 | $408,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 57,415 | $408,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,374 | $407,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 18,333 | $407,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 23,185 | $407,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,319 | $406,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 19,500 | $406,000 | thousands by filing date | call |
| PROSHARES TR | 74347B565 | CMN | 7,257 | $406,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 6,215 | $406,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 30,781 | $406,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,300 | $405,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,400 | $405,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 9,600 | $405,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 16,349 | $405,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 92,100 | $405,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,200 | $404,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 13,519 | $404,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,300 | $404,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 16,833 | $404,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 60,155 | $404,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,548 | $403,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,800 | $403,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,700 | $403,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11,300 | $403,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 12,000 | $402,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 11,224 | $402,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 16,175 | $402,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 9,006 | $402,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 61,909 | $402,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 8,700 | $402,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 107,200 | $402,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,500 | $401,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 1,618 | $401,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 50,187 | $401,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 10,300 | $401,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,400 | $400,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 36,687 | $400,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 32,900 | $400,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 44,400 | $400,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 67,300 | $400,000 | thousands by filing date | put |
| JUPAI HLDGS LTD | 48205B107 | ADS | 21,631 | $400,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 11,040 | $399,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,509 | $399,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,900 | $399,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,100 | $399,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 25,600 | $399,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 25,400 | $399,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,400 | $398,000 | thousands by filing date | put |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 30,603 | $398,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,900 | $398,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 16,600 | $398,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 96,307 | $398,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 73,135 | $398,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,438 | $397,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 24,700 | $397,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 32,503 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 9,400 | $397,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,809 | $397,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,100 | $396,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 13,000 | $396,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 8,000 | $396,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 6,674 | $396,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 25,037 | $396,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,200 | $395,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 15,800 | $395,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 16,800 | $395,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,100 | $394,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,603 | $394,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 91,600 | $394,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 14,600 | $394,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 18,600 | $394,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,400 | $394,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 24,189 | $394,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 38,951 | $394,000 | thousands by filing date | |
| WISDOMTREE STRONG DOLLAR EM | 97717X487 | ETP | 14,091 | $394,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,570 | $393,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,329 | $393,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 15,700 | $393,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 300,519 | $393,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 14,300 | $393,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,800 | $392,000 | thousands by filing date | call |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,956 | $392,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 27,100 | $392,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 13,945 | $392,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 8,526 | $391,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,900 | $391,000 | thousands by filing date | call |
| SENDGRID INC | 816883102 | COM | 16,300 | $391,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 19,300 | $391,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 12,543 | $391,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,200 | $390,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 6,138 | $390,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 32,144 | $390,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 2,638 | $390,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 31,900 | $389,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 6,200 | $389,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 35,800 | $389,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,449 | $389,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 13,515 | $389,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,985 | $388,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,000 | $388,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 18,947 | $388,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 60,033 | $388,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,600 | $387,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 18,630 | $387,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 11,100 | $387,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 13,278 | $386,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 25,714 | $386,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 27,739 | $386,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 26,000 | $386,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,100 | $386,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 4,900 | $386,000 | thousands by filing date | call |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 17,726 | $386,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,062 | $385,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 23,748 | $385,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 68,795 | $385,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 32,000 | $385,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 26,500 | $385,000 | thousands by filing date | put |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 66,782 | $385,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 32,616 | $385,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 28,610 | $385,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,900 | $384,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,100 | $384,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 4,700 | $383,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,446 | $383,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 18,100 | $383,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,000 | $383,000 | thousands by filing date | call |
| SENDGRID INC | 816883102 | COM | 15,962 | $383,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 24,400 | $382,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 16,597 | $382,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 25,100 | $382,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 7,391 | $382,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 19,700 | $382,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,400 | $381,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 20,100 | $381,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,605 | $381,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8,900 | $381,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 8,200 | $381,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 11,500 | $381,000 | thousands by filing date | call |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 41,600 | $381,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 15,991 | $381,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,794 | $380,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,100 | $379,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,800 | $379,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,335 | $378,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,100 | $378,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 29,900 | $378,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 24,100 | $378,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,300 | $378,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 100,800 | $378,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 27,100 | $378,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 49,500 | $378,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,100 | $377,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 15,800 | $377,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,445 | $377,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,400 | $377,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 115,109 | $377,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 13,113 | $376,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,300 | $376,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 21,000 | $376,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 7,400 | $376,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 18,247 | $376,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,219 | $375,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 189,170 | $375,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 15,400 | $375,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 52,800 | $375,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 27,200 | $374,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 22,193 | $374,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,700 | $374,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 11,238 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,400 | $373,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 11,373 | $373,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,900 | $372,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,200 | $372,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 5,000 | $372,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,400 | $372,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 16,636 | $372,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 15,800 | $372,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,400 | $371,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,400 | $371,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 32,300 | $371,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,424 | $371,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 39,500 | $371,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 62,395 | $371,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 146,600 | $371,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 40,000 | $370,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 20,256 | $370,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,625 | $370,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 24,900 | $370,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,096 | $370,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,200 | $369,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,100 | $369,000 | thousands by filing date | call |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 15,200 | $369,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 20,661 | $368,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,890 | $368,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 3,608 | $368,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,268 | $368,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 32,018 | $368,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 163,305 | $368,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 21,716 | $368,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,400 | $367,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 9,600 | $367,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 65,800 | $367,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 8,800 | $366,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 1,712 | $366,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 113,700 | $366,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,500 | $366,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 46,400 | $366,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 11,100 | $365,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,560 | $365,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 41,089 | $365,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,424 | $365,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,400 | $365,000 | thousands by filing date | call |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,817 | $365,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,500 | $365,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 12,129 | $365,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 12,700 | $364,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,196 | $364,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,762 | $364,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 13,709 | $364,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 16,500 | $364,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 8,394 | $363,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 31,600 | $363,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 4,000 | $363,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,700 | $363,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 15,800 | $363,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,600 | $362,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 20,200 | $362,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 67,581 | $362,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 54,900 | $362,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 127,500 | $362,000 | thousands by filing date | put |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 18,561 | $362,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 20,500 | $362,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,400 | $361,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,316 | $361,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 34,500 | $361,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,806 | $360,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,900 | $360,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 8,396 | $360,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,500 | $360,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 21,100 | $360,000 | thousands by filing date | put |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 31,208 | $360,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 9,600 | $360,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 32,400 | $360,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 23,476 | $360,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,700 | $359,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,200 | $359,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 8,674 | $359,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 91,300 | $359,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 175,328 | $359,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 11,800 | $359,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 44,768 | $359,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 81,300 | $359,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 188,200 | $359,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 8,629 | $358,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,400 | $358,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 600 | $358,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 15,148 | $357,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,652 | $357,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 34,500 | $357,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,000 | $357,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,579 | $357,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 10,800 | $357,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,810 | $356,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 11,172 | $356,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,400 | $356,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 12,910 | $356,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,400 | $356,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 26,100 | $356,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,500 | $356,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 3,638 | $356,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 34,603 | $356,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,100 | $355,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 7,300 | $355,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,700 | $355,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,900 | $355,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 19,600 | $355,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 5,719 | $355,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 26,109 | $355,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 91,000 | $355,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,800 | $354,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 11,791 | $354,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,868 | $354,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $354,000 | thousands by filing date | call |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 16,440 | $354,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 7,600 | $353,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,800 | $353,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 7,425 | $353,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 90,280 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,835 | $353,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 7,182 | $352,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 25,300 | $352,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,300 | $352,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,000 | $352,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 10,590 | $352,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 31,400 | $352,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 19,000 | $352,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 119,405 | $352,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 80,000 | $352,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 15,010 | $352,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 36,951 | $352,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,000 | $351,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 4,800 | $351,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 32,800 | $351,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,500 | $350,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,300 | $350,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 13,958 | $350,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 17,400 | $350,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 74,257 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 13,809 | $350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,473 | $349,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 87,247 | $349,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 44,800 | $349,000 | thousands by filing date | call |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 6,899 | $349,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 23,500 | $349,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 7,000 | $349,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 18,700 | $349,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,400 | $349,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 10,000 | $348,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,044 | $348,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,500 | $348,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 23,000 | $348,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 22,400 | $348,000 | thousands by filing date | put |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 15,800 | $348,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 16,600 | $347,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 12,100 | $346,000 | thousands by filing date | put |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,045 | $346,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 256,569 | $346,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,400 | $345,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 77,500 | $345,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 17,400 | $345,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 34,629 | $345,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 109,121 | $345,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,463 | $344,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 142,675 | $344,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 183,700 | $344,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 10,900 | $343,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,168 | $343,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,400 | $343,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 5,100 | $343,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,937 | $342,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 8,677 | $342,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 7,006 | $342,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 7,226 | $342,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,500 | $342,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 15,930 | $341,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,800 | $341,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,838 | $341,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,252 | $341,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 22,968 | $341,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,856 | $341,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 12,200 | $341,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 25,717 | $341,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,848 | $340,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,200 | $340,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 7,055 | $340,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 10,364 | $340,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,500 | $340,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,600 | $340,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 32,900 | $340,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,700 | $339,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 15,800 | $339,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 135,436 | $339,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,100 | $338,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,500 | $338,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 21,600 | $338,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 16,166 | $338,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,500 | $338,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 81,800 | $338,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 186,858 | $338,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 81,215 | $337,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 81,200 | $337,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 4,500 | $337,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 13,541 | $337,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 53,200 | $337,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 32,600 | $337,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,676 | $337,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 125,805 | $337,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 29,078 | $337,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 152,946 | $337,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,200 | $336,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 205,906 | $336,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,261 | $336,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,700 | $335,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 88,500 | $335,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38,813 | $335,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,595 | $335,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,527 | $334,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,315 | $334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 10,886 | $334,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 14,500 | $334,000 | thousands by filing date | put |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 29,444 | $334,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,913 | $333,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,500 | $333,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 13,343 | $333,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 51,578 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 15,427 | $333,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 102,300 | $333,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 164,137 | $333,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 396,018 | $333,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,928 | $332,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,300 | $332,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,504 | $332,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,866 | $332,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,382 | $332,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 55,858 | $332,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,500 | $331,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 9,000 | $331,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,700 | $331,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,300 | $331,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 13,100 | $331,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,000 | $331,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 14,499 | $331,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 37,014 | $331,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 27,866 | $331,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 32,300 | $331,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 14,937 | $330,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,270 | $330,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 5,295 | $330,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 44,528 | $330,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,124 | $329,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 80,900 | $329,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 8,900 | $329,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,839 | $328,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 23,400 | $328,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 5,100 | $328,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,500 | $328,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 4,600 | $327,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 12,700 | $327,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 5,264 | $327,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 143,500 | $327,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,500 | $326,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,400 | $326,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 17,871 | $326,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 16,562 | $326,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 52,232 | $326,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,484 | $325,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,500 | $325,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 66,560 | $325,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,700 | $325,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,516 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 8,774 | $325,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 114,400 | $325,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,300 | $324,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 5,500 | $324,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 135,700 | $324,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 5,300 | $324,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,600 | $324,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 118,047 | $324,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,691 | $324,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,900 | $323,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 179,200 | $323,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 5,100 | $323,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,300 | $323,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 163,100 | $323,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,002 | $323,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,165 | $322,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 13,200 | $322,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,100 | $322,000 | thousands by filing date | put |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 19,856 | $322,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 32,006 | $322,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 75,610 | $322,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,200 | $321,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 13,500 | $321,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,300 | $320,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,400 | $320,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 5,342 | $320,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,500 | $320,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 6,690 | $320,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 33,187 | $320,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,789 | $320,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14,900 | $319,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 23,781 | $319,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,000 | $319,000 | thousands by filing date | call |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 22,344 | $319,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,600 | $318,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,600 | $318,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,002 | $318,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 39,000 | $318,000 | thousands by filing date | put |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 6,119 | $318,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,251 | $317,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,843 | $317,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 10,900 | $317,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 20,500 | $317,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-18-000002 | this filing | 2018-02-14 | acceptance time not in the bulk data set |