13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 8,323 holding rows worth $207,117,407,000.
- Accession
- 0001446194-16-000016
- Filer
- CIK 1446194
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 8,878 entries on the cover page, a total value of $207,117,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,117,407,000 with VALUE read as thousands by filing date, 13F file number 028-13216. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 9,500 | $212,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 43,900 | $212,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 22,968 | $212,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,300 | $211,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 14,500 | $211,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 17,300 | $211,000 | thousands by filing date | call |
| AMSURG CORP | 03232P405 | COM | 3,146 | $211,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 26,700 | $211,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N208 | Cmn | 37,078 | $211,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,700 | $210,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,500 | $210,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,400 | $210,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 8,700 | $210,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 4,500 | $210,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 12,729 | $210,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,659 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 6,263 | $210,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,769 | $209,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,700 | $209,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 60,060 | $209,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 11,000 | $209,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 15,059 | $209,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 23,900 | $209,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 9,600 | $208,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 2,538 | $208,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,800 | $208,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 13,858 | $208,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 34,545 | $208,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,667 | $208,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 10,837 | $208,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,300 | $207,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,400 | $207,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 18,200 | $207,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 49,000 | $207,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 43,500 | $207,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 5,700 | $207,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,900 | $207,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,300 | $206,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 3,700 | $206,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 2,200 | $206,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 6,900 | $206,000 | thousands by filing date | put |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,200 | $206,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 30,480 | $206,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,200 | $206,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 11,600 | $205,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 2,600 | $205,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,400 | $205,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 29,200 | $205,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,400 | $204,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 4,400 | $204,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,304 | $204,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,400 | $204,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 58,700 | $204,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,727 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 8,400 | $204,000 | thousands by filing date | call |
| InterContinental Hotels | 45857p608 | CS | 4,900 | $204,000 | thousands by filing date | call |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 8,147 | $204,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,888 | $203,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,100 | $203,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,600 | $203,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 5,337 | $203,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 6,200 | $203,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 7,857 | $203,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,100 | $202,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 4,600 | $202,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 13,500 | $202,000 | thousands by filing date | put |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,847 | $202,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,900 | $202,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,400 | $202,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 5,500 | $202,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 298,534 | $202,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 5,065 | $202,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 5,598 | $202,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 33,465 | $202,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,000 | $201,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 5,227 | $201,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 6,679 | $201,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,300 | $200,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,000 | $200,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 11,500 | $200,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,622 | $200,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 21,032 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,700 | $200,000 | thousands by filing date | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,100 | $200,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,100 | $200,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,400 | $200,000 | thousands by filing date | put |
| INTELIQUENT INC | 45825N107 | COM | 12,400 | $200,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 12,568 | $200,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 9,088 | $200,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 11,600 | $199,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 13,282 | $199,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 174,500 | $199,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,400 | $198,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 62,814 | $197,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 22,600 | $197,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 29,836 | $197,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 45,081 | $197,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 26,300 | $196,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 64,100 | $196,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 76,100 | $196,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 197,700 | $195,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,983 | $195,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,600 | $195,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 23,400 | $194,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 13,900 | $194,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 37,200 | $194,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 17,100 | $193,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 28,363 | $193,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,467 | $191,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 21,386 | $191,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 11,600 | $191,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 16,600 | $191,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 14,500 | $190,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,600 | $190,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 22,065 | $190,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 72,300 | $189,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 22,800 | $189,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 16,200 | $189,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 15,200 | $189,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 17,123 | $189,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 18,300 | $189,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 76,500 | $189,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 48,800 | $189,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 14,600 | $188,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 20,400 | $188,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 535,907 | $188,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 18,400 | $188,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 16,100 | $187,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 55,803 | $187,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 38,300 | $187,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 28,600 | $186,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 24,900 | $186,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 28,200 | $186,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 22,500 | $186,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 11,737 | $186,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,984 | $185,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,200 | $185,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,200 | $185,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,900 | $184,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 64,469 | $184,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 73,100 | $184,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 55,700 | $184,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 24,900 | $183,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 69,200 | $183,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 22,557 | $183,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,611 | $183,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 15,500 | $183,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 12,601 | $182,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 55,100 | $182,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 12,200 | $182,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,900 | $181,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,000 | $181,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 34,400 | $181,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 41,900 | $181,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,856 | $180,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 12,595 | $180,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 12,000 | $180,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,000 | $180,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,300 | $180,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 23,493 | $179,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,500 | $179,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 10,700 | $179,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 52,900 | $179,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 