13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 8,323 holding rows worth $207,117,407,000.
- Accession
- 0001446194-16-000016
- Filer
- CIK 1446194
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 8,878 entries on the cover page, a total value of $207,117,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,117,407,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNACOR INC | 871561106 | COM | 29,500 | $86,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 102,500 | $86,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,400 | $85,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 14,000 | $85,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,300 | $84,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,087 | $84,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,512 | $83,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 109,805 | $83,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 24,967 | $82,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 48,779 | $82,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,500 | $82,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 10,535 | $81,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,200 | $81,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,100 | $81,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,200 | $80,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 26,400 | $80,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 27,600 | $80,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 13,551 | $80,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 145,029 | $80,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,731 | $79,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 16,800 | $79,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 94,100 | $79,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 79,300 | $78,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 14,936 | $78,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 68,200 | $77,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 19,000 | $77,000 | thousands by filing date | call |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 12,300 | $77,000 | thousands by filing date | put |
| PERSHING GOLD CORP | 715302204 | COM NEW | 17,000 | $77,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,500 | $76,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 13,600 | $76,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 36,721 | $76,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 22,100 | $76,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 17,431 | $76,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 12,016 | $76,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,000 | $75,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,917 | $74,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 25,858 | $74,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 11,900 | $73,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 27,300 | $72,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,114 | $72,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 17,678 | $72,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 18,868 | $72,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 22,937 | $71,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 19,300 | $71,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 44,310 | $71,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 11,400 | $71,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,800 | $70,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 13,400 | $69,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 18,369 | $69,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 109,795 | $69,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,800 | $69,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 44,400 | $69,000 | thousands by filing date | call |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 11,100 | $69,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,700 | $69,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 10,609 | $68,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,662 | $68,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 50,000 | $68,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 12,682 | $67,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 20,143 | $67,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,170 | $66,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 27,300 | $66,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 13,893 | $66,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,900 | $65,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 17,647 | $64,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 25,000 | $64,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,000 | $64,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 40,200 | $64,000 | thousands by filing date | put |
| IGNYTA INC | 451731103 | COM | 10,097 | $64,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,300 | $64,000 | thousands by filing date | put |
| SESEN BIO, INC. | 286221106 | COM | 23,000 | $64,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 20,800 | $63,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 18,400 | $62,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 22,600 | $62,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,200 | $61,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 45,085 | $61,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 51,062 | $61,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,900 | $60,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,200 | $60,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 39,994 | $60,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 24,500 | $59,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,138 | $59,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,600 | $59,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 57,762 | $58,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 47,135 | $58,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 19,200 | $58,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 10,236 | $58,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 19,100 | $58,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 33,100 | $57,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 13,306 | $57,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 12,695 | $56,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,400 | $56,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,988 | $56,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,216 | $56,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 61,849 | $56,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 48,608 | $56,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 34,700 | $55,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,323 | $55,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 11,800 | $55,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 34,600 | $55,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 23,000 | $55,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 24,554 | $54,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,800 | $54,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 47,641 | $54,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 38,000 | $53,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,500 | $53,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 19,700 | $53,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,600 | $53,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 28,215 | $52,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,100 | $52,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,000 | $52,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,000 | $52,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,911 | $52,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 25,983 | $52,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12,186 | $52,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,870 | $52,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,703 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 21,400 | $51,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,000 | $51,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 18,700 | $51,000 | thousands by filing date | call |
| ID SYSTEMS INC | 449489103 | COM | 10,488 | $51,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,900 | $51,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,100 | $51,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 24,100 | $50,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 36,858 | $50,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 21,900 | $50,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 17,000 | $49,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,900 | $49,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,000 | $49,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 22,900 | $49,000 | thousands by filing date | put |
| VICAL INC | 925602203 | COM NEW | 16,000 | $49,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 67,300 | $48,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 10,271 | $48,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 16,200 | $48,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 28,700 | $48,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 66,714 | $47,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,243 | $47,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 29,300 | $47,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 34,666 | $47,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 15,200 | $47,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,010 | $47,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 15,370 | $47,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 97,000 | $47,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 10,775 | $47,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 54,400 | $46,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 32,537 | $46,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 60,002 | $46,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 16,300 | $45,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 25,000 | $45,000 | thousands by filing date | call |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 12,257 | $45,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 37,257 | $45,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 12,214 | $45,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 22,000 | $45,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 12,900 | $45,000 | thousands by filing date | call |
