13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,829 holding rows worth $3,621,332,000.
- Accession
- 0001446114-21-000015
- Filer
- CIK 1446114
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,420 entries on the cover page, a total value of $3,621,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,621,332,000 with VALUE read as thousands by filing date, 13F file number 028-13214. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
- included managerClutterbuck Capital Management LLC
- included managerAncora Alternatives LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 6,300 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 6,100 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 6,300 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,526 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 900 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 576 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 1,925 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RH | 74967X103 | COM | 100 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 430 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 450 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,700 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 6,000 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 6,200 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 2,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 9,150 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSTROM INC | 655664950 | COM | 247 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRH MEDICAL CORP | 12626F105 | COM | 15,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 320 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 500 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 354 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,331 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,400 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 900 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCBEST CORP COM | 03937C105 | Stock | 800 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,700 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 3,143 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,065 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 5,675 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,100 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 92 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 5,500 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 195 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUITY INC COM | 00508Y102 | Stock | 330 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,200 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,084 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 7,363 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 5,400 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 338 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 662 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNA INTL INC COM | 559222401 | Stock | 600 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,400 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 600 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 175 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,497 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,300 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 35 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 660 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 5,000 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,750 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSWELL J G | 101205102 | COMMON | 73 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,000 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECIL BANCORP INC | 149841306 | COM | 343,877 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 758 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 480 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,538 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,003 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIENT INC | 019330109 | COM | 1,000 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46090C305 | EXCHANGE TRADED | 900 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 5,000 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 70,066 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 5,100 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 342 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,091 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMERS BANCORP INC | 210509105 | COMMON STOCK | 2,546 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 12,296 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR 20 YR TRS BD | 920933108 | INDX FD | 367 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION ACQUISITION CORP II | G9402q100 | COM | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACI INTL INC CL A | 127190304 | Stock | 200 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,076 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 696 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 1,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 528 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 600 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,025 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 432 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 5,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 5,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 5,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 5,043 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 5,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 405 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 150 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 288 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 425 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 4,813 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,500 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPX CORP | 784635954 | COM | 40 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CINEPLEX INC D | 172454100 | COMMON | 5,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIEF THERAPEUTICS HOLDING SA | h6759s100 | COM | 150,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREX CO INC | 89531P105 | COM | 500 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 374 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 300 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTO LIMITED ADR | 891515207 | ADUS | 750 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,228 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,700 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,293 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 800 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 1,620 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 128 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 708 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIO INC SPON ADS | 62914V106 | ADR | 1,117 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 869 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 720 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G III APPAREL GROUP LTD | 36237H951 | COM | 297 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,800 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSAT A.T. INC | 89351t401 | COM | 10,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 633 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,576 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 325 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 1,180 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,050 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 40 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 1,284 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,535 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,966 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 702 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 382 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 788 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 925 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILRAY INC | 88688T100 | COM CL 2 | 1,802 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 4,152 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 4,200 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701107 | COM | 730 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 914 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 430 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 351 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 605 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 724 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 773 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 300 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLKSWAGEN AG | 928662600 | COM | 1,100 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 395 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 300 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,539 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 3,904 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 3,100 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Elevance Health, Inc. | 036752103 | COM | 107 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 561 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 429 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 625 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,449 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 219 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 600 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,436 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RISK GEORGE INDS INC CL A | 767720204 | COM | 2,995 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,247 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATEAU ENERGY METALS INC | 72764b100 | COM | 69,500 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 132 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 620 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPENG INC ADS | 98422D105 | ADR | 1,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 772 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,332 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,200 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 397 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 656 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,304 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,310 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOPICUS COM INC REGISTERED SHS SUBORD VTG ISIN CA89072T1021 | 89072T102 | COMMON STOCK | 567 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,588 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 800 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 600 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WATER CORPORATION | 74167P108 | COM | 2,220 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 33,333 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,077 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,325 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP | 31428X956 | COM | 20 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USHIO INC | j94456118 | COM | 2,650 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 300 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 1,000 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 500 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,443 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBBELL INC COM | 443510607 | Stock | 175 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERED BRANDS | G7209M108 | COM | 3,366 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,850 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 3,300 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 500 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBS SA-SPONSORED ADR | 466110103 | COM | 3,000 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 3,200 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G243 | COM | 1,209 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 508 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 3,200 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 1,388 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 518 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIATRIS INC COM | 92556V106 | Stock | 2,158 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,700 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NILES FINL INC COM | 33582n106 | COM | 2,750 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES REAL ESTATE INCOME TRUST CL E | 09186L100 | SHS | 4,010 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 280 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,659 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 471 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 425 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 350 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTROCK CO | 96145D105 | COM | 560 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SILVER TR | 