13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,775 holding rows worth $172,961,242,000.
- Accession
- 0001446194-16-000009
- Filer
- CIK 1446194
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,993 entries on the cover page, a total value of $172,961,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,961,242,000 with VALUE read as thousands by filing date, 13F file number 028-13216. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXTREME NETWORKS INC | 30226D106 | COM | 14,700 | $60,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 36,047 | $60,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,400 | $60,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 295,000 | $60,000 | thousands by filing date | put |
| KLONDEX MNS LTD | 498696103 | COM | 29,207 | $60,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,900 | $59,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,300 | $59,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 16,200 | $59,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 26,700 | $59,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 24,554 | $59,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,176 | $58,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 12,800 | $58,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 21,333 | $58,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,000 | $57,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,558 | $57,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 28,915 | $57,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 13,614 | $57,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 29,800 | $57,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 87,847 | $56,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,000 | $56,000 | thousands by filing date | put |
| Full Circle Capital Corp. | 359671104 | COM | 22,693 | $56,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 14,826 | $56,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 56,328 | $56,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 24,000 | $55,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,500 | $55,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,900 | $55,000 | thousands by filing date | put |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 10,042 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,900 | $54,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 20,164 | $54,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 24,181 | $54,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,000 | $54,000 | thousands by filing date | put |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 358,242 | $54,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 151,600 | $53,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 39,812 | $53,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 51,300 | $53,000 | thousands by filing date | call |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,894 | $53,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 49,496 | $53,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,200 | $52,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,686 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,656 | $51,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 40,792 | $51,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 33,100 | $50,000 | thousands by filing date | call |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 16,100 | $50,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 21,998 | $50,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 48,200 | $49,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,300 | $48,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 11,679 | $48,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,900 | $48,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 45,152 | $48,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 31,789 | $48,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 15,701 | $48,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 14,500 | $47,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 27,900 | $47,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 10,985 | $47,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,910 | $46,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 13,597 | $46,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 14,700 | $46,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,478 | $45,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 23,900 | $45,000 | thousands by filing date | put |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 14,435 | $45,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,700 | $44,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 22,100 | $44,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 10,700 | $44,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 43,403 | $44,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 66,300 | $44,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 15,400 | $44,000 | thousands by filing date | call |
| SESEN BIO, INC. | 286221106 | COM | 14,748 | $44,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,405 | $43,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 89,999 | $43,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,000 | $43,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,827 | $42,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 15,734 | $42,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,642 | $42,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 14,300 | $42,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 34,400 | $42,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 27,428 | $41,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,900 | $41,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 11,300 | $41,000 | thousands by filing date | call |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 27,831 | $41,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,607 | $40,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 38,800 | $40,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 24,376 | $40,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32,700 | $39,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 30,400 | $39,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,536 | $39,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 11,500 | $38,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 17,420 | $38,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 18,000 | $38,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 24,300 | $38,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 11,000 | $38,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 88,700 | $38,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 73,600 | $38,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,407 | $38,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 25,000 | $38,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 24,400 | $37,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 34,900 | $37,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 16,201 | $37,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,900 | $36,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,400 | $36,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 15,554 | $36,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 15,500 | $36,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,200 | $36,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 20,017 | $36,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 28,415 | $36,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,700 | $35,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 47,800 | $35,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 16,594 | $35,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,200 | $35,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 11,200 | $35,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,200 | $34,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 14,200 | $34,000 | thousands by filing date | call |
| GORDMANS STORES INC | 38269P100 | COM | 10,690 | $34,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 13,100 | $34,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 31,243 | $34,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 279,100 | $33,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,826 | $33,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,800 | $33,000 | thousands by filing date | call |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $33,000 | thousands by filing date | principal |
| RICHMONT MINES INC | 76547T106 | COM | 10,100 | $32,000 | thousands by filing date | put |
| SEMILEDS CORP | 816645105 | COM | 83,128 | $32,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 25,423 | $31,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 13,246 | $31,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 28,300 | $31,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 16,655 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,800 | $30,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 18,000 | $30,000 | thousands by filing date | put |
| RCS CAP CORP | 74937W102 | COM CL A | 94,835 | $29,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,100 | $28,000 | thousands by filing date | put |
| INFOSONICS CORP | 456784107 | COM | 17,902 | $28,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,800 | $27,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 35,276 | $27,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 10,900 | $27,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,170 | $27,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 101,100 | $27,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 11,600 | $27,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 14,900 | $27,000 | thousands by filing date | put |
| CELLADON CORP | 15117E107 | Cmn | 18,669 | $27,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 14,413 | $27,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 10,147 | $26,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,300 | $26,000 | thousands by filing date | put |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 51,219 | $26,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 13,285 | $25,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 33,470 | $25,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,936 | $25,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 36,367 | $25,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 22,977 | $24,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 23,300 | $24,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 26,300 | $24,000 | thousands by filing date | call |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 23,952 | $24,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 11,980 | $23,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 55,300 | $23,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 12,644 | $23,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 13,800 | $22,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 16,717 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,700 | $22,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 11,031 | $21,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 11,935 | $21,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 15,300 | $21,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 21,004 | $21,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 12,638 | $21,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 19,576 | $21,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,600 | $21,000 | thousands by filing date | put |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 36,864 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,751 | $20,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 27,600 | $20,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 40,460 | $20,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 14,900 | $20,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 26,000 | $20,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 39,581 | $20,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 21,400 | $20,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 16,273 | $20,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 11,200 | $20,000 | thousands by filing date | call |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 12,104 | $20,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 14,461 | $20,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 26,101 | $19,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 12,100 | $19,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 73,012 | $19,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 13,338 | $19,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 11,500 | $18,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 16,812 | $18,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 22,200 | $18,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782u106 | COM | 13,676 | $18,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 17,000 | $18,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 20,137 | $17,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 277,229 | $17,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 14,400 | $17,000 | thousands by filing date | put |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 16,300 | $17,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,000 | $16,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,600 | $16,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,400 | $16,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,665 | $16,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 68,300 | $16,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 14,517 | $16,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 21,958 | $16,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 53,800 | $16,000 | thousands by filing date | put |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 10,417 | $15,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,708 | $15,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 27,500 | $14,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 21,925 | $14,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 13,700 | $14,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 22,107 | $14,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,029 | $14,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 74,100 | $13,000 | thousands by filing date | call |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 17,861 | $13,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,100 | $13,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 18,500 | $13,000 | thousands by filing date | put |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 13,000 | $13,000 | thousands by filing date | put |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 15,517 | $13,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 15,005 | $13,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,511 | $13,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 13,000 | $13,000 | thousands by filing date | call |
| GEVO INC COM PAR | 374396208 | Stock | 20,211 | $13,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 59,500 | $12,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 23,317 | $12,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 71,530 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,985 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,300 | $12,000 | thousands by filing date | call |
| RLJ ENTMT INC | 74965F104 | COM | 22,075 | $12,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 12,890 | $12,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 17,618 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,900 | $11,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 10,000 | $11,000 | thousands by filing date | put |
| WHITING USA TR II | 966388100 | TR UNIT | 16,181 | $11,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 16,200 | $11,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 91,255 | $11,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10,500 | $11,000 | thousands by filing date | put |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 22,200 | $11,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 28,400 | $10,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 20,192 | $10,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,049 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,149,795 | $10,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,400 | $10,000 | thousands by filing date | put |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 13,862 | $10,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 30,177 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 18,675 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,500 | $9,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 11,262 | $9,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 33,290 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,062 | $8,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 14,373 | $8,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 43,830 | $8,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 16,000 | $8,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 19,161 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 61,858 | $7,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 10,075 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 14,248 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 10,014 | $7,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 18,119 | $7,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 21,302 | $7,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 19,000 | $7,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 16,000 | $7,000 | thousands by filing date | put |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 46,031 | $7,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 24,847 | $6,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 26,200 | $6,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 10,986 | $6,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 16,500 | $6,000 | thousands by filing date | call |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 15,255 | $6,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 16,952 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 14,528 | $5,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 12,037 | $5,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 11,430 | $5,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 10,303 | $5,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 10,069 | $5,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 10,137 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,244 | $4,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 14,323 | $4,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 12,717 | $4,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 13,498 | $4,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 11,188 | $3,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 10,400 | $3,000 | thousands by filing date | call |
| PERSEON CORP | 715270203 | Cmn | 12,213 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 13,700 | $2,000 | thousands by filing date | call |
| METHES ENERGIES INTL LTD | 591517107 | COM | 10,038 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 17,559 | $2,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 20,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000009 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-16-000012 | base | 2016-02-26 | acceptance time not in the bulk data set |