13F-HR filed by SUSQUEHANNA INTERNATIONAL GROUP, LLP
SUSQUEHANNA INTERNATIONAL GROUP, LLP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 8,775 holding rows worth $172,961,242,000.
- Accession
- 0001446194-16-000009
- Filer
- CIK 1446194
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,993 entries on the cover page, a total value of $172,961,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,961,242,000 with VALUE read as thousands by filing date, 13F file number 028-13216. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSUSQUEHANNA INVESTMENT GROUP028-13224
- included managerSUSQUEHANNA SECURITIES028-13221
- included managerSUSQUEHANNA CAPITAL GROUP028-13223
- included managerSUSQUEHANNA FINANCIAL GROUP, LLLP028-13222
- included managerCAPITAL VENTURES INTERNATIONAL028-13219
- included managerSUSQUEHANNA ADVISORS GROUP, INC.028-13217
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerSUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC028-13683
- included managerCVI Opportunities Fund I, LLLP028-16682
- included managerG1 EXECUTION SERVICES, LLC028-16683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METALLUS INC | 887399103 | COMMON STOCK | 21,222 | $178,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,929 | $178,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15,041 | $178,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 14,336 | $178,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,600 | $176,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 102,600 | $176,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 49,406 | $176,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 15,000 | $175,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 87,200 | $175,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,766 | $175,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 11,495 | $175,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 54,289 | $175,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 14,900 | $174,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,900 | $174,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 10,886 | $174,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 14,900 | $174,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 20,000 | $173,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,700 | $173,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 15,520 | $173,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 31,000 | $173,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,300 | $172,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 13,000 | $172,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,400 | $172,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 92,200 | $172,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,051 | $172,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,268 | $171,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 15,600 | $171,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 11,635 | $171,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 17,286 | $171,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,100 | $170,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,800 | $170,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 14,300 | $170,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,200 | $170,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 39,500 | $169,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 37,352 | $169,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,700 | $169,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 17,400 | $169,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 194,657 | $169,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 115,800 | $169,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 15,400 | $168,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,300 | $168,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 75,500 | $168,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 14,206 | $168,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 19,921 | $167,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 14,500 | $167,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,402 | $166,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 24,874 | $166,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,163 | $166,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 81,273 | $166,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 12,900 | $166,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 117,100 | $166,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 71,200 | $165,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 40,300 | $165,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 12,600 | $165,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 23,400 | $165,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 11,100 | $165,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 43,800 | $165,000 | thousands by filing date | put |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 10,900 | $165,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 46,806 | $165,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 36,800 | $164,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 39,000 | $164,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 156,006 | $164,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,946 | $164,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 11,165 | $163,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,642 | $163,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,100 | $162,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 13,305 | $162,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 14,100 | $162,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 17,700 | $162,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,200 | $162,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 15,465 | $162,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 13,257 | $162,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 21,780 | $162,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,138 | $161,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 22,800 | $161,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 62,357 | $161,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 534,411 | $161,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 22,714 | $161,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 12,800 | $161,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 21,800 | $160,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 13,700 | $160,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 26,000 | $160,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 226,073 | $160,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,000 | $160,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 10,200 | $159,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 170,871 | $159,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,800 | $159,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,200 | $159,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 131,300 | $159,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 17,601 | $159,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 17,975 | $159,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 47,709 | $159,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,000 | $158,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 24,539 | $158,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 40,200 | $158,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,474 | $158,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 909,135 | $158,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 14,500 | $158,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,801 | $157,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,769 | $157,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 40,824 | $157,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,700 | $156,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,200 | $156,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 16,173 | $156,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 40,600 | $156,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 13,900 | $155,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 94,245 | $155,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 24,000 | $155,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,400 | $154,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 73,563 | $153,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 53,069 | $153,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 20,000 | $153,000 | thousands by filing date | call |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 18,200 | $153,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 86,600 | $152,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 11,015 | $152,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 21,100 | $152,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,700 | $151,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 37,332 | $151,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,400 | $150,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 13,800 | $150,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,900 | $149,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 35,158 | $149,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 127,700 | $149,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 16,200 | $149,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 20,000 | $149,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 18,300 | $148,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 24,112 | $148,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 13,600 | $147,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 17,200 | $147,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 179,390 | $147,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 33,600 | $146,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,400 | $146,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 16,000 | $146,000 | thousands by filing date | call |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 23,806 | $146,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,800 | $145,000 | thousands by filing date | put |
| REALD INC | 75604L105 | COMMON STOCK | 13,700 | $145,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 71,600 | $145,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 51,542 | $145,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 11,211 | $145,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 40,956 | $145,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 27,300 | $144,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 22,000 | $144,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,200 | $144,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,500 | $144,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 40,500 | $144,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 15,800 | $144,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 12,900 | $144,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 38,100 | $144,000 | thousands by filing date | call |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 12,885 | $144,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 30,300 | $144,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,300 | $143,000 | thousands by filing date | call |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 31,496 | $143,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 406,346 | $143,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 12,509 | $143,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 31,600 | $142,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,551 | $142,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,070 | $142,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 33,642 | $142,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 13,100 | $141,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,900 | $141,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 43,536 | $141,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,800 | $141,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 39,800 | $140,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 98,900 | $140,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,800 | $140,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 12,700 | $140,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 11,728 | $140,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,000 | $139,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 11,400 | $139,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 11,872 | $139,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 289,800 | $139,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 29,451 | $138,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 13,400 | $138,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,500 | $137,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,354 | $137,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 10,987 | $137,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 28,615 | $137,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 19,072 | $136,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,000 | $136,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 15,100 | $136,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 32,921 | $135,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,864 | $135,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,950 | $135,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 24,200 | $135,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 62,100 | $135,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 185,100 | $135,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 10,000 | $135,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 15,800 | $135,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,300 | $134,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,500 | $134,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 46,006 | $134,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 15,800 | $134,000 | thousands by filing date | put |
| COSI INC | 22122P200 | COM | 305,272 | $134,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 22,007 | $134,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 17,467 | $134,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 41,600 | $134,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 18,581 | $134,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,600 | $133,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,300 | $133,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 18,500 | $133,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 38,200 | $133,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,762 | $133,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 38,342 | $133,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 36,512 | $133,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 11,880 | $133,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 11,600 | $133,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 47,800 | $132,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,561 | $132,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 760,000 | $132,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 75,481 | $132,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,509 | $132,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,333 | $131,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,844 | $131,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 44,515 | $131,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 29,300 | $130,000 | thousands by filing date | call |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 10,573 | $130,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,763 | $129,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,900 | $129,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 48,300 | $129,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 21,378 | $129,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 14,600 | $129,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 106,324 | $128,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,800 | $128,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 21,663 | $128,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 29,000 | $128,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 11,400 | $128,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,200 | $127,000 | thousands by filing date | put |
| AMREP CORP | 032159105 | COM | 29,305 | $127,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,900 | $127,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 20,300 | $127,000 | thousands by filing date | put |
| OPOWER INC | 68375Y109 | COM | 12,000 | $127,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 18,713 | $126,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,900 | $126,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 118,970 | $126,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,200 | $126,000 | thousands by filing date | call |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 13,000 | $126,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,500 | $125,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 10,500 | $124,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 28,879 | $124,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 43,300 | $124,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 18,900 | $124,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 16,700 | $124,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 75,400 | $124,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 60,600 | $124,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 13,600 | $123,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,000 | $123,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,070 | $123,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 54,800 | $122,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 100,722 | $122,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 17,400 | $122,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 12,653 | $122,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 11,771 | $122,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,489 | $121,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,000 | $121,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,813 | $120,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 133,300 | $120,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 12,100 | $120,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,000 | $119,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,300 | $119,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 28,629 | $119,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 58,200 | $119,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 71,111 | $119,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,065 | $118,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,859 | $118,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,959 | $118,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 30,777 | $118,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 15,161 | $118,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,900 | $118,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 119,736 | $117,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 31,521 | $117,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 88,461 | $117,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 18,200 | $117,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 17,500 | $116,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,836 | $116,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 27,100 | $116,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 45,760 | $116,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 19,046 | $116,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 122,056 | $116,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 18,400 | $116,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,938 | $115,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,300 | $115,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,999 | $115,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,155 | $114,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,500 | $114,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 38,700 | $114,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 25,200 | $114,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 12,996 | $113,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 30,600 | $113,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,900 | $113,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 15,207 | $113,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 10,400 | $113,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11,692 | $112,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,319 | $112,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 13,000 | $112,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 50,378 | $112,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 46,400 | $112,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 34,400 | $111,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,441 | $111,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,861 | $111,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,676 | $110,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,700 | $110,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 27,531 | $110,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 23,700 | $110,000 | thousands by filing date | put |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 11,256 | $110,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,900 | $109,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 15,861 | $109,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,268 | $109,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,575 | $108,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 15,838 | $108,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 27,800 | $108,000 | thousands by filing date | put |
| Real Industry Inc | 75601w104 | CS | 13,500 | $108,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 17,700 | $107,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 105,046 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,200 | $107,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,500 | $106,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 60,010 | $106,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 11,727 | $106,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,363 | $106,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 117,701 | $105,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 102,062 | $105,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 32,271 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 14,831 | $105,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 22,627 | $105,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,567 | $104,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,805 | $104,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 50,100 | $104,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 46,821 | $103,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 72,300 | $103,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 12,200 | $102,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 23,205 | $102,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,074 | $102,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,400 | $102,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 99,578 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 12,793 | $102,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,300 | $102,000 | thousands by filing date | put |
