13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,445 holding rows worth $2,687,479,000.
- Accession
- 0001446114-20-000007
- Filer
- CIK 1446114
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 1,876 entries on the cover page, a total value of $2,687,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,687,479,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 636 | $29,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 397 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 835 | $29,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 84 | $29,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 775 | $28,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 248 | $28,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 600 | $28,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 182 | $28,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 600 | $28,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,000 | $28,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 354 | $27,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 8,809 | $27,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 325 | $27,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 225 | $27,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 233 | $27,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 92 | $27,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 340 | $27,000 | thousands by filing date | |
| CAPSTONE HLDG CORP | 14068E208 | CMN | 1,786 | $27,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 58,156 | $27,000 | thousands by filing date | |
| SMART CARD MARKETING SYS INC C | 831685102 | COM | 875,000 | $27,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 151 | $26,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 8,800 | $26,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 241 | $26,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,950 | $26,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 175 | $26,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,700 | $26,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,000 | $26,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,124 | $26,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,034 | $26,000 | thousands by filing date | |
| UAL CORP COM | 902549104 | COM | 295 | $26,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 340 | $25,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 184 | $25,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,000 | $25,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 535 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 254 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 660 | $24,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 613 | $24,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 83 | $24,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,268 | $24,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 155 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 558 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 657 | $23,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,447 | $23,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 800 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 73 | $22,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 250 | $22,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 429 | $22,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $22,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,040 | $22,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 820 | $22,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 885 | $22,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,500 | $22,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 600 | $22,000 | thousands by filing date | |
| PSB HLDGS INC WIS | 69360N108 | COM | 798 | $22,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,200 | $22,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 93 | $21,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $21,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 250 | $21,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 400 | $21,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 350 | $21,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 400 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 447 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 176 | $21,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 160 | $21,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,766 | $21,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 2,578 | $21,000 | thousands by filing date | |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 1,100 | $21,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 643 | $20,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 500 | $20,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 167 | $20,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 750 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 357 | $20,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 297 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $19,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,286 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,594 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 343 | $19,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,895 | $19,000 | thousands by filing date | |
| Perpetual Federal | 714273109 | Equity | 630 | $19,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 210 | $18,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 185 | $18,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 610 | $18,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 360 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 375 | $18,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 244 | $18,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 850 | $18,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $17,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 144 | $17,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 250 | $17,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 500 | $17,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $17,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 147 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 500 | $17,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 750 | $17,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $17,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 250 | $16,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 590 | $16,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 160 | $16,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,000 | $16,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 20 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 100 | $16,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 150 | $16,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 473 | $16,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 800 | $16,000 | thousands by filing date | |
| THE NORTH WEST COMPANY INC | 663278208 | COM | 750 | $16,000 | thousands by filing date | |
| BAINS DE MER ET DU CERCLE DESE | F06489102 | COM | 250 | $16,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 500 | $15,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 127 | $15,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 500 | $15,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100 | $15,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 115 | $15,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 143 | $15,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 753 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 246 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 621 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 773 | $15,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 205 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $14,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 250 | $14,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 168 | $14,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 283 | $14,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $14,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 285 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 925 | $14,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,897 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,800 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 680 | $14,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 700 | $14,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 68 | $14,000 | thousands by filing date | call |