194,936 | $179,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 12,900 | $179,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 14,800 | $178,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 69,312 | $178,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 26,600 | $177,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,800 | $177,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,800 | $177,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 71,795 | $177,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 62,400 | $177,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 13,349 | $177,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 37,400 | $177,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 29,100 | $177,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 50,345 | $177,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 67,264 | $176,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 18,200 | $176,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 24,647 | $176,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 25,300 | $176,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,136 | $175,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,019 | $174,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 25,600 | $174,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F650 | INDONESIA SMALL | 20,958 | $174,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,200 | $173,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 206,239 | $173,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,700 | $172,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,400 | $172,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,700 | $172,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 36,100 | $172,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 22,200 | $172,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 31,600 | $172,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 14,700 | $171,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 22,900 | $171,000 | thousands by filing date | put |
| Dws Strategic Muni Incm | 25159F102 | COM | 11,934 | $171,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 62,300 | $171,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,600 | $171,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,500 | $170,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 15,700 | $170,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,498 | $169,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 19,276 | $169,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 28,000 | $169,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 30,580 | $168,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,200 | $168,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,500 | $168,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 55,692 | $168,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 62,300 | $168,000 | thousands by filing date | put |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 14,199 | $168,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 53,200 | $168,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 14,193 | $167,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 12,345 | $167,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 39,900 | $166,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 18,800 | $166,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 36,300 | $165,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,972 | $165,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 19,600 | $165,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,500 | $164,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,300 | $164,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 19,200 | $164,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 132,000 | $164,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 37,150 | $164,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,025 | $163,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,500 | $163,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 16,966 | $163,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 24,000 | $163,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 26,942 | $162,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 19,068 | $162,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 47,800 | $162,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 17,100 | $162,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,300 | $162,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 11,592 | $161,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 33,787 | $161,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 73,600 | $161,000 | thousands by filing date | call |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 12,483 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 20,273 | $161,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,758 | $160,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 11,439 | $160,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,400 | $160,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 44,924 | $160,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 15,800 | $160,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 10,300 | $160,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,100 | $160,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 22,492 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 15,078 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 12,758 | $159,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 19,597 | $158,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,300 | $158,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,400 | $158,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 10,500 | $158,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,927 | $158,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,700 | $157,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,400 | $157,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 37,400 | $157,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 18,800 | $156,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,299 | $156,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 86,566 | $156,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 22,100 | $156,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 86,000 | $155,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,400 | $154,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 22,200 | $154,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 34,000 | $154,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 59,700 | $153,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,900 | $152,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 35,600 | $152,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,500 | $152,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 30,300 | $152,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 30,600 | $152,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 27,700 | $151,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,006 | $150,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 50,500 | $150,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 13,565 | $150,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 10,000 | $150,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 17,009 | $150,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,346 | $149,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,700 | $149,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,200 | $149,000 | thousands by filing date | call |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 13,547 | $149,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,214 | $148,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,000 | $148,000 | thousands by filing date | put |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 14,939 | $148,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 30,227 | $148,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,149 | $147,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 78,835 | $147,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,700 | $146,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 13,700 | $146,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 15,500 | $146,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 34,216 | $146,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 16,700 | $146,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 10,845 | $146,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,000 | $145,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 48,700 | $145,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 28,400 | $145,000 | thousands by filing date | call |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 13,200 | $145,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 24,700 | $145,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,389 | $144,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 48,400 | $144,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 16,500 | $144,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 19,300 | $144,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 85,400 | $144,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 25,709 | $143,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 26,900 | $142,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 50,900 | $142,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,400 | $142,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,212 | $141,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,600 | $141,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 47,400 | $141,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,500 | $140,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,600 | $140,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,800 | $140,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 52,300 | $140,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 74,600 | $140,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,100 | $138,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 74,300 | $137,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 17,925 | $137,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50,500 | $137,000 | thousands by filing date | put |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 67,800 | $137,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,000 | $136,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 15,693 | $135,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 160,423 | $135,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 17,700 | $135,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,900 | $134,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 10,692 | $134,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 147,700 | $134,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 10,700 | $134,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N208 | Cmn | 23,600 | $134,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 157,900 | $133,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 11,100 | $133,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 29,900 | $133,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,400 | $132,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 10,500 | $132,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 38,200 | $131,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,700 | $131,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 95,098 | $131,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 35,800 | $130,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 22,100 | $130,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,100 | $130,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 23,300 | $130,000 | thousands by filing date | call |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,000 | $130,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 13,700 | $130,000 | thousands by filing date | put |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 177,600 | $130,000 | thousands by filing date | put |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 13,000 | $130,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 46,500 | $128,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 18,700 | $128,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,600 | $128,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 112,081 | $128,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,200 | $128,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 13,500 | $127,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 71,200 | $127,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 11,900 | $127,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 16,191 | $127,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 26,900 | $126,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 24,562 | $126,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,600 | $125,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,100 | $125,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 17,458 | $125,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 24,989 | $124,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 39,481 | $124,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 11,100 | $124,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,356 | $123,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 91,100 | $123,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 15,200 | $123,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 12,500 | $123,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 48,200 | $123,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,500 | $122,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,100 | $122,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 207,380 | $122,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 73,200 | $122,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 36,500 | $122,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 19,400 | $122,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 30,798 | $120,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,500 | $120,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 34,200 | $120,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 11,500 | $119,000 | thousands by filing date | put |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10,600 | $119,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 66,900 | $118,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 12,500 | $118,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 56,400 | $118,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 49,674 | $118,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 26,100 | $117,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 65,479 | $117,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 15,349 | $117,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 69,800 | $116,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 332,100 | $116,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 14,791 | $115,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 13,800 | $115,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 18,800 | $115,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 100,000 | $114,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 18,775 | $114,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 24,406 | $114,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,778 | $113,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 21,389 | $113,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,328 | $113,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 19,300 | $113,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 12,380 | $112,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 11,200 | $112,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 15,500 | $111,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 20,045 | $111,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 89,400 | $111,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 29,100 | $111,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 12,377 | $111,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 72,248 | $111,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 39,000 | $110,000 | thousands by filing date | put |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 11,253 | $110,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,762 | $109,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 31,600 | $109,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 16,800 | $108,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 37,400 | $108,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,900 | $107,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,700 | $107,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,172 | $107,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 14,400 | $107,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,900 | $106,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 11,500 | $106,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,722 | $106,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,283 | $106,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,600 | $105,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 11,100 | $105,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 125,041 | $105,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 19,091 | $105,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 57,767 | $105,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 14,200 | $105,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 16,019 | $104,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 39,500 | $104,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,700 | $104,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,200 | $104,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,400 | $103,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,600 | $103,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 33,200 | $103,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 10,600 | $103,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 16,200 | $103,000 | thousands by filing date | put |
| SESEN BIO, INC. | 286221106 | COM | 36,540 | $103,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 31,300 | $102,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 39,000 | $101,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,100 | $101,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,443 | $101,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,000 | $101,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 186,083 | $101,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 14,200 | $101,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 23,000 | $101,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,400 | $100,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,800 | $100,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 37,200 | $100,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 12,900 | $100,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,900 | $99,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 13,600 | $98,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,000 | $98,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 13,800 | $98,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,200 | $98,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC | 379378102 | COM | 12,000 | $98,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 41,000 | $98,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 18,500 | $98,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 21,877 | $98,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,315 | $97,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 13,700 | $97,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 20,600 | $97,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,000 | $97,000 | thousands by filing date | put |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,600 | $97,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,822 | $96,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 24,498 | $96,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 12,155 | $96,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,600 | $95,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 13,410 | $95,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 22,300 | $95,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,000 | $94,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 10,300 | $94,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 159,800 | $94,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,674 | $93,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 66,084 | $93,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 91,100 | $93,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,200 | $92,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,201 | $92,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 32,300 | $92,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 15,000 | $92,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 29,100 | $91,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,022 | $90,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,100 | $90,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,500 | $90,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 33,584 | $90,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 10,100 | $90,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 15,910 | $90,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 27,158 | $90,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 17,500 | $90,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 42,034 | $89,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 22,892 | $89,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,500 | $88,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 80,497 | $88,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,377 | $88,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 162,300 | $88,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,900 | $88,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 26,989 | $88,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 19,700 | $88,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 15,900 | $88,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 24,600 | $87,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 49,200 | $87,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,678 | $87,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 16,700 | $87,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 32,700 | $87,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,131 | $86,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,800 | $86,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 11,600 | $86,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |