13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,829 holding rows worth $3,621,332,000.
- Accession
- 0001446114-21-000015
- Filer
- CIK 1446114
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,420 entries on the cover page, a total value of $3,621,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,621,332,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 170 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 5,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOOM ENERGY CORP | 093712107 | COM | 250 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 117 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT INC COM | 45073V108 | Stock | 75 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READY CAPITAL CORP | 75574U101 | COM | 486 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNT INC | 30212W100 | COM | 160 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 107 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 370 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 280 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 121 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 642 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 122 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 9,932 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 50 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 850 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 284 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northland Power Inc. | 666511100 | COM | 201 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRICUS ACQUISITION CORP | G2072Q112 | UNIT 02/08/2028 | 700 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 175 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 60 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 108 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC | 302130959 | COM | 197 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 600 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VACCINEX INC | 918640103 | CMN | 2,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 65 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 70 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORESITE RLTY CORP | 21870Q105 | COM | 39 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPIAN CORP | 03782L101 | CL A | 40 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 85 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 375 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 452 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 2,318 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHLYNKED CORP COM | 42228p102 | COM | 7,400 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 490 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 8,332 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 10,439 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN BATTERY TECHNOLOGY COM NEW | 02451V101 | Stock | 3,330 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 464 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 22 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 130 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC COM | 830879102 | Stock | 68 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 89 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARS COM INC | 14575E105 | COM | 333 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOP 260717C00170000 | 78468r906 | CALL | 70 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLLABORATIVE INVESTMNT SER | 19423L952 | PUT | 102 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 666 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 425 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 2,040 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| The Stephan Co. | 858603103 | Common | 1,047 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 5,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 37 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATADOGINCCLASSA | 23804L103 | STOK | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 17 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 82 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 57 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUMBLE INC | 12047B105 | COM CL A | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 479 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 48 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLOTZ INC | 142552108 | COMMON STOCK | 400 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 1,302 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 5,066 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 350 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 375 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 6,050 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAM HILL ADR | 96925P104 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 19 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 218 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 132 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 9 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755108 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 175 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 90 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O'Shares Global Internet | 67110P704 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,900 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 2,100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 2,066 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDH ACQUISITION CORP | 55283P114 | WTS | 3,520 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCVX CORP | G79448208 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HGR LIQUIDATING TRUST | 42837p105 | COM | 1,093 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 645 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 58 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 | 718546954 | PUT | 50 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,650 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 188 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 87 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 1,100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 700 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 1,850 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PULP EXCHANGE INC | 03755m300 | COM | 427 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIOSOMA INC | 03476l102 | COM | 25,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYSTER B | 449172204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN GREEN INC | 02640n200 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WTS QLT INC | 9941239w9 | WT | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,948 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZUORA INC | 98983V106 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NightFood Holdings Inc | 65412F101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TREES CORP | 36930V100 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GREEN EARTH TECHS INC COM | 39303R102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT MTA REIT | 848esc018 | LP | 90,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Planet 13 Holdings Inc | 72706K101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN TOBACCO INC | J27869106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS INC SHS | 743CVR037 | Stock | 47,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WEB BLOCKCHAIN MEDIA INC | 94734a103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP RESTRICTED WARRA | 737991349 | WT | 97,709 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY WARRANTS | 929999845 | WT | 48,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC CVR | 988cvr015 | COM | 278,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN CANNABIS CORPORATION | 135442101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ADEPTUS HEALTH | 00esc5984 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON BIOSCIENCES HOLDINGS | 529020406 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| THC THERAPEUTICS INC | 87248q101 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CONTRA BACKWEB TECHNOLOGIES | m15cnt997 | COM | 259,927 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279600 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HALL OF FAME RESORT EXERCISE R | 406exr880 | COM | 9,732 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MASSROOTS INC | 57630j106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SPECIAL OPPTY FD INC TRANFERAB | 84741t120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SYNCRONYS SOFTCORP INC COM | 871578100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OBITX INC | 67441r106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WALKER INNOVATION | 936esc110 | COM | 87,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000015 | this filing | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000057 | base | 2021-11-12 | acceptance time not in the bulk data set |