| FS Investment Corp II | 35952V105 | Stock | 1,905 | $14,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $13,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 363 | $13,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 150 | $13,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 788 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 765 | $13,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $13,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 500 | $13,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 194 | $13,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 250 | $13,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 156 | $13,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 200 | $13,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 450 | $13,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $13,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 667 | $13,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 375 | $13,000 | thousands by filing date | |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 1,500 | $13,000 | thousands by filing date | |
| RISK GEORGE INDS INC CL A | 767720204 | COM | 1,400 | $13,000 | thousands by filing date | |
| ACADIAN TIMBER CORP | 004272100 | COM | 1,000 | $13,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $12,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 477 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 99 | $12,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $12,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 262 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,250 | $12,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 439 | $12,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 1,250 | $12,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 19 | $12,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 528 | $12,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,000 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 106 | $11,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 150 | $11,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,100 | $11,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 111 | $11,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 800 | $11,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 575 | $11,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 100 | $11,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 188021083 | COM | 200 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 225 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $10,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177 | $10,000 | thousands by filing date | |
| NEUROBIOLOGICAL TECH INC COM N | 64124W304 | COM | 2,544,675 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R902 | ST BLOO HIGH ETF | 3,908 | $10,000 | thousands by filing date | call |
| CONRAD INDUSTRIES INCORPORATED | 208305102 | Equities | 900 | $10,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 251 | $10,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,320 | $10,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 85,000 | $10,000 | thousands by filing date | |
| FS GLOBAL CR OPPORTUNITIE FDA | 30291b100 | LP | 1,397 | $10,000 | thousands by filing date | |
| SENIOR PLC | g8031u102 | COM | 4,190 | $10,000 | thousands by filing date | |
| VCM | 992138107 | LP | 9,753 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 95 | $9,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 639 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $9,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 35 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 275 | $9,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 310 | $9,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 212 | $9,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,891 | $9,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 495601056 | COM | 84 | $9,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 323 | $9,000 | thousands by filing date | |
| OPT SCIENCES CORP COM | 671003101 | Common Stock | 450 | $9,000 | thousands by filing date | |
| SRTI BLOCKCHAIN GENERATION INC | 78471m107 | COM | 773,006 | $9,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $8,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $8,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 450 | $8,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $8,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $8,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 6,730 | $8,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 319 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 150 | $8,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 150 | $8,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 590 | $8,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 525 | $8,000 | thousands by filing date | |
| Emerald Plantation Holdings LT | G30337102 | COM | 780,000 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 300 | $8,000 | thousands by filing date | |
| HANOVER FOODS CORP CL A | 41078W100 | COM | 125 | $8,000 | thousands by filing date | |
| BBA AVIATION PLC | G8127H114 | COM | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 100 | $7,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 99 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 189 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 148 | $7,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 712 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 200 | $7,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 432 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 150 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $7,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 793 | $7,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 200 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 447 | $7,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 660 | $7,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 500 | $7,000 | thousands by filing date | |
| Laaco Ltd L P Uts | 505346106 | COM | 3 | $7,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 200 | $7,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 564 | $7,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 50 | $7,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 172 | $6,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 75 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 24 | $6,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 750 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 286 | $6,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 130 | $6,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 958 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,117 | $6,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 357 | $6,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 223 | $6,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $6,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $6,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 100 | $6,000 | thousands by filing date | |
| ADIDAS AG NAMEN AKT | D0066B185 | COM | 17 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 150 | $6,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 100 | $6,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 25 | $5,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 120 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 92 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 109 | $5,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 610 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 150 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 634 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 94 | $5,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 1,597 | $5,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,000 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 36 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 109 | $4,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 67 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 350 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 333 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 95 | $4,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 200 | $4,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 125 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287902 | CALL | 5 | $4,000 | thousands by filing date | call |