| AVALANCHE BIOT | 05337G107 | Common Stock | 10,719 | $102,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 40,700 | $101,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 64,300 | $100,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,200 | $100,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,770 | $100,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,268 | $100,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 22,172 | $100,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 55,100 | $100,000 | thousands by filing date | call |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 10,000 | $100,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 19,000 | $99,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,000 | $99,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 44,100 | $98,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 18,299 | $98,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 13,100 | $98,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 21,300 | $98,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,300 | $97,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 47,761 | $97,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 15,600 | $97,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 21,142 | $97,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 104,008 | $96,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,800 | $95,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 12,700 | $95,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,200 | $95,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 12,364 | $95,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 16,992 | $94,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,105 | $94,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 18,100 | $94,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 17,139 | $94,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,400 | $93,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,500 | $93,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,800 | $93,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 24,153 | $93,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,600 | $92,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,200 | $92,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16,118 | $92,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,400 | $92,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 10,439 | $92,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,963 | $92,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 27,170 | $92,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,746 | $92,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 39,311 | $92,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 300,500 | $90,000 | thousands by filing date | call |
| CIFC CORP | 12547R105 | COM | 16,192 | $90,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 14,203 | $89,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 12,200 | $88,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 21,300 | $88,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,000 | $88,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 27,910 | $88,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 105,300 | $88,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 13,154 | $87,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 53,609 | $87,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 12,084 | $87,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,806 | $86,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,700 | $85,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,892 | $84,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,107 | $84,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 93,600 | $84,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 52,301 | $84,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,837 | $83,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,200 | $83,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 63,448 | $83,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 26,394 | $83,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 19,500 | $83,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17,741 | $82,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 33,500 | $82,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 62,400 | $82,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 19,899 | $82,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,625 | $81,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 290,900 | $81,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 12,500 | $81,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,400 | $81,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,776 | $81,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,535 | $80,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,636 | $80,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 21,800 | $80,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 30,004 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,751 | $80,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 65,500 | $79,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 111,300 | $79,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 33,328 | $79,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,400 | $79,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,969 | $79,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 65,400 | $79,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 38,800 | $79,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,700 | $78,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,700 | $78,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 13,259 | $78,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,570 | $77,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 33,220 | $77,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 387,300 | $77,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 12,314 | $77,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 38,100 | $76,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,991 | $76,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,659 | $76,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 25,375 | $75,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,000 | $75,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,746 | $75,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 56,500 | $75,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 16,700 | $75,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,928 | $74,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,586 | $74,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 12,900 | $74,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 33,478 | $74,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 43,793 | $74,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,996 | $73,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 16,300 | $73,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 40,300 | $73,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 22,396 | $73,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 16,100 | $72,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,000 | $72,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 36,140 | $72,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 14,177 | $72,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 41,300 | $72,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,900 | $72,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 12,500 | $72,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 61,393 | $72,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 272,000 | $72,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 39,607 | $72,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 25,356 | $72,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 72,500 | $71,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,303 | $71,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 23,286 | $71,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 68,300 | $70,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 74,100 | $70,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 16,380 | $69,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,300 | $69,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 55,500 | $69,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 37,300 | $69,000 | thousands by filing date | call |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 10,152 | $69,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 337,471 | $68,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,100 | $68,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 23,100 | $68,000 | thousands by filing date | put |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 28,300 | $68,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N208 | Cmn | 12,300 | $68,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,675 | $67,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 28,100 | $67,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 65,300 | $67,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,100 | $66,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,491 | $66,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 23,500 | $66,000 | thousands by filing date | call |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 20,900 | $66,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,314 | $65,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,900 | $65,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,900 | $65,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 49,800 | $65,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,300 | $65,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,866 | $64,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,900 | $64,000 | thousands by filing date | put |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 10,213 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,789 | $63,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,992 | $63,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,000 | $63,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,200 | $63,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 36,800 | $63,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,500 | $62,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 17,200 | $62,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 11,200 | $62,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,600 | $61,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,500 | $61,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 13,400 | $61,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 21,200 | $61,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 117,400 | $61,000 | thousands by filing date | put |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 24,977 | $61,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 11,200 | $61,000 | thousands by filing date | call |
| CATALYST | 14888D109 | COM | 19,500 | $61,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446194-16-000009 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446194-16-000012 | base | 2016-02-26 | acceptance time not in the bulk data set |