13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 8,812 holding rows worth $197,714,330,000.
- Accession
- 0001446194-17-000006
- Filer
- CIK 1446194
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 9,728 entries on the cover page, a total value of $197,714,330,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,714,330,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPROACH RESOURCES INC | 03834A103 | COM | 29,200 | $73,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 52,900 | $72,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 25,300 | $72,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 41,771 | $72,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 21,900 | $71,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 42,100 | $71,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 10,600 | $70,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 13,675 | $70,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 16,800 | $70,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 23,693 | $70,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 17,700 | $70,000 | thousands by filing date | call |
| COGINT INC | 19241Q101 | COM | 15,000 | $70,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,000 | $69,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 12,900 | $69,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,200 | $68,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,111 | $68,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,460 | $68,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 11,441 | $68,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,800 | $68,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 80,200 | $68,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 107,312 | $68,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 52,200 | $68,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120103 | COM | 19,339 | $68,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 239,400 | $68,000 | thousands by filing date | call |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 15,150 | $68,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,300 | $67,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 35,912 | $67,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,600 | $66,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 35,200 | $66,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 16,036 | $65,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,100 | $65,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 147,300 | $65,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,400 | $65,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 23,100 | $64,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 17,100 | $64,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 21,379 | $64,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,016 | $64,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 23,200 | $64,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,726 | $63,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,188 | $63,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 66,005 | $63,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 11,700 | $63,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,000 | $63,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 13,000 | $62,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 14,400 | $62,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,300 | $62,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 26,600 | $62,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 11,000 | $62,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 13,300 | $62,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,513 | $61,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 53,091 | $61,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 15,513 | $61,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,557 | $61,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 21,684 | $61,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 50,710 | $61,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 32,000 | $60,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,582 | $59,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 21,512 | $59,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 43,578 | $58,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 19,400 | $58,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 127,489 | $57,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 11,774 | $57,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,500 | $57,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 19,500 | $57,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 52,460 | $57,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 50,700 | $57,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 11,800 | $57,000 | thousands by filing date | call |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 23,077 | $57,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 48,300 | $56,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,186 | $55,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 57,700 | $55,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,000 | $55,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 29,600 | $55,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 37,400 | $55,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 19,400 | $54,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 10,300 | $54,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,100 | $54,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 64,237 | $54,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 62,500 | $54,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,013 | $52,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,700 | $52,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,979 | $52,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,700 | $52,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,200 | $52,000 | thousands by filing date | call |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 29,561 | $52,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,100 | $51,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 12,800 | $51,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 83,800 | $51,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,312 | $50,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 33,902 | $50,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,000 | $50,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,900 | $50,000 | thousands by filing date | put |
| ADEPTUS HEALTH | 006855100 | Common Stock | 27,600 | $50,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 409,386 | $49,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 11,510 | $49,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,300 | $49,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 10,525 | $49,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 109,652 | $49,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,900 | $48,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,341 | $48,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 90,300 | $48,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 32,522 | $48,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,500 | $48,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 12,411 | $48,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 36,396 | $48,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,900 | $48,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 17,900 | $48,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 32,100 | $48,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,372 | $47,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,600 | $47,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 22,700 | $47,000 | thousands by filing date | call |
| CANCER GENETICS INC. | 13739u104 | COM | 11,431 | $47,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 21,100 | $47,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,500 | $46,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 17,000 | $46,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 79,672 | $46,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,400 | $46,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 16,800 | $46,000 | thousands by filing date | call |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 59,554 | $46,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,400 | $45,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 15,674 | $45,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 11,928 | $45,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 23,416 | $44,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,500 | $43,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 14,400 | $43,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 27,664 | $43,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 103,019 | $42,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 20,559 | $42,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 15,400 | $41,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 69,000 | $40,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 24,365 | $40,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 16,700 | $40,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,700 | $39,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 17,985 | $39,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 13,262 | $37,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 19,500 | $37,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 41,805 | $37,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,156 | $37,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,739 | $36,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,600 | $36,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 33,700 | $36,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,400 | $36,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 36,800 | $36,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 22,800 | $36,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 19,935 | $36,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,400 | $35,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 12,930 | $35,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 36,300 | $35,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 13,800 | $35,000 | thousands by filing date | put |
