13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 8,130 holding rows worth $219,155,152,000.
- Accession
- 0001446194-17-000010
- Filer
- CIK 1446194
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 9,111 entries on the cover page, a total value of $219,155,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,155,152,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,549 | $191,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,000 | $191,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 18,400 | $191,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 31,312 | $190,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,600 | $190,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 31,900 | $190,000 | thousands by filing date | put |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 16,368 | $190,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,600 | $189,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 10,778 | $189,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,895 | $189,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 42,300 | $189,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 17,356 | $189,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 22,200 | $188,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 79,935 | $188,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 82,800 | $188,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 47,300 | $187,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 134,600 | $186,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,360 | $186,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 25,300 | $186,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 18,762 | $185,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 46,655 | $185,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 67,600 | $185,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,996 | $184,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,000 | $184,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,356 | $184,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,040 | $184,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 17,547 | $184,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 18,098 | $184,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 26,087 | $183,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 14,410 | $183,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 129,100 | $182,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,400 | $182,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 50,000 | $182,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 22,300 | $181,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,800 | $181,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,300 | $181,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11,700 | $181,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,300 | $181,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 97,300 | $180,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,000 | $180,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 25,514 | $180,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 70,900 | $180,000 | thousands by filing date | call |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 11,698 | $180,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 14,385 | $179,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 10,568 | $179,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 17,200 | $178,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,044 | $178,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 10,500 | $178,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11,500 | $178,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 12,575 | $178,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 21,500 | $177,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,694 | $177,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 82,800 | $176,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 70,500 | $175,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 11,500 | $175,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 25,700 | $175,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 44,200 | $175,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,795 | $174,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,300 | $174,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,000 | $174,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,500 | $174,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 12,600 | $174,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,489 | $173,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,673 | $172,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,400 | $171,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 10,887 | $170,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 53,100 | $169,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,100 | $169,000 | thousands by filing date | call |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 18,300 | $169,000 | thousands by filing date | put |
| YUME INC | 98872B104 | COM | 36,471 | $169,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 18,922 | $169,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 38,700 | $168,000 | thousands by filing date | put |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,400 | $168,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279501 | COM NEW | 125,400 | $168,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 36,600 | $167,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 60,200 | $167,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,267 | $166,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,234 | $166,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 11,700 | $166,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 95,100 | $165,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,022 | $164,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,000 | $164,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 27,800 | $164,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,300 | $164,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 27,593 | $164,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 44,936 | $163,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 47,900 | $163,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 64,800 | $163,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 27,089 | $163,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,492 | $162,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 36,800 | $162,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,800 | $162,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 49,853 | $162,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 40,894 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 14,036 | $162,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 16,144 | $161,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 29,800 | $161,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 30,400 | $161,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 58,300 | $160,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 39,000 | $160,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 56,781 | $160,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,000 | $158,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 21,900 | $158,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 31,500 | $158,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 11,400 | $157,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,400 | $157,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 66,700 | $157,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 20,600 | $156,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 103,071 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 16,885 | $156,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,423 | $156,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 15,800 | $156,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,400 | $155,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 11,100 | $155,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,221 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 16,600 | $154,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,700 | $153,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,300 | $152,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 31,496 | $152,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 55,500 | $152,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 10,632 | $152,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 25,600 | $152,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,064 | $151,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,600 | $151,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,400 | $151,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 49,532 | $151,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 184,742 | $151,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 28,000 | $151,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 31,217 | $151,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 13,700 | $151,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 52,964 | $151,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 18,500 | $151,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,542 | $150,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,432 | $150,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 73,167 | $150,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,267 | $150,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 111,700 | $150,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 22,400 | $150,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 33,000 | $149,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 31,600 | $149,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 11,000 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,100 | $148,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 12,000 | $148,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 13,900 | $148,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 54,132 | $148,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 226,800 | $148,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 60,100 | $147,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 22,160 | $147,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 15,500 | $147,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 33,200 | $146,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 71,200 | $146,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 21,600 | $146,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 13,400 | $146,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,300 | $145,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,500 | $145,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 12,126 | $145,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 23,791 | $145,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 19,251 | $145,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 23,600 | $144,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 13,800 | $143,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 33,327 | $143,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 12,625 | $143,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 21,227 | $143,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 30,000 | $143,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 32,962 | $142,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,400 | $141,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,100 | $141,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 18,000 | $141,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,520 | $140,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 64,290 | $140,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,700 | $140,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 61,300 | $140,000 | thousands by filing date | put |