| WH GROUP LTD SPONSORED ADR | 92890T205 | ADR | 200 | $4,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 200 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 200 | $4,000 | thousands by filing date | |
| GENTING MALAYSIA BERHA SPONSOR | 37251v109 | ADUS | 200 | $4,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 200 | $4,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 108 | $3,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 50 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $3,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 50 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 50 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 277 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 182 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 193 | $3,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 135 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 101 | $3,000 | thousands by filing date | put |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,224 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 333 | $3,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 425 | $3,000 | thousands by filing date | |
| REGENCY AFFILIATES I | 758847404 | COM | 500 | $3,000 | thousands by filing date | |
| OXURION NV | b6s90t102 | COM | 1,000 | $3,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 100 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 118 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 45 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 525 | $2,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 23 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 175 | $2,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 100 | $2,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 50 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 200 | $2,000 | thousands by filing date | call |
| II-VI INC CMN STK | 902104908 | Cmn | 10 | $2,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6 | $1,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 25 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 79 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 87 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 17 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 67 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 84 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 41 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 135 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 121 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100 | $1,000 | thousands by filing date | |
| BAGGER DAVES BURGER TAVERN INC | 056646201 | COM | 25,000 | $1,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,597 | $1,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 60 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 45,000 | $1,000 | thousands by filing date | |
| PROSUS NV | 74365P108 | Common stock | 50 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,200 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 30 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,900 | $1,000 | thousands by filing date | |
| The Stephan Co. | 858603103 | Common | 1,047 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 100 | $1,000 | thousands by filing date | |
| CANDENCE MINERALS PLC | g1746j116 | COM | 15,000 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAMPTON CREST INTL INC COM | 10511R101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD CAMERA CORP COM | 206esc998 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THAI FUND | 882esc106 | COM | 594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESC AMERICAN MEDICAL ALERT COR | 027904986 | COM | 35,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW AMBASSADORS GROUP INC C | 023esc999 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW TURKISH INVST FD | 900esc104 | COM | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN TREATY AMERN CORP COM NEW | 707874400 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 5,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF ENERGY CORP | 402274104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGI INTL COM NEW | 784185209 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SMS CORP COM | 83171w207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT HALEY HLDGS | 84917j104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TACTICAL AIR DEFENSE SVCS COM | 87356M108 | COM | 140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNALINK INC COM | 13765b103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC | 02640n200 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUR INTERNATIONAL CORPORATIO | 63883u103 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS OIL AND GAS CORPORATION | 92834v209 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANC RENT CORP | 001813104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS QLT INC | 9941239w9 | WT | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 750 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287959 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEAFIA HEALTH INC F | 01444Q104 | FOREIGN CANADIAN | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288951 | 3 7 YR TREAS BD | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Softbrands Inc ACQUIRED | 83402A990 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITCOIN SERVICES INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/29/21 | 09173Y107 | COMMON STOCK | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 4LICENSING CORP | 35104T107 | CS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTIME DESIGN LTD COM | 33766m106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MED FUTURE INC COM | 26875D108 | USD | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630208 | COM | 99,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stans Energy Corp. | 854722105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II-VI INC CMN STK | 902104958 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 1,248,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 13,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earthshell Corp | 27032B209 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS PLASTICS INC | 049156102 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECIL BANCORP INC | 149841306 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTICHOICE GROUP LIMITED SHS AMERICAN DEPOSITARY RECEIPT REPR SHS ISIN#US62548D1000 | 62548D100 | CS ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QMC QUANTUM MINERALS C F | 74734C101 | FOREIGN CANADIAN | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW ALL AMERICAN SEMICONDUC | 016esc402 | COM | 100,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAHAWK DRILLING | 81201R107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB BLOCKCHAIN MEDIA INC | 94734a103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN CANNABIS CORPORATION | 135442101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Health Therapeutics Inc | 29102R106 | Common / Ordinary Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADEPTUS HEALTH | 00esc5984 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS WHEATON INCOME CORPOR | 13765k103 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRA BACKWEB TECHNOLOGIES | m15cnt997 | COM | 259,927 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPTY FD INC TRANFERAB | 84741t120 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNCRONYS SOFTCORP INC COM | 871578100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALKER INNOVATION | 936esc110 | COM | 87,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW VERSUS TECHNOLOGY INC | 925esc105 | COM | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MNG CORP WT | 448629113 | WT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPONTENTIAL INC COM | 98415T109 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNIB UNWIND INC COM | 233242106 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR 20 Year Treasury Bond | 920933903 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAXCO INC COM | 577723109 | COM | 84,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-20-000007 | this filing | 2020-02-14 | acceptance time not in the bulk data set |