13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 8,812 holding rows worth $197,714,330,000.
- Accession
- 0001446194-17-000006
- Filer
- CIK 1446194
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 9,728 entries on the cover page, a total value of $197,714,330,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,714,330,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,000 | $200,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,030 | $200,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 75,850 | $200,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,300 | $200,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 12,400 | $200,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 78,400 | $200,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 25,500 | $199,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 17,013 | $199,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,760 | $198,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 16,800 | $198,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 54,108 | $198,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,097 | $198,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,300 | $197,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 36,700 | $197,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 29,200 | $197,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 24,400 | $195,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,800 | $195,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 42,100 | $195,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 19,200 | $195,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 119,600 | $195,000 | thousands by filing date | put |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,222,843 | $195,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,200 | $194,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 58,592 | $194,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 46,800 | $194,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 22,449 | $194,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 11,100 | $193,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,900 | $193,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 21,400 | $193,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 24,694 | $193,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 21,100 | $192,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 12,100 | $192,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 33,400 | $192,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,600 | $192,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,163 | $192,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,415 | $192,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 33,334 | $192,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 41,243 | $192,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 106,900 | $192,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,100 | $191,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,100 | $191,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,900 | $191,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 94,770 | $190,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 17,274 | $190,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 63,300 | $189,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 20,062 | $188,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,100 | $188,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 39,300 | $188,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,523 | $188,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 16,000 | $188,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 58,900 | $187,000 | thousands by filing date | put |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,100 | $187,000 | thousands by filing date | put |
| Attunity Ltd | M15332121 | SHS NEW | 23,600 | $187,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 141,100 | $186,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 10,700 | $186,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 89,700 | $186,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 46,500 | $186,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 13,400 | $186,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,435 | $185,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 126,203 | $185,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 81,300 | $185,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,100 | $185,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 41,234 | $185,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 25,000 | $185,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 24,929 | $185,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 29,600 | $185,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 22,200 | $184,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,945 | $184,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,700 | $184,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,000 | $184,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 29,875 | $184,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 217,500 | $184,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 30,136 | $184,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,712 | $183,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,000 | $183,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 10,686 | $182,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 14,324 | $182,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 45,219 | $182,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 13,600 | $182,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,724 | $181,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 25,000 | $181,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,100 | $181,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 14,900 | $181,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 13,400 | $181,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 12,758 | $181,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 18,429 | $181,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,200 | $180,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 64,289 | $180,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,800 | $180,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 23,500 | $180,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 48,442 | $180,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 26,100 | $180,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,984 | $179,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 10,800 | $179,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 12,700 | $178,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 14,700 | $178,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 45,700 | $178,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 64,000 | $177,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 11,900 | $177,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 37,326 | $177,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,704 | $177,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 30,600 | $177,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,500 | $177,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 103,000 | $177,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,000 | $177,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,200 | $177,000 | thousands by filing date | put |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 14,197 | $177,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 11,669 | $176,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 17,106 | $175,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 38,900 | $175,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,428 | $175,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 20,029 | $175,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 14,000 | $175,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 49,411 | $175,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,681 | $174,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,500 | $174,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,538 | $174,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 28,600 | $174,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,377 | $173,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 121,100 | $172,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 29,900 | $172,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 32,919 | $172,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,191 | $171,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 47,500 | $171,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 23,200 | $170,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 62,500 | $170,000 | thousands by filing date | put |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 16,040 | $170,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 12,345 | $170,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 48,200 | $169,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,609 | $169,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 10,810 | $169,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,700 | $169,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,298 | $168,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,189 | $168,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 37,242 | $168,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 24,200 | $168,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 38,186 | $168,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 21,500 | $168,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 11,100 | $166,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 67,300 | $166,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 15,509 | $166,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 10,183 | $166,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 35,800 | $166,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,000 | $165,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 23,700 | $165,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 29,000 | $165,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 309,700 | $165,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 18,320 | $165,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,400 | $165,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 24,600 | $164,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 47,713 | $164,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,066 | $163,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 15,350 | $162,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,000 | $161,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 13,700 | $161,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 24,404 | $160,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,800 | $160,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 34,400 | $160,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 46,230 | $159,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 44,200 | $159,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,900 | $159,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 45,344 | $159,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,287 | $158,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,100 | $158,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,200 | $158,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 69,400 | $158,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 30,300 | $158,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 12,886 | $158,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 15,215 | $157,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,400 | $157,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,600 | $157,000 | thousands by filing date | put |