| COGINT INC | 19241Q101 | COM | 28,500 | $140,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 14,100 | $139,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 13,000 | $139,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 11,600 | $139,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 18,300 | $139,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,310 | $138,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 48,600 | $138,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 21,300 | $138,000 | thousands by filing date | call |
| GAZIT GLOBE LTD | M4793C102 | SHS | 14,333 | $137,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 12,600 | $137,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 22,700 | $136,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,761 | $136,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 14,300 | $136,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,727 | $135,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 41,500 | $135,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,514 | $135,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,500 | $134,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 27,000 | $134,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 13,030 | $133,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 41,400 | $133,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 42,200 | $133,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 22,036 | $132,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,209 | $132,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 146,616 | $132,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,800 | $131,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 12,800 | $131,000 | thousands by filing date | put |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 32,878 | $131,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,600 | $131,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 32,000 | $130,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,600 | $129,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 168,104 | $129,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,500 | $128,000 | thousands by filing date | put |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 10,702 | $128,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 23,400 | $128,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 57,646 | $127,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 17,510 | $127,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 121,402 | $127,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $127,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 41,700 | $126,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 10,073 | $126,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,290 | $125,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,300 | $125,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 28,085 | $125,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 31,600 | $125,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 15,900 | $125,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 10,300 | $124,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,700 | $124,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,400 | $124,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 32,376 | $124,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,500 | $123,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,200 | $123,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,600 | $123,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 39,300 | $122,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,900 | $122,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,062 | $121,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 13,200 | $121,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 29,557 | $120,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,607 | $120,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,304 | $119,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,300 | $118,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,794 | $118,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,122 | $117,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,700 | $117,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 11,495 | $116,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,600 | $116,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,600 | $116,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 93,300 | $116,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 116,676 | $116,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 29,904 | $116,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 399,618 | $116,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 19,200 | $115,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 33,900 | $115,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 12,900 | $115,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,646 | $114,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,500 | $114,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,000 | $114,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 24,200 | $113,000 | thousands by filing date | put |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 212,500 | $113,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 33,245 | $113,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,700 | $112,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,700 | $112,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 192,500 | $112,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 30,700 | $112,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,600 | $111,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 31,070 | $111,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 45,100 | $110,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 29,200 | $109,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 16,100 | $109,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 17,800 | $109,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,200 | $109,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 32,200 | $109,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 12,428 | $108,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 39,655 | $107,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 30,500 | $107,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,300 | $106,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,315 | $106,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 23,300 | $106,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,600 | $106,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 13,500 | $105,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,825 | $105,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,500 | $105,000 | thousands by filing date | put |
| DDR CORP | 23317H102 | COM | 11,490 | $105,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 62,500 | $105,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 46,000 | $105,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 26,700 | $105,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 14,876 | $105,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,055 | $104,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,400 | $104,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 100,758 | $104,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,500 | $104,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 33,100 | $104,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,363 | $103,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 18,260 | $103,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 28,808 | $102,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 23,400 | $102,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,029 | $101,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,100 | $101,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 12,764 | $101,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 38,300 | $100,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 22,606 | $100,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,500 | $99,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,500 | $99,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 44,200 | $99,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 18,300 | $99,000 | thousands by filing date | call |
| COGINT INC | 19241Q101 | COM | 20,268 | $99,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 51,247 | $98,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,417 | $98,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 24,800 | $98,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 15,600 | $98,000 | thousands by filing date | put |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 13,100 | $98,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 17,569 | $97,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 85,400 | $97,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 47,100 | $97,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 35,100 | $96,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 22,400 | $96,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 56,214 | $96,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 29,400 | $96,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 22,464 | $96,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,500 | $95,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,000 | $95,000 | thousands by filing date | put |