| FULING GLOBAL INC | G3729B102 | SHS | 19,120 | $45,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 25,900 | $45,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,500 | $44,000 | thousands by filing date | call |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 21,949 | $44,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 15,562 | $44,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,500 | $44,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 48,500 | $44,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 56,686 | $44,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 12,400 | $44,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 16,053 | $44,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 25,210 | $44,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 23,925 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 32,200 | $43,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,000 | $42,000 | thousands by filing date | call |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 17,055 | $42,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 127,733 | $42,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 55,367 | $42,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 18,597 | $42,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 37,200 | $42,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 24,611 | $41,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,400 | $41,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 91,064 | $41,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 14,172 | $41,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,982 | $41,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 13,489 | $41,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 56,700 | $40,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 86,200 | $40,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 10,655 | $40,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 84,053 | $40,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 14,400 | $40,000 | thousands by filing date | call |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 55,033 | $40,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 87,700 | $40,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 11,209 | $39,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 19,300 | $39,000 | thousands by filing date | put |
| CAMBER ENERGY INC COM | 549333300 | Stock | 12,952 | $39,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 12,200 | $38,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 75,724 | $37,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 27,090 | $37,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 12,100 | $37,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 38,411 | $36,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 22,931 | $36,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 35,483 | $36,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 68,378 | $35,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 77,200 | $35,000 | thousands by filing date | call |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 28,152 | $35,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,688 | $35,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 78,100 | $35,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 16,100 | $34,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 13,683 | $34,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 27,515 | $34,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,274 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,600 | $33,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,900 | $33,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 11,500 | $33,000 | thousands by filing date | put |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 31,390 | $33,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 69,300 | $33,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 12,937 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 22,845 | $32,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 19,100 | $32,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 15,845 | $32,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,649 | $32,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,800 | $31,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 10,300 | $31,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 14,600 | $31,000 | thousands by filing date | call |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 139,137 | $31,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,200 | $31,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 17,900 | $30,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,300 | $28,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 19,900 | $28,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 16,293 | $28,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 20,100 | $28,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 12,203 | $28,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 58,003 | $28,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,800 | $27,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 57,500 | $27,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,700 | $26,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 18,440 | $26,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 42,406 | $26,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 10,793 | $26,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 11,047 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,800 | $25,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 47,598 | $25,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 27,585 | $25,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,500 | $24,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 11,566 | $24,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 29,300 | $24,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 28,800 | $24,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 14,300 | $24,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 17,400 | $24,000 | thousands by filing date | call |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 86,812 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,600 | $23,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 16,000 | $22,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 16,458 | $21,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,800 | $21,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 11,587 | $21,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 18,445 | $21,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 17,100 | $20,000 | thousands by filing date | call |
| COSI INC | 22122P200 | COM | 278,895 | $20,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 19,004 | $20,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 10,231 | $19,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 12,546 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,300 | $18,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 20,300 | $18,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $18,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 35,074 | $17,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 10,709 | $17,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 25,023 | $17,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,500 | $16,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 14,795 | $16,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 20,481 | $16,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 15,486 | $16,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,494 | $15,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 12,692 | $15,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 11,618 | $15,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 187,885 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,267 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,300 | $14,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 17,900 | $14,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 11,087 | $14,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 10,861 | $14,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 11,100 | $14,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,100 | $13,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 19,961 | $13,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 82,370 | $13,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 20,175 | $13,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 24,041 | $13,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 10,922 | $13,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 27,841 | $12,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,180 | $11,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 15,200 | $11,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 11,500 | $10,000 | thousands by filing date | call |
| MINCO GOLD CORPORATION | 60254D108 | COM | 37,254 | $10,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 13,006 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,075 | $9,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,600 | $9,000 | thousands by filing date | call |
| EnerJex Resources Inc | 292758406 | COM | 23,599 | $9,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 29,461 | $9,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 39,083 | $9,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 11,195 | $8,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 10,425 | $8,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,100 | $8,000 | thousands by filing date | call |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 15,087 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 25,321 | $7,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 13,400 | $7,000 | thousands by filing date | call |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 32,917 | $7,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 50,100 | $7,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,480 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 18,685 | $6,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 14,333 | $6,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 13,339 | $6,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 47,591 | $6,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 46,525 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,300 | $5,000 | thousands by filing date | call |
| GEVO INC COM PAR | 374396208 | Stock | 10,200 | $5,000 | thousands by filing date | put |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 16,795 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 279,497 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 23,002 | $4,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 24,800 | $3,000 | thousands by filing date | put |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 17,857 | $3,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 14,847 | $3,000 | thousands by filing date | |
| MONSTER DIGITAL INC | 61174L113 | *W EXP 99/99/999 | 11,696 | $3,000 | thousands by filing date | |
| MEDOVEX CORP | 58504H119 | *W EXP 12/24/201 | 11,155 | $3,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 20,094 | $3,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 12,198 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 15,450 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 190,132 | $2,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 18,596 | $2,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 10,887 | $1,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 62,543 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |