13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 8,130 holding rows worth $219,155,152,000.
- Accession
- 0001446194-17-000010
- Filer
- CIK 1446194
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 9,111 entries on the cover page, a total value of $219,155,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,155,152,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 30,843 | $39,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 14,800 | $38,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 30,700 | $38,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 38,558 | $38,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 33,409 | $38,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,061 | $38,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P102 | SHS | 325,111 | $38,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 52,592 | $37,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 13,530 | $37,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,000 | $36,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 36,800 | $36,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,100 | $35,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 16,524 | $35,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,900 | $35,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 86,210 | $35,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,900 | $35,000 | thousands by filing date | put |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 31,741 | $35,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 23,455 | $34,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 26,900 | $34,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 10,846 | $34,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 27,433 | $34,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 32,700 | $34,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 25,378 | $33,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 24,700 | $33,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 12,200 | $31,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 25,118 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 25,666 | $31,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 95,974 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 17,600 | $31,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 13,371 | $31,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 17,000 | $30,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 21,523 | $29,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 91,695 | $29,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 11,551 | $27,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 23,010 | $27,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,200 | $26,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,125 | $26,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,900 | $25,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,400 | $25,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 40,541 | $25,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 22,890 | $25,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,814 | $25,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 12,200 | $25,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,426 | $24,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 19,785 | $24,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 10,845 | $24,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,100 | $24,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 12,600 | $24,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 14,810 | $23,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 16,819 | $22,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 38,100 | $22,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 16,136 | $21,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,215 | $21,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 46,229 | $21,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 22,090 | $21,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 16,113 | $21,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 15,900 | $21,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $21,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 47,900 | $20,000 | thousands by filing date | put |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 61,000 | $20,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 30,798 | $20,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,100 | $19,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 13,333 | $19,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 42,299 | $19,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 13,804 | $19,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 10,608 | $19,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 27,524 | $18,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,375 | $18,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 12,618 | $17,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 11,800 | $17,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 40,691 | $17,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 14,744 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 11,700 | $17,000 | thousands by filing date | call |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 23,057 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,100 | $16,000 | thousands by filing date | call |
| DIGITAL PWR CORP | 253862106 | COM | 28,398 | $16,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 12,900 | $16,000 | thousands by filing date | call |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 30,000 | $16,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 48,978 | $16,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,200 | $15,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 15,600 | $14,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 33,700 | $14,000 | thousands by filing date | put |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 20,027 | $14,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 29,812 | $14,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 24,443 | $13,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,789 | $12,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 11,322 | $12,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 76,524 | $12,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 10,500 | $11,000 | thousands by filing date | put |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 14,100 | $11,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 10,511 | $10,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 10,700 | $10,000 | thousands by filing date | put |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 14,380 | $10,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,588 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 30,765 | $9,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,466 | $9,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 25,892 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 31,866 | $9,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 49,898 | $9,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 25,500 | $9,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,400 | $8,000 | thousands by filing date | put |
| VICON INDS INC | 925811101 | COM | 20,172 | $8,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 21,500 | $8,000 | thousands by filing date | call |
| CUMULUS MEDIA INC. | 231082603 | COM | 24,370 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,186 | $7,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 12,500 | $7,000 | thousands by filing date | put |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 44,083 | $7,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 11,344 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 18,017 | $6,000 | thousands by filing date | |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 417,614 | $6,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,900 | $5,000 | thousands by filing date | call |
| CITIGROUP INC | 172967226 | WARRANT | 40,493 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 13,305 | $5,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,643 | $5,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 18,217 | $5,000 | thousands by filing date | |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 24,100 | $5,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 13,387 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 11,250 | $3,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 10,915 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 196,390 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 93,748 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,900 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 93,737 | $2,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 12,205 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 15,493 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 12,231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 12,981 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 10,354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000010 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-17-000017 | added | 2017-11-20 | acceptance time not in the bulk data set |