| Cenveo Inc (NV) | 15670S402 | CS | 31,300 | $157,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 34,579 | $156,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 35,200 | $156,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,098 | $155,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,000 | $155,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 43,400 | $155,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 95,200 | $155,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 41,929 | $155,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 37,800 | $155,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,700 | $154,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,400 | $154,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 13,800 | $154,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 36,200 | $154,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 80,300 | $153,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 50,863 | $153,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,300 | $152,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 31,812 | $152,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,800 | $152,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 39,100 | $152,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 12,400 | $151,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 10,900 | $151,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,960 | $151,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 70,400 | $151,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 131,600 | $151,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 12,700 | $150,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 57,400 | $150,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 66,300 | $150,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 15,500 | $150,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889108 | COM | 26,500 | $150,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16,800 | $149,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,200 | $149,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 123,300 | $149,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 402,118 | $149,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,081 | $148,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 21,267 | $148,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 11,495 | $148,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 23,912 | $148,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,500 | $147,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 12,600 | $147,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,000 | $147,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 19,700 | $147,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,200 | $146,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,668 | $146,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,500 | $146,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,837 | $146,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 21,100 | $146,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 11,068 | $146,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,600 | $146,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 40,249 | $146,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 89,500 | $146,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 57,335 | $146,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 58,300 | $145,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,500 | $145,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $145,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,700 | $144,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 20,300 | $144,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 21,119 | $144,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 43,394 | $143,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 28,079 | $143,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,800 | $143,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 14,997 | $143,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 286,700 | $143,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 12,077 | $142,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,900 | $142,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 29,300 | $142,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 144,057 | $142,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 18,100 | $142,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 72,098 | $141,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 120,600 | $140,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,300 | $140,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,798 | $140,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,697 | $139,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 67,300 | $139,000 | thousands by filing date | put |
| TRONC INC | 89703P107 | COM | 10,000 | $139,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 14,400 | $138,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 43,800 | $138,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,200 | $138,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 49,349 | $138,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,544 | $137,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 25,722 | $137,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 43,000 | $137,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 46,600 | $137,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,067 | $136,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,600 | $136,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 16,300 | $136,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 27,700 | $136,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,400 | $135,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 19,600 | $134,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,000 | $134,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 18,600 | $134,000 | thousands by filing date | put |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 10,697 | $134,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 10,590 | $134,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 38,900 | $134,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,400 | $133,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 37,500 | $132,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,000 | $131,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,200 | $131,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 59,622 | $131,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,500 | $131,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 50,666 | $131,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,300 | $130,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 56,600 | $130,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,400 | $130,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 10,689 | $129,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,200 | $129,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,000 | $129,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 11,900 | $129,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 19,800 | $129,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 93,509 | $129,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 45,785 | $129,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,514 | $129,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,600 | $128,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,300 | $127,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,100 | $127,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 47,941 | $127,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 26,600 | $127,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,400 | $126,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 30,300 | $126,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 13,400 | $126,000 | thousands by filing date | call |
| ID SYSTEMS INC | 449489103 | COM | 19,959 | $126,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,700 | $126,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,156 | $125,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,000 | $125,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 25,000 | $125,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,715 | $125,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 16,356 | $125,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 31,300 | $125,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 26,000 | $125,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,100 | $125,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 14,800 | $125,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 26,000 | $125,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 37,725 | $123,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 34,922 | $123,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 151,300 | $123,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 57,331 | $123,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,000 | $122,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 47,542 | $122,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $122,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 12,800 | $121,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 10,100 | $121,000 | thousands by filing date | put |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 12,147 | $121,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 33,200 | $121,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 10,000 | $121,000 | thousands by filing date | put |