| NATUZZI S P A | 63905A101 | ADR | 12,342 | $35,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,981 | $35,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,800 | $35,000 | thousands by filing date | put |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 17,020 | $35,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 12,200 | $34,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,067 | $34,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 21,026 | $34,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 14,280 | $34,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 84,127 | $34,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 15,200 | $33,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,100 | $33,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 65,475 | $33,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 13,500 | $32,000 | thousands by filing date | put |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 20,100 | $32,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,600 | $31,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,700 | $31,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,500 | $31,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,733 | $31,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 26,837 | $31,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 19,800 | $30,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 56,400 | $30,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 35,029 | $30,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,800 | $30,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 12,100 | $30,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,100 | $29,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 11,400 | $29,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 17,200 | $29,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 34,417 | $29,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 15,333 | $29,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 13,300 | $29,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 16,800 | $29,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 12,973 | $29,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 18,905 | $29,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 32,510 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,265 | $27,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,482 | $27,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,500 | $27,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 23,900 | $27,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 14,766 | $27,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 13,543 | $27,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 14,736 | $27,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 15,200 | $26,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,938 | $26,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 15,700 | $26,000 | thousands by filing date | put |
| SESEN BIO, INC. | 286221106 | COM | 11,600 | $26,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 15,400 | $25,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,900 | $25,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 29,340 | $25,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 21,700 | $25,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 16,719 | $25,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 20,048 | $25,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 13,100 | $25,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 93,737 | $25,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 30,384 | $25,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,100 | $24,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,000 | $24,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 20,000 | $24,000 | thousands by filing date | call |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 30,200 | $24,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 11,900 | $24,000 | thousands by filing date | put |
| CARTESIAN INC | 146534102 | COM ADDED | 28,712 | $24,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,962 | $23,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 36,600 | $23,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 21,600 | $23,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 20,330 | $23,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,100 | $23,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,552 | $22,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 20,300 | $22,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 35,700 | $22,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,300 | $22,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,224 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,071 | $22,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 41,046 | $22,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 31,000 | $22,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,300 | $21,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 48,535 | $21,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 29,225 | $21,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 19,812 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,800 | $20,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 28,200 | $20,000 | thousands by filing date | call |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 11,408 | $20,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 29,700 | $20,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 158,300 | $19,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,335 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,200 | $19,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 15,800 | $19,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 21,599 | $19,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 16,600 | $19,000 | thousands by filing date | put |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 22,613 | $19,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 13,840 | $19,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 12,341 | $19,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 14,400 | $19,000 | thousands by filing date | call |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 59,747 | $19,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,800 | $18,000 | thousands by filing date | put |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 15,364 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,500 | $18,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 22,786 | $18,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 81,100 | $18,000 | thousands by filing date | put |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,080 | $17,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 14,500 | $17,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 14,800 | $17,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,800 | $17,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,300 | $17,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 37,200 | $17,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 10,876 | $17,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 13,100 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 11,157 | $16,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,893 | $16,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 20,816 | $16,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,613 | $15,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,700 | $15,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 33,760 | $15,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $15,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,300 | $14,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,078 | $14,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 17,881 | $14,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 14,023 | $14,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 15,754 | $13,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 17,187 | $13,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,400 | $13,000 | thousands by filing date | call |
| MAGNEGAS CORP | 55939L202 | COM NEW | 29,570 | $13,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $13,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 70,455 | $13,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 21,498 | $13,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 11,980 | $12,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,000 | $12,000 | thousands by filing date | put |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 11,830 | $12,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 80,972 | $12,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 12,717 | $12,000 | thousands by filing date | |
| CERECOR INC | 15671L125 | *W EXP 04/20/201 | 235,157 | $12,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 14,941 | $11,000 | thousands by filing date | |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 515,147 | $11,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 25,674 | $11,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 17,588 | $10,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 20,856 | $9,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 16,500 | $9,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 43,100 | $9,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,743 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 34,978 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,958 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 24,271 | $7,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 49,317 | $7,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 13,533 | $7,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 10,971 | $7,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,920 | $6,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,300 | $6,000 | thousands by filing date | call |
| EnerJex Resources Inc | 292758406 | COM | 16,724 | $6,000 | thousands by filing date | |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 66,325 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,601,291 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 524,159 | $4,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 10,094 | $4,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 256,572 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 11,512 | $3,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 45,644 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,557 | $3,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 14,474 | $3,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 43,421 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 18,237 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,900 | $2,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 10,822 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 19,970 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000006 | this filing | 2017-05-15 | acceptance time not in the bulk data set |