46428Q909 | CALL | 400 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 2,929 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,935 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 2,800 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 463 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 297 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 958 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 572 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 820 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVH CORPORATION | 693656950 | COM | 79 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,220 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 2,800 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 2,700 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G516 | COM | 348 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 425 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 350 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 444 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 452 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 12,003 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 344 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,265 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTODYN INC | 23283M101 | Common Stock | 9,608 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZ SE | D03080112 | COM | 100 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 1,500 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE STATE BANK | 118240209 | COM | 2,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 456 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 710 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 490 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 143 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A105 | COM | 140 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALCHEM CORP | 057665200 | COM | 200 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTERA HEALTH CO | 83601L102 | COM | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDITAS MEDICINE INC | 28106W103 | COM | 600 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 167 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCO NV | b0833g105 | COM | 1,050 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELDEN INC COM | 077454106 | Stock | 538 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 135 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 219 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 219 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 308 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,000 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 614 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 450 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 990 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 2,400 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COMWLTH TR | 315912808 | COM | 44 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 127 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 48 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK FIRST CORP | 06211J100 | COM | 301 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,847 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U366 | CMN | 496 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 1,698 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US TIPS ETF | 808524870 | SHS | 360 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 257 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 805 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE NORTH WEST COMPANY INC | 663278208 | COM | 750 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAELS COS INC | 59408Q106 | COM | 1,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 328 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 610 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 100 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 62 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 2,119 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 163 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L OREAL CO ADR | 502117203 | ADUS | 276 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 614 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX CORP | 126408953 | PUT | 126 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J874 | EXCHANGE TRADED | 903 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 2,100 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 30 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 400 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 204 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 287 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096508 | COM | 1,250 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 480 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 288 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Akoustis Technologies Inc | 00973N102 | COM | 1,500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 2,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 2,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 186 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 414 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA OUTDOOR INC | 928377100 | COM | 600 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 500 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 2,575 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 50,540 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAM GLOBAL | 07373B109 | COM | 442 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 30 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAINS DE MER ET DU CERCLE DESE | F06489102 | COM | 250 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUNHONG INTERNATIONAL | g98882106 | COM | 1,900 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 35,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 185 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 461 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 344 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES BANCORP INC | 709789101 | COM | 534 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,224 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W900 | SHT VIX ST TRM | 200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Laaco Ltd L P Uts | 505346106 | COM | 7 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Perpetual Federal | 714273109 | Equity | 630 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 1,800 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 1,800 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 82 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 621 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLIN CORP | 680665205 | COM PAR $1 | 450 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 780 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287902 | CALL | 1,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 5,400 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 210 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 116 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 249 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 300 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 240 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 550 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 400 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION PAC CORP | 907818958 | COM | 63 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP | 76169B102 | COMMON STOCK | 346 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emerald Plantation Holdings LT | G30337102 | COM | 780,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 86 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 71 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 700 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 753 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOPY GROWTH CORP | 138035100 | COM | 479 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 8 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hellofresh SE | d3r2ma100 | COM | 200 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARGEPOINT HOLDINGS IN-CW24 | 15961r113 | WT | 1,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288372 | COM | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP CL A COM | 35137L105 | Stock | 400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 144 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 590 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONICS CORP COM | 046433108 | Stock | 750 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 204 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 270 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,896 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 22,566 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 1,400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 145 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 225 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 104 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APA CORPORATION COM | 03743Q108 | Stock | 734 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 227 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 84 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 175 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 475 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 800 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 7,400 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 1,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 25,150 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 481 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC CL A | 98138H101 | Stock | 50 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 136 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 140 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 477 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 769 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKOLA CORP | 654110105 | COM | 874 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANSYS INC COM | 03662Q105 | COM | 35 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURCO CO | 447324104 | COM | 341 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 666 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 1,205 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 16,666 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 163 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 184 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 313 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 32 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 84 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 280 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 130 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP | 655844958 | COM | 51 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 823 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBL FINL GROUP INC | 30239F106 | CL A | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 1,100 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGLE PLC SURREY | 03476v100 | COM | 1,100 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 225 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 194 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,386 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 550 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 300 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 494 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 380 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 250 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIDAS AG NAMEN AKT | D0066B185 | COM | 32 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 347 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 975 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 16,710 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAL BROKERAGE INC | 75585h107 | COM | 5,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 94 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 1,090 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 525 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 900 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 910 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 64 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 28 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARVANA CO CL A | 146869102 | Stock | 30 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 27 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 23 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBESMART COM | 229663109 | REIT | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 34 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 40 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 600 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 223 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 343 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-21-000015 | this filing | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001446114-21-000057 | base | 2021-11-12 | acceptance time not in the bulk data set |