| PORTER BANCORP INC | 736233206 | COM NEW | 12,902 | $121,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,700 | $120,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 16,927 | $120,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L201 | UNIT 12/31/2022X | 12,000 | $119,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 25,600 | $118,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 11,300 | $118,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 19,800 | $118,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 11,700 | $117,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 69,100 | $117,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 71,803 | $117,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,700 | $116,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100,200 | $116,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 45,133 | $116,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 35,200 | $116,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,937 | $115,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,000 | $115,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 17,500 | $115,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 22,600 | $115,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,400 | $114,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 20,086 | $114,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 29,500 | $114,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 13,600 | $114,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 12,300 | $113,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 60,243 | $113,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 18,100 | $113,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 185,300 | $113,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,000 | $112,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 14,100 | $112,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,395 | $111,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,500 | $111,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 10,487 | $111,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 43,100 | $111,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 22,500 | $110,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 109,900 | $110,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 38,900 | $110,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 23,500 | $109,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,600 | $109,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 27,976 | $109,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 50,900 | $109,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 14,000 | $109,000 | thousands by filing date | put |
| CM FIN INC COM | 12574Q103 | COM | 10,600 | $108,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 38,836 | $108,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,400 | $108,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,321 | $107,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 41,053 | $107,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 20,300 | $107,000 | thousands by filing date | put |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $107,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,100 | $106,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 16,349 | $106,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 22,221 | $105,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 11,400 | $105,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 20,700 | $105,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 45,500 | $105,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,400 | $104,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 113,427 | $104,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,000 | $104,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,400 | $104,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 168,435 | $104,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,500 | $104,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 26,618 | $104,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 14,000 | $104,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,700 | $103,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,800 | $103,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 10,905 | $103,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,700 | $103,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 33,389 | $103,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 12,100 | $103,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,500 | $102,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 24,900 | $102,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 20,300 | $102,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 10,600 | $102,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 10,600 | $102,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 39,500 | $102,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 20,600 | $101,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 16,100 | $101,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 35,600 | $101,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,707 | $101,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 27,400 | $101,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 10,100 | $100,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 15,400 | $100,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 27,000 | $100,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,600 | $99,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31,405 | $99,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 52,800 | $98,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 28,000 | $98,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,600 | $98,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,900 | $98,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 12,600 | $98,000 | thousands by filing date | put |
| Gevo Inc stock | 374396307 | Stock | 86,400 | $98,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 30,205 | $98,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 26,400 | $97,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 17,700 | $96,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 34,300 | $96,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 23,200 | $96,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 34,661 | $96,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,400 | $96,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,170 | $95,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,169 | $95,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 69,601 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,000 | $95,000 | thousands by filing date | call |
| VIRTUS TOTAL | 92829A103 | COM | 21,787 | $95,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,700 | $94,000 | thousands by filing date | put |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 34,244 | $94,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 79,500 | $94,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 16,400 | $94,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,100 | $94,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,700 | $93,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 46,700 | $93,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 22,200 | $93,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 28,103 | $92,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,352 | $92,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,539 | $91,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 36,400 | $91,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 53,480 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 10,494 | $91,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 70,186 | $91,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 18,400 | $91,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 317,300 | $91,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 19,279 | $90,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 25,700 | $90,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,720 | $90,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,500 | $89,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 51,500 | $89,000 | thousands by filing date | put |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,400 | $89,000 | thousands by filing date | call |
| YUME INC | 98872B104 | COM | 21,780 | $89,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,200 | $88,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 38,200 | $88,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,400 | $88,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 25,800 | $88,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 31,100 | $87,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 102,900 | $87,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 156,840 | $87,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 28,798 | $87,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 63,100 | $87,000 | thousands by filing date | put |
| IGNYTA INC | 451731103 | COM | 10,144 | $87,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 34,145 | $87,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,600 | $86,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 37,500 | $86,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,103 | $86,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 11,100 | $86,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 44,916 | $85,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 25,900 | $84,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,196 | $84,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 25,500 | $84,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 17,034 | $84,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,200 | $83,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 14,000 | $83,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,300 | $83,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 50,708 | $83,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,500 | $83,000 | thousands by filing date | put |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 14,236 | $83,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,814 | $82,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 31,600 | $82,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,081 | $82,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 20,500 | $82,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,400 | $81,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 37,500 | $81,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,800 | $81,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 35,256 | $81,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 47,600 | $81,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,800 | $81,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 66,600 | $81,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 11,400 | $80,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,200 | $80,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 33,504 | $79,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 31,193 | $79,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 14,393 | $78,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,000 | $78,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 11,300 | $78,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 20,100 | $78,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 28,500 | $78,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 10,600 | $77,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,200 | $77,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 29,600 | $77,000 | thousands by filing date | call |
| ADEPTUS HEALTH | 006855100 | Common Stock | 42,876 | $77,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,650 | $76,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,500 | $76,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 26,700 | $76,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 15,200 | $76,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 266,392 | $76,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,700 | $75,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 149,484 | $75,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,500 | $74,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,700 | $74,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 16,474 | $74,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 12,505 | $74,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 64,600 | $74,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-17-000006 | this filing | 2017-05-15 | acceptance time not in the bulk data set |