| YUME INC | 98872B104 | COM | 20,500 | $95,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 14,800 | $94,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,500 | $94,000 | thousands by filing date | call |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 41,080 | $94,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 61,028 | $93,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 25,500 | $93,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,146 | $92,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 33,700 | $91,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,500 | $90,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 23,300 | $90,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 16,400 | $89,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 31,500 | $89,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 14,400 | $88,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 15,198 | $88,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 32,600 | $88,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 12,700 | $88,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 21,500 | $88,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 56,224 | $88,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,600 | $87,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 29,200 | $87,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 49,300 | $87,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 19,715 | $87,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 39,690 | $87,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 15,100 | $86,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 12,259 | $86,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 16,600 | $86,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 38,676 | $86,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,214 | $85,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,400 | $85,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 15,300 | $85,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 236,196 | $85,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,400 | $85,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,500 | $85,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 12,400 | $85,000 | thousands by filing date | put |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 54,859 | $85,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 26,000 | $84,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 14,928 | $84,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 85,200 | $84,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 39,800 | $84,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 29,200 | $83,000 | thousands by filing date | put |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 34,033 | $82,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 23,233 | $82,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,500 | $82,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 42,500 | $82,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 21,640 | $81,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,000 | $81,000 | thousands by filing date | put |
| ENVIROTECH VHS INC | 00726a100 | COM | 11,693 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 32,400 | $80,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 55,070 | $79,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,200 | $79,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 20,400 | $79,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 15,100 | $78,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 20,500 | $78,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 65,900 | $78,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 140,370 | $78,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 10,200 | $77,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 19,700 | $77,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 53,800 | $77,000 | thousands by filing date | put |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 16,600 | $76,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 11,000 | $76,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,892 | $75,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 40,582 | $75,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,300 | $74,000 | thousands by filing date | call |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 10,242 | $74,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 11,133 | $74,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 34,400 | $73,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 94,500 | $73,000 | thousands by filing date | call |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 32,621 | $73,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,900 | $72,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 25,400 | $72,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,318 | $72,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 10,400 | $72,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 47,600 | $72,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 22,200 | $71,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 43,500 | $71,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 17,112 | $70,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 16,200 | $70,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,600 | $69,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 43,896 | $69,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,200 | $69,000 | thousands by filing date | call |
| SHIFTPIXY INC | 82452L104 | COM | 23,501 | $69,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 212,100 | $68,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $68,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 15,211 | $68,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $68,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,797 | $67,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,700 | $67,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,838 | $67,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,500 | $67,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 14,476 | $67,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 46,816 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 39,300 | $66,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 19,300 | $66,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 55,800 | $66,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 13,000 | $66,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 17,493 | $66,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 14,700 | $66,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 19,000 | $65,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,600 | $65,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 23,161 | $65,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,529 | $65,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 44,240 | $65,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,600 | $64,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,600 | $64,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 182,700 | $64,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,200 | $63,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,500 | $63,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 14,902 | $63,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,176 | $62,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 80,800 | $62,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 12,500 | $61,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,400 | $60,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 12,870 | $60,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,643 | $60,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,634 | $59,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,401 | $59,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,800 | $59,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 19,200 | $59,000 | thousands by filing date | call |
| COGINT INC | 19241Q101 | COM | 12,000 | $59,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 20,700 | $58,000 | thousands by filing date | call |
| PERSHING GOLD CORP | 715302204 | COM NEW | 19,827 | $58,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,712 | $57,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,500 | $57,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 20,631 | $57,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 12,759 | $57,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,800 | $57,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 17,598 | $56,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 39,200 | $56,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 14,100 | $56,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,991 | $55,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 87,594 | $55,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 22,900 | $55,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,600 | $54,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,800 | $53,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 14,600 | $53,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 33,800 | $53,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 24,851 | $53,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,300 | $52,000 | thousands by filing date | put |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,771 | $52,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 23,700 | $51,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 26,635 | $51,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,400 | $51,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,800 | $51,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 44,525 | $51,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,900 | $51,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 16,567 | $51,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 57,194 | $50,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 15,800 | $50,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 11,700 | $49,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,100 | $49,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 11,500 | $49,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 22,800 | $49,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 14,100 | $49,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 12,025 | $49,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,617 | $48,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,900 | $48,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,743 | $48,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,000 | $48,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 10,720 | $48,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 10,000 | $48,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 15,300 | $47,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 33,600 | $47,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,300 | $47,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,400 | $46,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 14,700 | $46,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 25,706 | $46,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,800 | $45,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 34,876 | $45,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 34,900 | $45,000 | thousands by filing date | put |
| BOVIE MEDICAL CORP | 10211F100 | COM | 13,400 | $45,000 | thousands by filing date | put |
| INFOSONICS CORP | 456784107 | COM | 115,574 | $45,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,400 | $45,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,800 | $44,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 23,524 | $44,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,900 | $43,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,360 | $42,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 50,314 | $42,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,100 | $42,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 16,247 | $41,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,100 | $41,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,100 | $41,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,300 | $41,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 13,096 | $41,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 11,672 | $41,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 20,247 | $41,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 19,271 | $40,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 14,100 | $40,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,400 | $39,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000010 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-17-000017 | added | 2017-11-20 | acceptance time not in the bulk data set |